schweser notes cfa level 3 2013 pdf

... 0.2 939 0.2967 0.2995 0 .30 23 0 .30 51 0 .30 78 0 .31 06 0 .31 33 0.9 0 .31 59 0 .31 86 0 .32 12 0 .32 38 0 .32 64 0 .32 89 0 .33 15 0 .33 40 0 .33 56 0 .33 89 1.0 0 .34 13 0 .34 38 0 .34 61 0 .34 85 0 .35 08 0 .35 31 0 .35 54 0 .35 77 0 .35 99 ... 0 .35 77 0 .35 99 0 .36 21 1.1 0 .36 43 0 .36 65 0 .36 86 0 .37 08 0 .37 29 0 .37 49 0 .37 70 0 .37 90 0 .38 10 0 .38 30 1.2 0 .38 49 0 .38 69 0 .38 88 0 .39 07 0 .39 25 0 .39 44 0 .39 62 0 .39 80 0 .39 97 0.4015 1 .3 0.4 032 0.4049 0.4066 ... 0.7881 0.7910 0.7 939 0.7967 0.7995 0.80 23 0.8051 0.8078 0.8106 0.8 133 0.9 0.8159 0.8186 0.8212 0.8 238 0.8264 0.8289 0. 831 5 0. 834 0 0. 836 5 0. 838 9 I 0.84 13 0.8 438 0.8461 0.8485 0.8508 0.8 531 0.8554 0.8577

Ngày tải lên: 28/03/2018, 16:42

... 225 227 Self-Test- Equity Portfolio Management Formulas Index SCHWESERNOTES™ 20 13 CFA LEVEL III BOOK 3: FIXED INCOME PORTFOLIO MANAGEMENT, FIXED INCOME DERIVATIVES, AND EQUITY PORTFOLIO ... readings as set forth by CFA Institute in their 20 13 CFA Level III Study Guide The information contained in these Notes covers topics contained in the readings referenced by CFA Institute and is ... Program 20 13 Curriculum, Volume 4, Level III 27 Equity Portfolio Management page 134 STUDY SESSION 12 Reading Assignments Equity Portfolio Management, CPA Program 20 13 Curriculum, Volume 4, Level

Ngày tải lên: 28/03/2018, 16:43

... uickSheet Cr it ic a l C o n c e pt SS1&2: ETHICS AND SS3: THE ASSET MANAGEMENT INDUSTRY Review the SchweserNotes™ and work the questions SS4: BEHAVIORAL FINANCE • Bounded rationality ... in source (S) and residence (R) countries of 30 % and 40% respectively • Deduction: Tax paid to S reduces taxable income to R Pay 30 to S and (100 ? ?30 )(0.4) to R, the least favorable method to ... tax that would have been owed to R Pay 30 to S and another 10 to R; total tax 40 • Exemption: Income taxed in S is not taxed in R Pay 30 to S; total tax 30 ♦ Exemption is always best for the tax

Ngày tải lên: 12/06/2019, 16:50

... Strategies 30 : Commodity Forwards and Futures 111 124 1 43 155 176 31 : Foreign Exchange Risk 32 : Corporate Bonds 33 ; The Rating Agencies 190 2 03 SELF-TEST: FINANCIAL MARKETS AND PRODUCTS 2 13 PAST ... SCHWESERNOTES' FOR THE FRM' EXAM FRM'i 20 13 Part I \ it Book ft s A t S \ I A* K» Financial Markets and Products KAPLAN SCHWESER FRM PART I BOOK 3: FINANCIAL MARKETS AND ... EXAM QUESTIONS 222 FORMULAS 25O INDEX 254 ©20 13 Kaplan, Inc Page FRM PART I BOOK 3: FINANCIAL MARKETS AND PRODUCT'S ©20 13 Kajilan, Inc., d.b.a Kaplan Schweser AH rights reserved • Printed in the

