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Spring 2006 ProcessDynamics,Operations,andControl 10.450
Lesson 1: Processes and Systems
1.0 context and direction
Process control is an application area of chemical engineering - an
identifiable specialty for the ChE. It combines chemical process
knowledge (how physics, chemistry, and biology work in operating
equipment) and an understanding of dynamic systems, a topic important to
many fields of engineering. Thus study of processcontrol allows
chemical engineers to span their own field, as well as form a useful
acquaintance with allied fields. Practitioners of processcontrol find their
skills useful in design, operation, and troubleshooting - major categories of
chemical engineering practice.
Process control, like any coherent topic, is an integrated body of
knowledge - it hangs together on a multidimensional framework, and
practitioners draw from many parts of the framework in doing their work.
Yet in learning, we must receive information in sequence - following a
path through multidimensional space. It is like entering a large building
with unlighted rooms, holding a dim flashlight and clutching a vague map
that omits some of the stairways and passages. How best to learn one’s
way around?
In these lessons we will attempt to move through a significant portion of
the structure - say, half a textbook - in about two weeks. Then we will
repeat the journey several times, each time inspecting the rooms more
thoroughly. By this means we hope to gain, from the start, a sense of
doing an entire processcontrol job, as well as approach each new topic in
the context of a familiar path.
1.1 the job we will do, over and over
We encounter a process, learn how it behaves, specify how we wish to
control it, choose appropriate equipment, and then explore the behavior
under control to see if we have improved things.
1.2 introducing a simple process
A large tank must be filled with liquid from a supply line. One operator
stands at ground level to operate the feed valve. Another stands on the
tank, gauging its level with a dipstick. When the tank is near full, the stick
operator will instruct the other to start closing the valve. Overfilling can
cause spills, but underfilling will cause later process problems.
revised 2006 Jan 30 1
Spring 2006 ProcessDynamics,Operations,andControl 10.450
Lesson 1: Processes and Systems
To learn how the process works, we write an overall material balance on
the tank.
i
FV
dt
d
ρ=ρ
(1.2-1)
The tank volume V can be expressed in terms of the liquid level h. The
inlet volumetric flow rate F
i
may vary with time due to supply pressure
fluctuations and valve manipulations by the operator. The liquid density
depends on the temperature, but will usually not vary significantly with
time during the course of filling. Thus (1.2-1) becomes
)t(F
d
t
dh
A
i
=
(1.2-2)
We integrate (1.2-2) to find the liquid level as a function of time.
∫
+=
t
0
i
dt)t(F
A
1
)0(hh
(1.2-3)
1.3 planning a control scheme
Clearly the liquid level h is important, and we will call it the controlled
variable. Our control objective is to bring h quickly to its target value h
r
and not exceed it. (To be realistic, we would specify allowable limits ± δh
on h
r
.) We will call the volumetric flow F
i
the manipulated variable,
because we adjust it to achieve our objective for the controlled variable.
The existing control scheme is to measure the controlled variable via
dipstick, decide when the controlled variable is near target, and instruct
revised 2006 Jan 30 2
Spring 2006 ProcessDynamics,Operations,andControl 10.450
Lesson 1: Processes and Systems
the valve operator to change the manipulated variable. The scheme suffers
from
• delay in measurement. Overfilling can occur if the stick operator
cannot complete the measurement in time.
• performance variations. Both stick and valve operators may vary in
attentiveness and speed of execution.
• resources required. There are better uses for operating personnel.
• unsafe conditions. There is too much potential for chemical exposure.
A new scheme is proposed: put a timer on the valve. Calculate the time
required for filling from (1.2-3). Close the valve when time has expired.
The timing scheme would no longer require an operator to be on the tank
top, and with a motor-driven valve actuator the entire operation could be
directed from a control room. These are indeed improvements. However,
the timing scheme abandons a crucial virtue of the existing scheme: by
measuring the controlled variable, the operators can react to unexpected
disturbances, such as changes in the filling rate. Using knowledge of the
controlled variable to motivate changes to the manipulated variable is a
fundamental control structure, known as feedback control
. The proposed
timing scheme has no feedback mechanism, and thus cannot accommodate
changes to h(0) and F
i
(t) in (1.2-3).
