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Postgraduate Journal of Aesthetics, Vol. 3, No. 3, December 2006
H
OW TO
F
ORM
A
ESTHETIC
B
ELIEF
:
I
NTERPRETING THE
A
CQUAINTANCE
P
RINCIPLE
R
OBERT
H
OPKINS
U
NIVERSITY OF
S
HEFFIELD
I.
What are the legitimate sources of aesthetic belief? Which methods for forming aesthetic
belief are acceptable? Although the question is rarely framed explicitly, it is a familiar
idea that there is something distinctive about aesthetic matters in this respect. Crudely,
the thought is that the legitimate routes to belief are rather more limited in theaesthetic
case than elsewhere. If so, this might tell us something about the sorts of facts that
aesthetic beliefs describe, about the nature of our aesthetic judgements, or about the
responses that ground them. Getting the epistemology right here may help with the
metaphysics, the semantics or the philosophical psychology. Investigating the legitimate
sources of aesthetic belief may thus teach us something important about theaesthetic
realm.
I begin with a principle that seeks to identify which sources of aesthetic belief are
legitimate, and use it to review the possible candidates. I don’t attempt to defend the
principle, merely to explore the shape it imposes on the phenomena. Previous discussions
of theprinciple have concentrated on only some of its implications, and previous
discussions of the possible candidate sources of aesthetic belief have overlooked some. In
both respects, I aim to be more comprehensive. Towards the close, I suggest that the
principle itself is interestingly ambiguous. There are two rather different positions it
might be used to articulate.
ROBERT HOPKINS
86
II.
The principle I discuss is, more or less, the one Richard Wollheim dubbed the
Acquaintance Principle: ‘judgements of aesthetic value, unlike judgements of moral
knowledge, must be based on first-hand experience of their objects and are not, except
within very narrow limits, transmissible from one person to another’ (1980 p.233).
However, there are some complications with Wollheim’s formulation. It restricts its claim
to judgements of (beliefs about) aesthetic value. It draws a contrast with moral matters
that, we will later see, is not obviously happy. And it signals a concession on the question
of ‘transmissibility’ that seems to require a parallel concession with respect to whether
aesthetic beliefs must indeed be ‘based on first-hand experience’—a concession
Wollheim fails to make. Since I do not want at this stage to commit to any of these
features, our discussion will be crisper if we begin with our own statement of the norm:
Acquaintance Principle: S’s belief on an aesthetic matter is legitimate only if S has
experienced for herself the object that belief concerns.
Clearly, there is at least one route to belief that thePrinciple accepts—experiencing for
oneself the object judged. But which other routes, if any, does it permit, at least if we
interpret it sympathetically? And which does it exclude?
III.
It is clear that, at least in many cases, thePrinciple will rule out forming belief by
inference from O’s other properties. Suppose that, although I’ve never seen some
object, I know by other means that it has certain properties. My knowledge might concern
properties such as colour and shape, which, while not themselves aesthetic, are (often) of
relevance toaesthetic features. Or it might concern properties that are themselves
aesthetic, such as elegance or balance. Either way, thePrinciple decrees that I cannot
legitimately infer on that basis that O has some other aesthetic property. Since I have not
experienced O for myself, I haven’t the right tothe belief that pattern of inference
purports to justify. If this claim is correct, it is significant. After all, for most properties of
objects, inference is a perfectly acceptable way to come by knowledge of them.
ROBERT HOPKINS
87
In effect, thePrinciple here excludes forming aesthetic belief by appeal to what Kant
called ‘Principles of Taste’ (Kant §34). Kant thought of these as universal generalisations
to the effect that anything F (where that is non-aesthetic) is G (an aesthetic property).
1
Later writers have refined the notion of a Principle of Taste, weakening it tothe idea of a
pro tanto link between properties, and specifying which sorts of properties stand in these
relations (Beardsley 1962, Dickie 2006). But that weakening does not alter the antipathy
between such generalizations and theAcquaintance Principle. They remain ways to reach
conclusions about aesthetic properties without necessarily having experienced the object
for oneself and, as such, they remain beyond the boundary thePrinciple sets.
