Rules Implementing Amendments to the Investment Advisers Act of 1940 pptx
Rules Implementing Amendments to the Investment Advisers Act of 1940 pptx
... adopting new rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd- Frank Wall Street Reform and Consumer Protection Act. These rules and rule amendments ... 275.203A-4] under the Advisers Act. I. BACKGROUND 5 1 Unless otherwise noted, when we refer to the Advisers Act, or any paragraph of the A...
Ngày tải lên: 16/03/2014, 14:21
Tài liệu French Trust Reporting Rules Should Not Apply to U.S. CIVs Regulated under the Investment Company Act of 1940 pptx
... insofar as is practicable, the extent to which the fund intends to engage therein. See Section 8 of the Investment Company Act of 1940. 36 See Section 12 of the Investment Company Act of 1940. ... Company Act of 1940. 35 Such recital consists in each case of a statement whether the mutual fund reserves freedom of action to engage in activit...
Ngày tải lên: 19/02/2014, 14:20
ORDER CANCELLING REGISTRATIONS OF CERTAIN INVESTMENT ADVISERS PURSUANT TO SECTION 203(h) OF THE INVESTMENT ADVISERS ACT OF 1940 pdf
... investment advisers pursuant to section 203 of the Investment Advisers Act of 1940 (the Act ). On October 19, 2012, the Commission issued a notice of intention to cancel registrations of ... ADVISERS PURSUANT TO SECTION 203(h) OF THE INVESTMENT ADVISERS ACT OF 1940 The investment advisers whose names appear in the attached Append...
Ngày tải lên: 30/03/2014, 03:20
OMB Report Pursuant to the Sequestration Transparency Act of 2012 (P. L. 112–155) potx
... members of the Appropriations Committees of the House and the Senate, to submit budgetary information to OMB on PPAs. In doing so, agencies identified thousands of PPAs across appropriations acts ... 85 Office of the Secretary 005-03-9913 Office of the Secretary Nondefense Function Discretionary Sequestrable BA Exempt BA Total gross BA Offsets 16 10 26 -10 8....
Ngày tải lên: 23/03/2014, 23:21
Tài liệu A Guide to the Project Management Body of Knowledge pptx
... involved in the work of the project, such as the project manager, other members of the project management team, and the in- dividual contributors. The roles and responsibilities of the project manager ... each activity: • The budget, also called the budgeted cost of work scheduled (BCWS), is that portion of the approved cost estimate planned to be spent on the...
Ngày tải lên: 23/01/2014, 23:20
Guide to the Family Law Act 1996 pot
... to the welfare of any child or seriously prejudicial to the applicant if the order were not made. In all cases the requirements of s 11 of the Act as to proper post divorce arrangements for the ... accusatory tone to the proceedings’ at the outset. The very word ‘petition’ relates back to the ecclesiastical origins of divorce prior to the first Matr...
Ngày tải lên: 07/03/2014, 10:20
Project management institute a guide to the project management body of knowledge PMBOK project management institute (2013)
... people and other systems (actors) interact with it. Context diagrams show inputs to the business system, the actor(s) providing the input, the outputs from the business system, and the actor(s) ... of the total scope of work to be carried out by the project team to accomplish the project objectives and create the required deliverables. The WBS organizes and...
Ngày tải lên: 17/08/2013, 11:00
A study on cultural obstacles to the teaching and learning of speaking skills in the classroom of grade 10 at nguyen tat thanh high school
... aware of the contribution of other factors involved in speaking. 1.3. Cultural factors in the teaching and learning of speaking skills in classrooms 1.3.1. What cultural factors influence on the ... aware of the importance of cultural factors in the teaching of speaking skills and, too , aware of the great influence of inferences between two cultures- target and l...
Ngày tải lên: 07/09/2013, 13:00