An alternative is to build on the feedback already inherent in the two-
operator scheme, but to improve its operation. We propose an automatic
controller that behaves according to the following controller algorithm:
near i max
r
near i max
r near
hh F F
hh
hh FF
hh
<=
−
>=
−
(1.3-1)
Algorithm (1.3-1) is an idealization of what the operators are already
doing: filling occurs at maximum flow until the level reaches a value h
near
.
Beyond this point, the flow decreases linearly, reaching zero when h
reaches the target h
r
. The setting of h
near
may be adjusted to tune the
control performance.
1.4 choosing equipment
We need a sensor to replace the dipstick, a valve actuator to replace the
valve operator, and a controller mechanism to replace the stick operator.
We imagine a buoyant object floating on the liquid surface. The float is
linked to a lever that drives the valve stem. When the liquid level is low,
the float rests above it on a structure so that the valve is fully open.
revised 2006 Jan 30 3
Spring 2006 ProcessDynamics,Operations,andControl 10.450
Lesson 1: Processes and Systems
1.5 process behavior under automatic control
Typically these things work quite well. We predict its performance by
combining our process model (1.2-2) with the controller algorithm (1.3-1),
which eliminates the manipulated variable between the equations. We
take the simple case in which F
max
does not vary during filling due to
pressure fluctuations, etc. For h less than h
near
,
t
A
F
)0(hh
known)0(hF
dt
dh
A
max
max
+=
==
(1.5-1)
Equation (1.5-1) can be used to calculate t
near
, the time at which h reaches
h
near
. For h greater than h
near
,
()
()
r
max near near
rnear
r near
r r near
fill r near
hhdh
AF h(t)h
dt h h
h(t t )
hh h h exp
thh
−
==
−
⎡
−−
=− −
⎢⎥
−
⎢⎥
⎣⎦
⎤
(1.5-2)
revised 2006 Jan 30 4
Content removed due to copyright restrictions.
(To see a cut-away diagram of a toilet, go to
http://www.toiletology.com/lg-views.shtml#cutaway2x)
Spring 2006 ProcessDynamics,Operations,andControl 10.450
Lesson 1: Processes and Systems
where the parameter t
fill
is the time required for the level to reach h
r
at
flow F
max
, starting from an empty tank.
r
fill
max
Ah
t
F
=
(1.5-3)
The plot shows the filling profile from h(0) = 0.10h
r
with several values of
h
near
/h
r
. Certainly the filling goes faster if the flow can go instantaneously
from F
max
to zero at h
r
; however this will not be practical, so that h
near
will
be less than h
r
.
0
0.2
0.4
0.6
0.8
1
1.2
0 0.2 0.4 0.6 0.8 1 1.2 1.4
t/t
fill
h/hr
h
near
/h
r
= 0.95
0.75
0.50
0
0.2
0.4
0.6
0.8
1
1.2
0 0.2 0.4 0.6 0.8 1 1.2 1.4
t/t
fill
h/hr
h
near
/h
r
= 0.95
0.75
0.50
1.6 defining ‘system’
In Section 1.2, we introduced a process - a tank with feed piping - whose
inventory varied in time. We thought of the process as a collection of
equipment and other material, marked off by a boundary in space,
communicating with its environment by energy and material streams.
'Process' is a good notion, important to chemical engineers. Another
useful notion is that of 'system'. A system is some collection of equipment
and operations, usually with a boundary, communicating with its
environment by a set of input and output signals. By these definitions, a
process is a type of system, but system is more abstract and general. For
example, the system boundary is often tenuous: suppose that our system
comprises the equipment in the plant and the controller in the central
control room, with radio communication between the two. A physical
boundary would be in two pieces, at least; perhaps we should regard this
revised 2006 Jan 30 5
Spring 2006 ProcessDynamics,Operations,andControl 10.450
Lesson 1: Processes and Systems
system boundary as partly physical (around the chemical process) and
partly conceptual (around the controller).