As theAcquaintancePrinciple stands, there are appeals to Principles of Taste that
pass it. Consider a case in which, although I draw an aesthetic conclusion from a
Principle of Taste, my knowledge of the properties of O that figure in the premises was
acquired in experience of O. Here the letter of theAcquaintancePrinciple is met—I have
experienced O for myself. Surely its spirit, however, is not. The problem is that, while the
Acquaintance Principle only frames a necessary condition on aesthetic belief, it is
presumably a condition intended to reflect some further requirement: that one sees for
oneself that the belief is true. It seems, then, that we should strengthen our formulation:
Strengthened Acquaintance Principle: S’s belief on an aesthetic matter is legitimate
only if S has experienced for herself the object that belief concerns, and on that
basis grasps that the belief is true.
Strengthened or not, antipathy to Principles of Taste is only part of the import of the
Acquaintance Principle hereabouts. For thePrinciple is equally opposed to methods other
than inference for reaching an aesthetic conclusion on the basis of knowledge of O’s
other properties. Suppose that we agree with Sibley (1959, 1965) that one reason why
appeal to Principles of Taste fails to legitimate aesthetic belief is that aesthetic judgement
cannot be reduced tothe application of rules, but rather requires the exercise of ‘taste’.
Then it ought in principleto be possible, given sufficient knowledge of O’s other
properties, to exercise one’s ‘taste’ to come to know some aspect of its aesthetic
1
In fact, Kant restricted the latter property to beauty.
ROBERT HOPKINS
88
character. And this ought to be possible however one has come to know those other
properties—including by means other than experiencing O for oneself. (Perhaps one has
instead been given a comprehensive description of them. Sibley’s worry was that
descriptions are always too general to capture the details on which aesthetic properties
depend, but we can tailor the terms tothe specific properties involved in the case.) Since
ex hypothesi O has not been experienced, thePrinciple excludes such exercises of ‘taste’
as routes toaesthetic belief. They fail to count for much the same reason that blocked the
appeal to Principles of Taste, even though here no such Principles figure.
As a final thought on these matters, note that thePrinciple cannot plausibly exclude
absolutely all inference. As has often been remarked, if I know that two things are perfect
doubles, I can, for at least some aesthetic properties, infer that one of them enjoys those
features on the grounds that the other does. This may not be true for every aesthetic
property, since some are such that even perfect doubles can differ with respect to them
(Goodman 1968 ch.3, Walton 1970). But it will be true for others. Elegance,
harmoniousness, or beauty are examples. At least some aesthetic properties depend only
on aspects of O’s appearance, so that if something matches O perfectly in respect of
appearance, it simply must match it in respect of those aesthetic properties too. The point
generalises beyond cases of perfect doubles. Since no aesthetic property depends on
every property of an object, it should always in principle be possible to find (and to know
one has found) another object that shares all the relevant properties, such that if the one
has aesthetic feature F, so does the other.
IV.
Another source of aesthetic belief that thePrinciple excludes is the testimony of others.
In non-aesthetic matters, we get a good number of our beliefs this way. Think, for
instance, of your knowledge of geography or history; or of many of the details of your
friends’ lives. By ‘testimony’ I have in mind the pure case, where we learn that p by
someone telling us that p. I am not thinking of the more complex cases in which our
informant backs up her claim by offering us her reasons for it. Although the matter is
controversial, at least some have agreed with Wollheim that testimony is not a legitimate
source of aesthetic belief. Kant was certainly sympathetic to this thought, and I think he
ROBERT HOPKINS
89
was right to be (Hopkins 2000). One might deny the legitimacy of relying on aesthetic
testimony without holding theAcquaintance Principle. For one thing, resistance to
testimony may not be unique toaesthetic matters. Many have thought that moral beliefs
too cannot legitimately be adopted in this way (Hopkins 2007). Since, as Wollheim
himself notes, thePrinciple is hardly tempting in moral matters, it is unclear that the
failure of testimony and being governed by thePrinciple go hand in hand. Nonetheless,
the Principle does offer one way to integrate the failure of aesthetic testimony into a
wider epistemology of the aesthetic. Those pessimistic about such testimony need at least
to consider whether thePrinciple gets that wider epistemology right.
