the dodd frank act and the financial stability oversight council
Tài liệu Financial Stability Oversight Council’s Proposed Recommendations Regarding Money Market Mutual Fund Reform (the “Proposal”), FSOC–2012–0003, 77 FR 69455, November 19, 2012. ppt
Ngày tải lên :
19/02/2014, 15:20
... may be optimal for them to liquidate their portfolio and sacrifice their MBR in order to avoid perceived losses greater than their MBR and the NAV buffer 26 In the Proposal, the NAV buffers are ... share the Council s concerns that standby liquidity fees and temporary redemption gates may increase the potential for industry-wide runs in times of stress, and therefore not meet the Council s ... urge the Council and relevant regulators to use their authorities, where appropriate and within their jurisdictions, to address any potential financial stability concerns associated with the broader...
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FINANCIAL STABILITY OVERSIGHT COUNCIL PROPOSED RECOMMENDATIONS REGARDING MONEY MARKET MUTUAL FUND REFORM potx
Ngày tải lên :
07/03/2014, 08:20
... urging the Council to take action in the absence of the SEC doing so B ROLE OF THE COUNCIL AND DODD- FRANK ACT SECTION 120 The Dodd- Frank Act established the Council “(A) to identify risks to the financial ... of the Dodd- Frank Act, the Council proposes to determine that the activities and practices of MMFs, for which the SEC is the primary financial regulatory agency, could create or increase the ... MMFs and the risks they pose Both the President’s Working Group on Financial Markets (“PWG”) and the Financial Stability Oversight Council ( Council ) called for additional reforms to address the...
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COMMUNITY BANKS AND CREDIT UNIONS : Impact of the Dodd- Frank Act Depends Largely on Future Rule Makings docx
Ngày tải lên :
22/03/2014, 20:20
... Impact of Dodd- Frank Act on Community Banks and Credit Unions Many Dodd- Frank Act Provisions May Affect Community Banks and Credit Unions, but the Full Extent of Their Impact Is Uncertain The Dodd- Frank ... tools for limiting risk in the major financial institutions and the financial markets According to the Financial Stability Oversight Council, the core elements of the act are designed to build ... GAO-12-881 Impact of Dodd- Frank Act on Community Banks and Credit Unions (QM) as defined by criteria in the Dodd- Frank Act and implemented by CFPB In other sections of subtitle B of Title XIV, the act...
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How the Dodd-Frank Act Should Affect Mutual Funds, Including Money Market Funds potx
Ngày tải lên :
07/03/2014, 16:20
... normally are not registered and offered under the Securities Act and, therefore, are not subject to the civil liability provisions of the Securities Act How the Dodd- Frank Act Should Affect Mutual ... how the studies and regulations called for by the Dodd- Frank Act will impact funds and their advisers This article has shown that funds differ significantly from the MBSs and CDOs issued by the ... Companies To set the agenda concerning how, if at all, funds should be affected by the studies and regulations mandated by the Dodd- Frank Act, it is important to understand the provisions of the ICA that...
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Tài liệu Dodd-Frank Act Changes Affecting Private Fund Managers and Other Investment Advisers pptx
Ngày tải lên :
19/02/2014, 15:20
... investor met the qualified client standard in effect at the time of its investment into the fund, then the investor can remain in the fund, even if the investor does not meet the new standard Second, ... the registered adviser In addition, pursuant to a Dodd- Frank mandate that the SEC require private fund advisers to file reports for the assessment of systemic risk by the Financial Stability Oversight ... (ii) share the same name or a variant thereof with a covered fund and use the word “bank” in its name;51 and (iii) violate Sections 23A and 23B of the Federal Reserve Act. 52 iii Permitted Activities...
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SEC Finalizes Rules to Implement Dodd-Frank Act Regulation of Private Investment Funds and Their Managers ppt
Ngày tải lên :
23/03/2014, 12:21
... the Dodd- Frank Act The information would be used to inform the SEC and the Financial Stability Oversight Council about the systemic risk profile of private fund advisers and the private funds they ... Securities Act of 1933, (v) whether the adviser is a sub-adviser to the private fund, (vi) the name and SEC file number of any other advisers to the fund, (vii) the fund’s gross assets, (viii) the type ... private funds they advise, (ii) their advisory business (including data about the types of clients they have, their employees, and their advisory activities), as well as business practices that...