Furthermore, the inputs and outputs of a system need not be material and
energy streams, as they are for a process. System inputs are "things that
cause" or “stimuli”; outputs are "things that are affected" or “responses”.
system
inputs
(causes)
outputs
(responses)
To approach the problem of controlling our filling process in Section 1.3,
we thought of it in system terms: the primary output was the liquid level h
not a stream, certainly, but an important response variable of the system
and inlet stream F
i
was an input. And peculiar as it first seems, if the
tank had an outlet flow F
o
, it would also be an input signal, because it
influences the liquid level, just as does F
i
.
The point of all this is to look at a single schematic and know how to view
it as a process, and as a system. View it as a process (F
o
as an outlet
stream) to write the material balance and make fluid mechanics
calculations. View it as a system (F
o
as an input) to analyze the dynamic
behavior implied by that material balance and make control calculations.
System dynamics is an engineering science useful to mechanical,
electrical, and chemical engineers, as well as others. This is because
transient behavior, for all the variety of systems in nature and technology,
can be described by a very few elements. To do our job well, we must
understand more about system dynamics how systems behave in time.
That is, we must be able to describe how important output variables react
to arbitrary disturbances.
1.7 systems within systems
We call something a system and identify its inputs and outputs as a first
step toward understanding, predicting, and influencing its behavior. In
some cases it may help to determine some of the structure within the
system boundaries; that is, if we identify some
component systems. Each
of these, of course, would have inputs and outputs, too.
system
inputs outputs
1
2
revised 2006 Jan 30 6
Spring 2006 ProcessDynamics,Operations,andControl 10.450
Lesson 1: Processes and Systems
Considering the relationship of these component systems, we recognize
the existence of
intermediate variables within a system. Neither inputs
nor outputs of the main system, they connect the component systems.
Intermediate variables may be useful in understanding and influencing
overall system behavior.
1.8 the system of single-loop feedback control
When we add a controller to a process, we create a single time-varying
system; however, it is useful to keep processand controller conceptually
distinct as component systems. This is because a repertoire of relatively
few control schemes (relationships between processand controller)
suffices for myriad process applications. Using the terms we defined in
Section 1.3, we represent a control scheme called
single-loop feedback
control
in this fashion:
process
controller
final control
element
sensor
set point
manipulated
variable
other inputs other
outputs
controlled
variable
system
process
controller
final control
element
sensor
set point
manipulated
variable
other inputs other
outputs
controlled
variable
system
Figure 1.8-1 The single-loop feedback control system and its
subsystems
We will see this structure repeatedly. Inside the block called "process" is
the physical process, whatever it might be, and the block is the boundary
we would draw if we were doing an overall material or energy balance.
HOWEVER, we remember that the inputs and outputs are NOT
necessarily the same as the material and energy streams that cross the
process boundary. From among the outputs, we may select a controlled
variable (often a pressure, temperature, flow rate, liquid level, or
composition) and provide a suitable sensor to measure it. From the inputs,
we choose a manipulated variable (often a flow rate) and install an
appropriate final control element (often a valve). The measurement is fed
to the controller, which decides how to adjust the manipulated variable to
keep the controlled variable at the desired condition: the set point. The
revised 2006 Jan 30 7
Spring 2006 ProcessDynamics,Operations,andControl 10.450
Lesson 1: Processes and Systems
other inputs are potential disturbances that affect the controlled variable,
and so require action by the controller.