Note that reliance on testimony is a possible source of aesthetic belief distinct from
any considered above. We pondered the possibility that Sibleyan taste be allowed to
operate on a description of O’s non-aesthetic properties. That case might involve the
acquisition by testimony of some beliefs, but precisely not theaesthetic beliefs that are
now in question—in the earlier example, taste is our route to those. Nor does reliance on
testimony amount to inference from knowledge of O’s other properties. It is moot
whether inference plays any role in our acquiring knowledge from testimony. But,
whether it does or not, it is not inference from the other properties of the object judged.
Rather, if we infer tothe belief at all, we do so from such factors as the reliability of our
informant on such topics, and the strength of any incentive she may have to mislead us.
2
If theAcquaintancePrinciple excludes both reliance on testimony and reliance on
inference, one might wonder what sense it can make of the role of the critic. Critics
cannot, it seems, be those with specialized knowledge of the Principles of Taste
underpinning our judgements, since there is nothing for such Principles to do. And critics
cannot be those issuing authoritative judgements to guide the rest of us, since no one
should take her aesthetic belief on trust from another. What, then, do critics do? There is
an answer, familiar from the tradition of those who have denied Principles of Taste.
2
These comments suffice to distinguish the case of testimony from another that is sometimes cited as
counter-example totheAcquaintance Principle: one in which one infers to O’s possessing certain aesthetic
properties from its effect on others. We might, for instance, formthe belief that Helen of Troy was
beautiful on the basis of the passions she aroused. This is not testimony, not even if testimony does work
through inference. For we do not infer to her beauty on the basis of what others say, but on the basis of
what she led them to do and feel. Nor is it a case of inference from a Principle of Taste. Such Principles
don’t appeal to effects on others, but tothe co-instantiation of the relevant aesthetic property with other
properties, aesthetic or otherwise.
ROBERT HOPKINS
90
Critics are those skilled at bringing us to see for ourselves the truth of theaesthetic claims
they make (Isenberg 1949; Sibley 1959, 1965, 1974; Mothersill 1984). This can hardly be
the last word on the matter. For as it stands the reply does nothing to make room for the
idea, dear to defenders of Principles of Taste, that criticism is a rational activity, one
governed by reason. It is a significant question whether the reply can be expanded to
accommodate that thought (Hopkins 2006). But, whether it can or not, defenders of the
Acquaintance Principle are not left in the embarrassing position of having to treat all
critical talk as mere bluster.
V.
So much for the major exclusions thePrinciple imposes. What of the positive side? What
does it allow, or what should it allow if we try to stick with its spirit while making
concessions where necessary?
As noted, thePrinciple treats experience of the object judged as the central legitimate
source of aesthetic belief. All will agree that this is the canonical route to such belief. The
Principle goes much farther, treating it (at least until concessions are forced) as the only
such route. However, even here, thePrinciple faces questions. How are we to construe
‘experience’ so that it covers the full range of objects of aesthetic interest? In particular,
how are we to understand it so as to allow thePrincipleto govern our engagement with
literature? At the least, it seems that ‘experience’ cannot mean ‘perceptual experience’.
For, while we usually access literature via our senses, their role there is far less central
than in the case of the musical or visual arts. It is not even clear that literature must, in
principle, be so accessed—might I not compose a poem in my head, and later enjoy it in
recollection? However, while it is an awkward question howto construe ‘experience’ so
as to give thePrinciple both plausibility and the right scope, I will set it aside. I want to
concentrate on some more straightforward potential concessions.
VI.
