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How doChinaandBrazildealwithwaterpollutionchallenges?
A comparativeperspectiveoftwoemergingcountries’approachtowaterpollution
problems
MSc China in ComparativePerspective
London School of Economics
2009 - 2010
Candidate Number: 24247
Word Count: 9,866
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Abstract
With 70 percent of the earth's surface covered by waterand the human body consisting of 60 percent
of it, it is undoubtedly evident that water is one of the most important elements responsible for life on
earth. China’s and Brazil’s rapid economic growth, industrialisation, dense population and massive
urbanisation, in addition to the ineffective implementation ofwater management andpollution
controls, have resulted in widespread water pollution. This dissertation provides acomparative
analysis ofhowChinaandBrazildealwithwaterpollution challenges. This dissertation first explores
the role of industrialisation in polluting freshwater in ChinaandBraziland predicts its future growing
control following the predictions of the environmental Kuznets curve. Second, looking at the massive
internal migration in ChinaandBrazil this paper suggests that cities in ChinaandBrazil are not
capable to sustain the population size and accommodate the population growth, which is threatening
the water security in urban areas. Third, the same causes that have boosted agricultural and rural
development will be assessed in relation to their impact on environmental degradation and the
possibility to implement the precautionary principle to avoid the emergence of new environmental
accidents. Finally, fragmented coordination and bureaucratic competition within Brazil’s and China’s
institutional organisation will be evaluated as a major reason for the lack of environmental pollution
supervision. Informal rules such as the Chinese guanxi and the Brazilian clientelism will serve to
explain the factors affecting policy implementation and compliance. ChinaandBrazil have a very
promising economic future; however, both must address their environmental problems in order to
achieve their full potential. Time is necessary to implement change, yet both countries need to work
against time if they wish to continue to enjoy their miraculous growth. Clean water is a crucial element
for economic growth, healthy life and development but, it is also running out, which threatens long-
term expectations for sustainable development.
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Table of Contents
Page
Abstract………………………………………………… … ………… … 1
Table of Contents…………………………………… …… ……………… …… 3
Chapter I: Introduction
Background and Motivation 4
Methodology 7
Chapter II: Overview
Water Pollution Situation in ChinaandBrazil 10
Chapter III: Comparative Analysis
Industrialisation 13
Urbanisation 17
Rural and Agricultural Development 19
Environmental Policy Enforcement 22
Chapter IV: Conclusion
Conclusion……… …………………….……………… ………….….29
Bibliography………………………………………………………… ……….31
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CHAPTER I: Introduction
Background and Motivation
Agua, eau, su, lehçe, shui, water. Pronunciation may vary across languages, though its significance for
human beings remains equally important. Water represents up to 60 percent of the human body and
cover over 70 percent of the Earth’s surface (U.S. Geological Survey, 2010). Ancient civilisations,
from Egyptians to Chinese to Mesopotamians, had their beginnings along great rivers for agricultural,
transportation, and safety reasons. China, a hydraulic civilisation, was mainly defined by the waterof
its rivers, floods, and rains, especially the Yellow River (Huang He), also known as the “dragon river”
(Murray& Cook, 2002). The Amazon River is the backbone ofBrazil and, it is the largest river in the
world witha total flow larger than the next ten largest rivers. The numerous rivers that cross Brazil
have provided tremendous natural resources and prosperity, which has been crucial in becoming Latin
America’s largest and the world’s eighth largest economy. Rapid industrialisation and extreme focus
on economic growth are, however, polluting waters in countries with enormous water resources like
Brazil and China, despite that without clean, healthy waters, human development is not possible.
China’s rapid economic growth is often considered the most fascinating economic miracle in
contemporary world history. In fact, China has already become the second largest economy in the
world and unprecedentedly lifted about 500 million people out of poverty over a generation (Malik,
2009). Such an extraordinary accomplishment has, nonetheless, caused tremendous pollution problems,
especially on rivers, lakes, and streams. China’s rapid socioeconomic growth has brought new
challenges todeal with, such as international competition, heavy industrialisation, environmental
pollution, and pollution-related health problems. Furthermore, it has increased dramatically energy
demand for resources and sacrificed the cleanness of natural resources like water. Elisabeth Economy
argues, “the same dynamic that produced such success in the economic sphere, however, has also
wreaked havoc on China’s natural environment” (Economy, 2004). China’s economic growth and
industrialisation have been like a dual-edged sword to the world, as it already stands as one of the
world’s largest CO2 emitters (Horii, 2001).