1.9 conclusion
Think of a chemical process as a dynamic system that responds in
particular ways to its inputs. We attach other dynamic systems (sensor,
controller, etc.) to that process in a single-loop feedback structure and
arrive at a new dynamic system that responds in different ways to the
inputs. If we do our job well, it responds in better
ways, so to justify all
the trouble.
revised 2006 Jan 30 8
Spring 2006 ProcessDynamics,Operations,andControl 10.450
Lesson 2: Mathematics Review
2.0 context and direction
Imagine a system that varies in time; we might plot its output vs. time. A
plot might imply an equation, and the equation is usually an ODE
(ordinary differential equation). Therefore, we will review the math of the
first-order ODE while emphasizing how it can represent a dynamic
system. We examine how the system is affected by its initial condition
and by disturbances, where the disturbances may be non-smooth, multiple,
or delayed.
2.1 first-order, linear, variable-coefficient ODE
The dependent variable y(t) depends on its first derivative and forcing
function x(t). When the independent variable t is t
0
, y is y
0
.
00
y)t(y)t(Kx)t(y
d
t
dy
)t(a ==+
(2.1-1)
In writing (2.1-1) we have arranged a coefficient of +1 for y. Therefore
a(t) must have dimensions of independent variable t, and K has
dimensions of y/x. We solve (2.1-1) by defining the integrating factor p(t)
∫
=
)(
exp)(
ta
dt
tp (2.1-2)
Notice that p(t) is dimensionless, as is the quotient under the integral. The
solution
∫
+=
t
t
00
0
dt
)t(a
)t(x)t(p
)t(p
K
)t(p
)t(y)t(p
)t(y (2.1-3)
comprises contributions from the initial condition y(t
0
) and the forcing
function Kx(t). These are known as the homogeneous (as if the right-hand
side were zero) and particular (depends on the right-hand side) solutions.
In the language of dynamic systems, we can think of y(t) as the response
of the system to input disturbances Kx(t) and y(t
0
).
2.2 first-order ODE, special case for processcontrol applications
The independent variable t will represent time. For many processcontrol
applications, a(t) in (2.1-1) will be a positive constant; we call it the time
constant τ.
00
y)t(y)t(Kx)t(y
dt
dy
==+τ
(2.2-1)
The integrating factor (2.1-2) is
revised 2005 Jan 11 1
Spring 2006 ProcessDynamics,Operations,andControl 10.450
Lesson 2: Mathematics Review
τ
=
τ
=
∫
t
e
dt
exp)t(p
(2.2-2)
and the solution (2.1-3) becomes
()
dt)t(xee
K
ey)t(y
t
t
tt
tt
0
0
0
∫
ττ
−
τ
−−
τ
+= (2.2-3)
The initial condition affects the system response from the beginning, but
its effect decays to zero according to the magnitude of the time constant -
larger time constants represent slower decay. If not further disturbed by
some x(t), the first order system reaches equilibrium at zero.
However, most practical systems are disturbed. K is a property of the
system, called the gain. By its magnitude and sign, the gain influences
how strongly y responds to x. The form of the response depends on the
nature of the disturbance.
Example: suppose x is a unit step function at time t
1
. Before we proceed
formally, let us think intuitively. From (2.2-3) we expect the response y to
decay toward zero from IC y
0
. At time t
1
, the system will respond to being
hit with a step disturbance. After a long time, there will be no memory of
the initial condition, and the system will respond only to the disturbance
input. Because this is constant after the step, we guess that the response
will also become constant.
Now the math: from (2.2-3)
()
()
()
⎟
⎠
⎞
⎜
⎝
⎛
−−+=
−
τ
+=
τ
−−
τ
−−
ττ
−
τ
−−
∫
1
0
0
0
tt
1
tt
0
t
t
1
tt
tt
0
e1)tt(KUey
dt)tt(Uee
K
ey)t(y
(2.2-4)
Figure 2.2-1 shows the solution. Notice that the particular solution makes
no contribution before time t
1
. The initial condition decays, and with no
disturbance would continue to zero. At t
1
, however, the system responds
to the step disturbance, approaching constant value K as time becomes
large. This immediate response, followed by asymptotic approach to the
new steady state, is characteristic of first-order systems. Because the
response does not track the step input faithfully, the response is said to lag
behind the input; the first-order system is sometimes called a first-order
lag.