At least for those aesthetic properties that can be appreciated visually, one possible
method for finding out about them is to look at a picture of the object in question. This
won’t work for every visually accessible aesthetic feature, but it certainly seems to work
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for some. Consider the special case of pictures of pictures. While much of Cezanne’s
intensity is lost in reproduction, the blandness of Hopper is perfectly preserved therein. A
similar point holds for objects of aesthetic interest that are not themselves pictures. While
the grandeur of a mountain scene is hard to capture pictorially, there are many things—
buildings, other landscapes, cars, clothes and people—that we take ourselves to know to
be beautiful, clumsy or striking even though we have only seen pictures of them. As
formulated, theAcquaintancePrinciple threatens to force us to abandon these aesthetic
beliefs. Since we have not seen these items for ourselves, we have no right to hold beliefs
about their aesthetic aspects. Forced to choose between thePrinciple and these beliefs, we
may well prefer to modify the Principle.
The pressure to modify here is distinct from any encountered above. Looking at
pictures of things cannot be treated as a special form of reliance on testimony. I see
nothing wrong with the idea that pictures can be vehicles of testimony, as can words.
However, they do not testify to their object’s aesthetic properties. A picture of a beautiful
object is not the equivalent of a description asserting that it is lovely. The picture doesn’t
demand our agreement with the claim that the thing is beautiful, for it doesn’t make that
claim at all. Rather, it shows us the object’s other properties, and thereby puts us in a
position to judge the thing’s beauty for ourselves. Hence if two disagree over the beauty
of what is depicted, neither need take himself to be rejecting the content of the picture,
rather than the judgement his companion made on that basis.
Do pictures perhaps then play the role of more discreet descriptions, giving us
knowledge of O’s other properties, and allowing us on that basis to discover that it is
beautiful, either by inference from general principles, or by non-rule bound exercise of
Sibleyan taste? They do not. For pictures do not simply put us in a position to judge their
objects’ aesthetic qualities—they also allow us to savour them (Hopkins 1997). They
allow not merely for the formation of aesthetic belief, but for the full-blooded reactions,
be they affective, cognitive or whatever, which are, in theaesthetic case, the grounds for
belief. The beauty of the Taj Mahal or of one of Elisabeth Vigée Lebrun’s heroines is not
merely there in pictures of them as something to be noted, it can be enjoyed. Since the
process of forming a judgement, by rule-bound means or not, could not be all there is to
the process of engaging with beauty and other aesthetic properties, we cannot reduce the
ROBERT HOPKINS
92
role of pictures in our acquisition of aesthetic belief to that of mere sources of
information.
However, if we are looking to reduce the pictorial route toaesthetic belief to some
other, there is an obvious strategy for theAcquaintancePrincipleto adopt. It should claim
that to see a picture of O is simply a way to experience O for oneself. That keeps down
the range of candidate methods for forming aesthetic belief in such a way as to render it
unnecessary to modify the Principle. Unfortunately, this strategy is in the end no easier to
run than the others. It is true, of course, that to see a picture of O, unlike reading a
description of O, is to have a visual experience that in some way involves O. But it is
quite another matter to claim, as Wollheim has done (Wollheim 2003), that it counts as a
visual experience of O. It certainly need not do so in the sense that it counts as a
perception of O. Walton argued for that claim where the picture in question is a
photograph (Walton 1984). However, since photographs are not the only pictures that
offer us ways to explore theaesthetic aspects of their objects, Walton’s claim does not
cover all the cases now before us. Nor can we interpret Wollheim’s claim as saying that
pictures give us illusions as of their objects—experiences that, while not counting as
perceptions of O, nonetheless match the phenomenology of such perceptions. For that is
simply untrue. Pictorial experience differs radically from face-to-face experience, and
this is something Wollheim himself knew perfectly well. But in what sense, then, is it
true to describe our experience of a picture of O as a form of experience of O? Until we
are told, the strategy saves theAcquaintancePrinciple from modification only at the cost
of rendering it obscure. We do better, I think, to acknowledge the differences between
pictorial and direct experience, and to modify thePrinciple so as to allow for either.