The Chinese model of excessive focus on rapid economic growth will be unendurable without a real
change in the country’s position against water pollution. According to the non-profit group Pacific
Environment, it is estimated that around 320 million people in China lack access to clean drinking
water, and around 70 percent of all water sources are polluted to some extent (Pacific Environment,
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2009). In fact, this has drastically increased the cases of cancers, leading to the cancer villages
phenomenon near water polluted sources. This is particularly serious in a country that contains some
of the largest fresh water reserves in the world, and the largest population to be supplied.
China’s model of rapid economic growth, however, will not be sustainable without a real change in its
pollution prevention and control mechanisms. The top two most polluted cities in the world are
actually located in China. Excessive industrialisation and reliance on polluting energy resources have
severely damaged the Chinese environment. Pollution causes approximately 400,000 premature deaths
a year and acid rain has increasingly become a serious concern which damage is estimated to total $5-
13 billion (Lew, 1999). Finding a way to ensure waterpollution prevention and control is urgent to
China in order to maintain its miraculous story.
On the other side of the globe, Brazil has deserved to be called the Latin American miracle due to its
astonishingly rapid socioeconomic growth as one of the world’s fastest growing economies. This has
contributed to consolidate it among the emerging BRIC countries (Brazil, Russia, India, and China).
Similar to China, Brazil contains large water resources from lakes and rivers, like the Amazons. Water
resources management is undeniably a key element to achieve sustainable growth, as well as a more
equitable and inclusive society. Nonetheless, rapid economic and industrial growth endangers Brazil’s
urban water access. Cities like Sao Paulo are among the largest urban centres in the globe with over 20
million people. Major cities, however, suffer from polluted water due to residential and industrial
sewage. Furthermore, it is believed that only 35 percent of collected wastewater received any
treatment. Uncontrolled urban growth is becoming a growing threat to the environment.
Both ChinaandBrazil are often regarded by many developing countries as models to follow. As they
achieve astonishing economic results, waterpollution has become an extremely serious threat to their
sustainable development. This research project will study and compare the approachof each country
to freshwater pollution. I will also evaluate the effectiveness of their policy enforcement efforts to
prevent and control water pollution. Although there is some literature on waterpollution that analyses
individually Chinaand Brazil, there are nearly almost no studies that compare both countries together,
despite their growing importance in the world. This dissertation will contribute to the existing
literature by providing a comparison ofhowtwoemerging countries that belong toa similar category
of development dealwith one of the most serious contemporary problems. ChinaandBrazil are often
criticized when compared to the great achievements on waterpollution treatment made by developed
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countries, such some European nations. However, in order to best understand and evaluate their
approach towaterpollution issues they should be compared to countries with common socio-
economic characteristics anda similar development stage. This will facilitate drawing clearer
conclusions and identify more appropriate lessons that can be applied toChinaand Brazil.
Preventing, reducing, and controlling waterpollution is critical, thus, to maintain China’s and Brazil’s
miraculous socioeconomic growth and provide an example to all those developing countries that
follow their steps. My research question is, thus, not only important but vital due to the urgency of
China andBrazilto address the problem ofwaterpollution in order to ensure access to health and
higher living standards to their respective populations. Much of the available literature focuses solely
on either China or Brazil. This dissertation will, nonetheless, analyse and compare how both emerging
countries dealwith freshwater pollution issues. While previous comparative analysis has been usually
done among developed economies or between emergingand industrialised countries, there are
extremely few works that study pollution issues within emerging countries. Given the importance that
emerging economies have for the world and in particular for their own regions, it is thus vital to
further research issues like waterpollution within an intercontinental comparative analysis framework.
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Methodology
How doChinaandBrazildealwithwaterpollutionchallenges?Emergingcountries’ rapid
socioeconomic growth is indeed a great example to follow for many developing countries around the
world. Among them, both ChinaandBrazil have proven in their respective regions that development
is possible for all economies and have drawn a new path towards growth and prosperity. Nevertheless,
water pollution is one of the most severe consequences of such phenomenon, as governments have
advocated for an economic growth first, environmental protection later approach. In the past few
decades, ruling institutions have attempted to tackle the waterpollution problem due to the essential
role that water plays in human lives. This dissertation will analyse and compare these twoemerging
countries’ approaches to freshwater pollution prevention and control.