revised 2005 Jan 11 2
[...]... of y and its derivative on the left-hand side of the equation Dead time revised 2005 Jan 11 10 Spring 2006 ProcessDynamics,Operations,andControl 10.450 Lesson 2: Mathematics Review occurs because of a time delay in processing a disturbance on the righthand side 2.6 conclusion Please become comfortable with handling ODEs View them as systems; identify their inputs and outputs, their gains and time... introduce proportional control for our process The controller algorithm dictates how the manipulated variable is to be adjusted in response to deviations between the controlled variable and the set point We will introduce a simple and plausible algorithm, called revised 2005 Jan 13 13 Spring 2006 ProcessDynamics,Operations,andControl 10.450 Lesson 3: The Blending Tank proportional control This algorithm... are ready to consider controlCONTROL SCHEME 3.12 developing a control scheme for the blending tank A control scheme is the plan by which we intend to control a process A control scheme requires: 1) specifying control objectives, consistent with the overall objectives of safety for people and equipment, environmental protection, product quality, and economy 2) specifying the control architecture, in... 2006 ProcessDynamics,Operations,andControl 10.450 Lesson 3: The Blending Tank 3.0 context and direction A particularly simple process is a tank used for blending Just as promised in Section 1.1, we will first represent the process as a dynamic system and explore its response to disturbances Then we will pose a feedback control scheme We will briefly consider the equipment required to realize this control. .. needed for processcontrol Figure 3.17-1 shows our processandcontrol scheme as two communicating systems The system representing the process has two inputs and one output Of these only one is a material stream; however, we recall that systems communicate with their environment (and other systems) through signals, and in the blending process the outlet composition responds to the inlet composition and make-up... composition? revised 2005 Jan 13 15 Spring 2006 ProcessDynamics,Operations,andControl 10.450 Lesson 3: The Blending Tank system representing process outlet composition inlet composition -tank to hold liquid make-up flow -agitator to mix contents -inlet and outlet piping system representing controller and other equipment adjust make-up flow multiply gain and add bias subtract from set point measure... the system variables are assigned to roles of controlled, disturbance, and manipulated variables, and their relationships specified 3) choosing a controller algorithm 4) specifying set points and limits 3.13 step 1 - specify a control objective for the process Our control objective is to maintain the outlet composition at a constant value Insofar as the process has been described, this seems consistent... the inlet composition These limits are determined by the processand its environment No amount of controller design can compensate for a manipulated variable that is unequal to the disturbance task revised 2005 Jan 13 14 Spring 2006 ProcessDynamics,Operations,andControl 10.450 Lesson 3: The Blending Tank tolerable variation: ideally the controlled variable would never deviate from the set point... (2.4-3) 5 Spring 2006 ProcessDynamics,Operations,andControl 10.450 Lesson 2: Mathematics Review and write (2.4-1) in three equations We put the initial condition with no disturbances, and each disturbance with a zero initial condition dy H + yH (t) = 0 dt dy τ 1 + y1 ( t ) = K1x1 ( t ) dt dy τ 2 + y 2 (t) = K 2 x 2 (t) dt τ yH (t 0 ) = y0 y1 ( t 0 ) = 0 (2.4-4) y2 (t 0 ) = 0 Equations and initial conditions... description of both equipment and controller algorithms When we do, however, we will find that the overall concept of feedback control is the same as presented in Figure 3.17-1: the controlled variable is measured, decisions are made, and the manipulated variable is adjusted to improve the controlled variable CLOSED LOOP BEHAVIOR 3.18 closing the loop - feedback control of the blending process Our next task . Spring 2006 Process Dynamics, Operations, and Control 10.450
Lesson 1: Processes and Systems
1.0 context and direction
Process control is an application.
Spring 2006 Process Dynamics, Operations, and Control 10.450
Lesson 1: Processes and Systems
1.5 process behavior under automatic control
Typically