Should this concession extend beyond the visual case? Are there analogues of
pictures for the other sense modalities? These would be representations, belonging tothe
broader family of icons/mimetic symbols, that offer a legitimate route toaesthetic belief,
for aesthetic properties that cannot be appreciated visually. Although the question is
interesting, I set it aside. We have forced a concession. We can worry another day about
how extensive it should be.
ROBERT HOPKINS
93
VII.
The last method on our list is the use of the sensory imagination. If I can judge O’s
beauty (or clumsiness or harmony) in a picture of it, or in seeing it face-to-face, then why,
one might wonder, should I not do so in visualizing it? After all, these are the three forms
in which things can be presented visually: seeing, seeing pictures, and visual imagining.
What the first two can do, one might suspect, so can the third. If so, another concession is
in the offing. For it is clear that visual imagining is distinct from seeing. This is so even if
we want to group them, along with pictorial seeing, in a wider class called ‘visual
experience’. Since our understanding of that wider class remains intuitive and vague,
again we would do better to modify thePrinciple so as explicity to allow for imagining as
a route toaesthetic belief. And this time the concession should extend readily to other
modalities. For if I can judge the elegance of a face in visualizing it, surely I can equally
judge the beauty of a melody in imagining how it would sound, and likewise for whatever
aesthetic properties figure in the ‘baser’ senses.
I am inclined to accept the concession thus pressed. In the past, I thought that
visualizing was precisely on a par with pictorial seeing, in terms of the access it offers us
to beauty and other aesthetic properties (Hopkins 1997, 1998). That is, visualizing offers
a way to judge those properties, because it offers a way to savour them. Nowadays, I am
much more sceptical about the latter claim. It is very easy to think of imagining as a
perfect substitute for perception, at least in terms of its ability to elicit affect. However, I
now think it a mistake to think of the two as equivalent in this way. In the perceptual
case, affect is a response to what we perceive. In the imaginative case, affect, rather than
being a response to what is imagined, is at least often also part of what we imagine. If this
is true of the responses that constitute our savouring beauty and engaging with other
aesthetic properties, then sensory imagining does not, after all, offer a new means by
which we can savour theaesthetic aspect of things. Savouring does not occur, it is at most
imagined as occurring.
However, my change of heart on the issue of savouring leaves the issue of judging
untouched. Even if we don’t judge beauty (etc.) in imagining by savouring it, it doesn’t
follow that we don’t judge it at all. And it seems we are indeed able to make such
judgements. How else do we know howto decorate a room, which clothes to wear with
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94
others, or what to add tothe mix to improve the music we are making? Of course, trial
and error is sometimes an option. But sometimes it is not; and, even where it is, often it is
not the method we use. In the absence of Principles of Taste to guide us, we have few
resources beyond our own powers to summon the prospective combination imaginatively.
Thus we need a second modification totheAcquaintance Principle. Incorporating the
concession argued for in the last section and the earlier strengthening (§3) at the same
time, the result should be something like this:
Modified Strengthened Acquaintance Principle: S’s belief on an aesthetic matter is
legitimate only if
(1) S has either (i) experienced for herself, (ii) seen a picture of, or (iii) sensorily
imagined, the object that belief concerns
and
(2) grasps in experience (of the relevant form) that the belief is true.
This still excludes a good deal: reliance on the testimony of others; inference from
Principles of Taste (however one knows of the minor premises of such arguments); and
exercises of Sibleyan taste, in cases where the role of (i), (ii) or (iii) is limited to giving
one access tothe properties that provide the basis for that exercise.
VIII.
Thus far I have considered how best to formulate the Principle, the obvious concessions
to make to keep it plausible without abandoning its spirit, and which of the various
candidate routes toaesthetic belief it lets in or keeps out. However, there is a deeper issue
of interpretation we have yet to consider. TheAcquaintancePrinciple is a norm
governing the legitimate sources of aesthetic belief. But there are two quite different roles
such a norm might play. Although those advocating thePrinciple have not noticed this
distinction, which role they have in mind makes an enormous difference to their position.