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Dodd-Frank Act Changes to Investment Adviser Registration Requirements doc
Ngày tải lên :
16/03/2014, 17:20
... with the Commission with total assets under management of $49.5 trillion The staff anticipates that the cumulative impact of the Dodd- Frank Act registration changes will be a 15% decrease in the ... attributable to advisers that registered since the effective date of the Dodd- Frank Act Hedge funds (54%) and private equity funds (23%) comprised the majority of private fund assets managed by ... Advisers There are approximately 4,061 investment advisers that manage one or more private funds registered with the Commission, of which 37% (1,504) registered since the effective date of the Dodd- Frank...
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As Required by Section 939(h) of the Dodd-Frank Wall Street Reform and Consumer Protection Act ppt
Ngày tải lên :
06/03/2014, 08:20
... of these proposals were mandated by the Dodd- Frank Act In particular, section 932(a)(8) of the Dodd- Frank Act added sections 15E(q), (r), and (s) to the Exchange Act 144 These sections of the ... I Executive Summary The Dodd- Frank Wall Street Reform and Consumer Protection Act ( Dodd- Frank Act ) was enacted on July 21, 2010 Title IX, Subtitle C of the Dodd- Frank Act, consisting of sections ... efforts and resources on these rulemaking initiatives under the Dodd- Frank Act, rather than pursuing the standardization items identified in section 939(h)(1) of the Dodd- Frank Act VI Conclusion Commenters,...
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Ensuring Financial Stability: Financial Structure and the Impact of Monetary Policy on Asset Prices
Ngày tải lên :
24/10/2012, 09:40
... zero even at the 95% level in Canada, Finland, the Netherlands, Norway, Sweden, Switzerland, the UK and the US Moreover, while in some countries, (including Finland, the UK and the US) residential ... the whole sample period are available for Australia, Canada, Switzerland, Denmark, Finland, France, the Netherlands, Sweden, the UK and the US For, Belgium we link an older series for small and ... the Netherlands, Norway, Spain, Sweden, Switzerland, the UK and the US The sample starts in 1986 in order to avoid the more turbulent, higher inflation period that ended in the first half of the...
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Tài liệu The Decline of Traditional Banking: Implications for Financial Stability and Regulatory Policy doc
Ngày tải lên :
16/02/2014, 11:20
... Settlements (the “Promisel Report”), the Bank of England, the Group of Thirty, the Office of the U.S Comptroller of the Currency, the Commodity Futures Trading Commission, and, most recently, the U.S ... securitizing them Banks’ involvement in the securitization process has been another contributing factor to the growth in their off-balance-sheet activities Nevertheless, the basic point still stands: ... off-balance-sheet activities Are these activities too risky for banks? Do banks have the managerial capacity to engage in these activities in a safe way? Can these activities be effectively regulated? The...
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Money, banking and the financial system (1st edition) r glenn hubbard, anthony patrick o''''brien prentice hall (2011)
Ngày tải lên :
18/08/2013, 19:46
... them to apply the theory that they learn in the classroom to the practice of the real world By learning this framework, students will understand not just the 2007–2009 financial crisis and other ... to other investment banks The Deepening Crisis and the Response of the Fed and Treasury Some economists and policymakers criticized the decision by the Fed and the Treasury to help arrange the ... reduced Beginning in the spring of 2008, the Federal Reserve and the U.S Department of the Treasury took unusual policy actions to deal with the results of the financial crisis and the recession that...
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Tài liệu ITU Study on the Financial Aspects of Network Security: Malware and Spam doc
Ngày tải lên :
14/02/2014, 08:20
... will pursue their activities as long as the benefits of semi-legal and illegal activities outweigh the costs of these activities, including the expected costs of sanctions Due to the factors discussed ... below These attack sizes refer to DDoS attacks – in other words, they not indicate the bandwidth usage for the distribution of spam and malware, but the bandwidth effects of the use of malware and ... of their services and the growth of overall transaction volumes In the third scenario, the private costs and benefits of decision-makers deviate from the social ones but no other actor in the...
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Tài liệu Global imbalances and the financial crisis: Link or no link? docx
Ngày tải lên :
17/02/2014, 03:20
... way 29 The two sharply contrasting conceptual approaches point to a tension between real factors, on the one hand, and monetary and financial factors, on the other One way to reconcile them is ... between the current account and the accumulation of reserves is more likely to run the other way: the accumulation may reflect the wish to resist the appreciation of the currency, when the authorities ... closed economy and then in an open economy, and explores financing and intermediation patterns in the run-up to, and during, the crisis The discussion focuses largely on identities and on the risk...