In order to analyse and compare the ways ChinaandBrazildealwithwaterpollution challenges and
assess their effectiveness, I will be looking at the impact on freshwater pollution of: industrialisation
and economic growth, urbanisation, rural and agricultural development, and environmental policy
enforcement. First, studying howwaterpollution has worsened in China by massive industrialisation,
as factories often fail to meet environmental standards and discharge untreated wastewaters to local
rivers, will provide an important assessment of the Chinese industrial impact on water pollution. The
water consequences of Brazil’s export orientated industrialisation approach, that marked its economic
policy, will be also analysed. Such comparison is crucial to understand how industrialisation in two
different emerging countries has negatively impacted waterpollution in diverse ways. Second,
examining the phenomenon of massive urbanisation in China will demonstrate that excessive
population density has an uncontrollable impact on water pollution, to the extent that des-urbanisation
is currently encouraged. China’s socialist roots will be contrasted to the Brazilian system that has led
to severe inequality and illegal settlements’ problems. Differences between both will be highlighted in
order to assess how they have affected water pollution. Third, studying Brazilian agricultural
fertilizers’ and agrochemicals’ discharge to rivers and streams will show the gravity of uncontrolled
rural development. China’s rural industrial development drivers, Township and Village Industrial
Enterprises (TVIEs) polluting practices will be analysed in order to deeper understand some of the
main reasons for water contamination in China. Comparing both countries’ rural and agricultural
sources ofwaterpollution will help to demystify ideas of rural pureness that overlook the
countryside’s role in contaminating water. Finally, policy enforcement problemsof both Chinaand
Brazil will be studied in order to compare how informal rules affect waterpollution control policies’
compliance in these twoemerging countries, given their different socio-cultural background.
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The research methodology for this dissertation is primarily based on a review of books and journal
articles that examine environmental, economic, social and political topics related to Chinese and
Brazilian environmental and, more specifically, water degradation; economic growth and industrial
pollution in emerging countries; the impact of urbanisation and social inequality impact on water
pollution in Chinaand Brazil; the institutional framework that regulates waterpollution control in both
countries; and Chinese and Brazilian informal rules that stop policy compliance. For the purpose of
this dissertation, only pollution on freshwater in both ChinaandBrazil will be studied.
Academic research books may provide useful theoretical and analytical frameworks, though some
information and data may be outdated due to the rapid changing environmental and political issues in
emerging economies like Chinaand Brazil. Scholarly journal articles offer more in-depth
interpretation and take innovative intellectual approaches to the issue. All these materials were
accessed through the London School of Economics’ library, online journal databases, as well as other
articles and reports available online. Data from books, journals, articles, and reports are accordingly
cited and quoted. All the material has been selected according to content and relevance to the topic,
and analysed carefully to understand the main arguments of authors. Nevertheless, my research
encountered some language limitations, since some data and journals were only written in either
Portuguese or Chinese. Moreover, finding general information about Brazil was limited, as most data
was only found per regions due to Brazil’s federal structure.
This dissertation, thus, explores economic, political, social, and environmental aspects to compare
how two rapidly emerging countries like ChinaandBrazildealwithwater pollution. In Chapter II, an
overview of the importance ofwater for a country’s development will be followed by an introduction
of China’s and Brazil’s water resources andpollution problems. Chapter III will use acomparative
analysis to explore different areas related towaterpollution in ChinaandBrazil that will help us to
deeper understand how these twoemerging countries dealwith the issue. First, the role of
industrialisation in polluting freshwater ofChinaandBrazil will be studied and compared. In order to
assess howChinaandBrazildealwith the problem ofwater pollution, the pollution intensity of GDP
and the environmental Kuznets curve will be applied. Second, an analysis of the impact of urbanisation
on waterpollution in the Chinese and Brazilian contexts will contribute to the understanding ofhow
water pollution is caused and controlled. Third, rural development will be compared by evaluating
polluting elements of agriculture in both countries such TVIEs, fertilisers, and agrochemicals. This
will be analysed through the precautionary principle in order to assess the risk of rural policies to
cause harm to the rural environment. Fourth, environmental policy andwaterpollution control
enforcement in ChinaandBrazil will be studied through the fragmented coordination and
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bureaucratic competition approaches, as the role of governmental institutions will be considered in
dealing with this problem. Informal rules of behaviour, such as guanxi and clientelism, will serve to
the purpose of analysing how social factors affect policy compliance andwaterpollution treatment
efforts. Chapter IV will conclude the dissertation with an evaluation of the main arguments raised
throughout the dissertation by using acomparative analysis to provide a more complete study and
offer alternatives and suggestions for each country to improve waterpollution prevention and control.