The AcquaintancePrinciple might be offered as a norm governing the epistemology
of aesthetic belief. So read, it purports to govern which beliefs count as knowledge.
[...]... its role, the content of thePrinciple concerns legitimate belief—just look at any of the formulations above That gives it some claim to be epistemic, whatever we intend for it I think it more lucid to describe the two positions as differing over whether thePrinciple is a norm of Availability or a norm of Use For they differ over whether thePrinciple tells us which methods for forming aesthetic belief... has drawn the distinction between Availability and Use Go back tothe quotation from Wollheim from which we began He simply does not tell us which role thePrinciple he articulates is to play Is the ‘must’ equivalent to ‘must, to have some chance to count as knowledge’ or is it ‘must, if it is to meet all the norms governing aesthetic belief’? Nor is Wollheim alone Kant never formulates the Principle. .. about the legitimacy of taking our aesthetic beliefs from others often ask how, if there’s something to know in theaesthetic case, it could fail to be possible, at least in the right circumstances, to pass it on through testimony That’s a fair question, but one that only engages with thePrinciple as a norm of Availability If we offer it as a norm of Use, the question is simply irrelevant And the moral... Nonetheless, it is surely an open question whether at every stage earlier writers kept their eye firmly on the epistemic ball Not noting the alternative possibility, they may easily have slipped between discussing thePrinciple in one guise and in the other The point is more than exegetical Once one sees the distinction, one surely needs to reckon with it at every stage Consider the debate over aesthetic. .. question is aesthetic or otherwise Not, of course, that that means that testimony can be a legitimate source of aesthetic belief That it is not is, after all, one of the consequences of the Principle, and this position too is defined, in part, by its allegiance tothePrincipleHow can testimony be a source of knowledge without being a legitimate source of belief? It can only if the norms governing aesthetic. .. theAcquaintancePrinciple will only succeed if they are directed at the right target Now that we see there are two roles thePrinciple might play, we need to revisit the whole debate with that distinction firmly in mind I will not attempt to settle here which role thePrinciple is best deployed in filling I will not, 96 ROBERT HOPKINS therefore, retreat even in part from my promise not to defend the. .. testimony and the like can yield knowledge Here, only one’s own experience, in one of the three forms identified above, will do The other sort of view gives thePrinciple a very different role For all this position claims, aesthetics is an area in which the routes to knowledge are as various and as reliable as in any other Testimony, for instance, can make knowledge available to one, whether the issue... epistemology The Principle, in particular, is a further norm, one that might be infringed even when the epistemology of the situation has worked out right In effect, it tells one that, whatever the possible sources of aesthetic knowledge, only some of those sources are ones it is legitimate to exploit We might think of these two approaches as differing over whether or not thePrinciple is an epistemic norm However,... undertaking any significant commitments on the metaphysics or semantics of aesthetic judgement If so, the distinction as I have framed it should be available to all, whatever their meta -aesthetic views But even if that is wrong, it should be relatively easy to draw the distinction within a subjectivist framework It’s obvious that there can be these two roles for thePrinciple If your framework can’t accommodate... thePrinciple What I hope to have done is to persuade those interested in the Principle, be they hostile or sympathetic, to consider the horizons that open up, once we see that behind one formula two quite different positions lie 97 ROBERT HOPKINS REFERENCES BEARDSLEY, M (1962) ‘On the Generality of Critical Reasons’ Journal of Philosophy 59:18 pp.477-486 DICKIE, G (2006) ‘Iron, Leather and Critical Principles’ . of aesthetic belief to that of mere sources of
information.
However, if we are looking to reduce the pictorial route to aesthetic belief to some
other,. position to judge their
objects’ aesthetic qualities—they also allow us to savour them (Hopkins 1997). They
allow not merely for the formation of aesthetic