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Tài liệu The Financial Crisis: A Timeline of Events and Policy Actions ppt
Ngày tải lên :
17/02/2014, 21:20
... Page 22 of 32 The Federal Reserve and the U.S Treasury issue a joint statement on the appropriate roles of each during the current financial crisis and into the future, and on the steps necessary ... percent of the equity capital for each fund The FDIC will provide oversight for the formation, funding, and operation of these funds, and guarantee the debt issued by the funds Under the Legacy ... ensure financial and monetary stability The four points of agreement are 1) The Treasury and the Federal Reserve will continue to cooperate in improving the functioning of credit markets and fostering...
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Tài liệu The financial cycle and macroeconomics: What have we learnt? pdf
Ngày tải lên :
17/02/2014, 21:20
... how to address the booms and the subsequent busts The focus in the section is primarily on the bust, as this is by far the less well explored and still more controversial area The financial cycle: ... with it Graph The financial and business cycles in the United States Orange and green bars indicate peaks and troughs of the financial cycle measured by the combined behaviour of the component ... anchors in the financial, monetary and fiscal regimes These can help constrain the boom and, failing that, improve the defences and room for policy manoeuvre to deal with the subsequent bust Either...
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Tài liệu Solving the Financial and Sovereign Debt Crisis in Europe doc
Ngày tải lên :
17/02/2014, 21:20
... emerge These imbalances have been exacerbated by the financial crisis and recession and these, in turn, contribute to the financial instability The EU financial system mixes traditional and capital ... default over the life of the contract is only 19%, shown on the left-hand side, and the value of the contract is $ 4.6m The second rung shows a rise in the value to $ 11.7m as the survival probabilities ... periods and take possession of the collateral of the dealer bank in the event of insolvency, they are loath to this due to the legal complexity and the risk that the sale of assets would not cover the...
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Tài liệu Báo cáo khoa học: The conformational stability of the Streptomyces coelicolor histidine-phosphocarrier protein Characterization of cold denaturation and urea–protein interactions doc
Ngày tải lên :
19/02/2014, 12:20
... interact with and then the exothermic enthalpic term superimposed to the intrinsic endothermic term of protein unfolding would be higher On the other hand, in the 434 cro protein [7] and the lac-repressor ... by the free energy equation (Eqn 7) The use of the Chen and Schellman approach [36] to determine the DCp at the cold- and heat-denaturation temperatures (Table and Fig 5B) and the fact that the ... their solvent accessibility, and thus the contribution of these groups to the DCp of the protein should decrease as urea concentration is raised; but, on the other hand, the contribution of the...
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DANMARKS NATIONALBANK WORKING PAPERS: Liquidity of Danish Government and Covered Bonds – Before, During and After the Financial Crisis – Preliminary Findings doc
Ngày tải lên :
06/03/2014, 04:21
... Fannie Mae and Freddie Mac being taken into conservatorship by the US Government, the AIG bailout and the failure of Lehmann Brothers (Fender and Gyntelberg (2008)) Finally, the period after the crisis ... divided by the average of the outstanding nominal amounts at the beginning and the end of the month 4.3 Bid-ask spread (Roll) As the data not contain quotes or bid-ask spreads, we use the finding ... for the two markets and briefly describes the transaction dataset Section defines the liquidity measures we use in the following analysis Section compares the liquidity of short-term covered and...
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THE FINANCIAL CRISIS INQUIRY REPORT - Final Report of the National Commission on the Causes of the Financial and Economic Crisis in the United States docx
Ngày tải lên :
06/03/2014, 09:22
... the oil patch and the early s in California and the Northeast.” Within the Fed, the debate grew heated and emotional, Siddique recalled “It got very personal,” he told the Commission The ... has transformed the efficiency, speed, and complexity of financial instruments and transactions There is broader access to and lower costs of financing than ever before And the financial sector ... ethics The integrity of our financial markets and the public’s trust in those markets are essential to the economic well-being of our nation The soundness and the sustained prosperity of the financial...
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The Financial Crisis and Information Gaps: Progress Report Action Plans and Timetables pptx
Ngày tải lên :
06/03/2014, 19:20
... Recommendation # 4); and, the enhancement of the frequency and timeliness of the CPIS data and the identification of the institutional sector of the foreign debtor in the case of the IMF) These working ... (IBS) The IMF and the BIS are encouraged to continue their work to improve the coverage of significant financial centers in the CPIS and IBS, respectively Recommendation 11: The BIS and the CGFS ... from financial derivative contracts There is ongoing statistical work and discussions at the BIS, IMF and ECB, in particular relating to the methodological and practical issues of handling the...
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