The applicability of some aspects, however, might be challenged by China’s and Brazil’s unique
socio-economic conditions.
[...]... known as Brazil, that land was like a gigantic Eden with clean natural resources anda balanced harmony between men and nature Since the discovery of the Americas, Brazilian rivers and forests have been severely damaged for the sake of large agricultural production and mining, especially due toBrazil s rich gold resources As South America’s largest gold producer, Brazil has released into the Amazon about... unregulated waterand sewerage runoff (Osava, 2007) As Rio de Janeiro metropolitan area has grown to the west towards the Guandú basin, the main cause ofwaterpollution is the untreated runoff ofwater used by the civilians, particularly in illegal settlements (Osava, 2007) In contrast toChina s major cities stagnant population, as the result of economic incentives to remain and return to secondary... create more pollution for the cities downstream By doing this, the cities’ authorities pass the pollution problem to the cities downstream and avoid real policy compliance Water has reached high rates ofpollution mainly because of poor irrigation and industrial practices, lack of wastewater treatments, and direct wastewater dumping into the water flows A possible indicator to assess the rate of water. .. growing human populations Brazil s agricultural activity has been cited as a major pollutant to its main water flows (Sharp, 1979) The main agricultural-caused problem affecting Brazil s water quality is the presence of nitrate in underground water, and nitrate and phosphate in surface waters (Mello & Van, 2006) Waterpollution caused by application of fertilizers and agrochemicals comes mainly from... water contamination The rapid growth of urban population has exceeded the ability of governments to expand sewage andwater treatment infrastructure Approximately 30 million people are suffering from the water contamination in Brazil' s two largest metropolitan areas, Sao Paulo and Rio de Janeiro (Osava, 2007) Unlike China where the communist regime left the attachment to the land as its heritage, Brazilian... socially acceptable Simultaneously to population growth, the adverse effects ofpollution are threatening to constrain the gains in production and put at risk sustainable agriculture development (FAO, 1995) Achieving sustainable agriculture and rural development (SARD) in ChinaandBrazil is not an easy task, as the per capita water availability is falling rapidly Achieving SARD depends on both countries’. .. powerproduction and urban consumption purposes; whereas the other group is formed by rural inhabitants that want water for irrigation and farming (Bernardo, 2008) If Brazilians are to enjoy clean water, more needs to be done to ensure clean water accessibility andwaterpollution control 12 CHAPTER III: Comparative Analysis Industrialisation China s fast paced development has led it to become “the third... rural economies and prevent migration to the main urban centres (Ward & Liang, 1995) Rapid industrialisation has had a profound impact on China s environmental degradation andwaterpollution Environmental quality has declined sharply since 1978 (Swanson, 2001) In Zhejiang province alone, more than 65 percent of the total precipitation is now acidic and the total annual industrial wastewater discharge... China According to the 1997 World Bank Clear Skies Blue Water report, the annual cost of environmental pollutionand degradation in China was equivalent to 8-12 percent of the Chinese GDP (Economy, 2006) Water availability is crucial for economic growth and human wellbeing; however, mismanaged economic activities have a profound negative impact on water availability and quality When water is scarce... contributor to global pollution (Murray & Cook, 2002) The main contributors towaterpollution originate from industrial activities, chemical, organic, and thermal wastes; urban centres, sewage consisting of human wastes, and detergents; and rural activities, pesticides, fertilizers, and animal wastes (Brower et al, 1990) However, the most fundamental factors causing waterpollution are the same that have .
How do China and Brazil deal with water pollution challenges?
A comparative perspective of two emerging countries’ approach to water pollution
problems. political, social, and environmental aspects to compare
how two rapidly emerging countries like China and Brazil deal with water pollution. In Chapter II, an