Ngày tải lên: 01/04/2017, 09:52

... daily 60 days VaR, times k VlO * Max (3, 3* 2) = 18.97 B Incorrect Vl0 *3 = 9.49 C Incorrect VlO * = 6 .32 D Incorrect VlO * Max (3 * 3, * 2) = 2S.46 (See Topic 47) ©20 13 Kaplan, Inc Page 297 Bonk Past ... sample standard deviation of die spread spread risk factor: Vi(s + 2 .33 o5) Page 30 2 ©20 13 Kaplan, Inc Book Form ulus Topic 38 spread = (ask price - bid price) (ask price + bid price) / liquidity-adjusted ... shortfall 26 exploratory data analysis 2 53 ©20 13 Kaplan, Inc Page 30 5 Book Index exposure at default 177, S3, 208 external data 246 external operational loss data 1 43 external ratings' based approach

Ngày tải lên: 01/04/2017, 09:52

... 238 Index 2 63 ©20 13 Kaplan, Inc Pagel SCH\X!ESER'S SECRET SAUCE®: 2014 C.FA LEVEL I1I ©20 13 Kaplan, Inc All rights resnved Published in 20 13 by Kaplan Schweser Primed ... 978-1-4277-4 937 -6 I 1-4277-4 937 -X PP1\: 32 00-4 038 If chis book docs nor h ave rhe hologram with the Kaplan Schweser logo on the back cover, it was disrribmcd witho ut permission of Kaplan Schweser, ... Level III Curriculum It is best used after reading the 20 13 Level III SchweserNoresTM and working both the Schweser practice questions and CFA end-of-reading questions Candidates who study and

Ngày tải lên: 04/02/2018, 21:05

... analysis 94 buffering 131 bullet strategy 33 bullet structures 57 buy and hold 60 buy-side analyst 150 c callable bonds 57 call risk 33 cap risk 33 caps 81 cash flow matching 36 cash flow reinvestment ... Level I, II, and III questions from CFA? ? Program Materials, CFA Institute Standards of Professional Conduct, and CFA Institute’s Global Investment Performance Standards with permission from CFA ... The Schweser Notes should be used in conjunction with the original readings as set forth by CFA Institute in their 2015 CFA Level III Study Guide The information contained in these Notes covers

Ngày tải lên: 04/02/2018, 21:05

... Concepts LOS 33 .a LOS 33 .b LOS 33 .c LOS 33 .d LOS 33 .e LOS 33 .f LOS 33 .g LOS 33 .h LOS 33 .i 10 LOS 33 .j 11 LOS 33 .k 12 LOS 33 .l 13 LOS 33 .m 14 LOS 33 .n 15 LOS 33 .o 16 LOS 33 .p 17 LOS 33 .q 18 LOS 33 .r 19 ... 34 .a LOS 34 .b LOS 34 .c LOS 34 .d LOS 34 .e LOS 34 .f LOS 34 .g LOS 34 .h LOS 34 .i 10 LOS 34 .j 11 LOS 34 .k; LOS 34 .l; LOS 34 .m 12 LOS 34 .n 13 LOS 34 .o 14 LOS 34 .p 15 LOS 34 .q 16 LOS 34 .r 17 LOS 34 .s 18 ... 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 i iii iv v vi vii viii ix 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55

Ngày tải lên: 07/03/2018, 09:37

... before the exam Initial reading of SchweserNotes™ and/or CFA readings Complete practice questions in our SchweserNotes™, discussion questions in our ClassNotes, and SchweserProTM QBank questions Work ... prosecuted WELCOME TO THE 2015 LEVEL III SCHWESERNOTES™ Thank you for trusting Kaplan Schweser to help you reach your goals We can help you prepare for the Level III CFA Exam and have done so for ... The Schweser Notes should be used in conjunction with the original readings as set forth by CFA Institute in their 2015 CFA Level III Study Guide The information contained in these Notes covers

Ngày tải lên: 16/08/2018, 14:34

... misconduct 32 mismatch in character 34 3, 35 4 misrepresentation 29 momentum effect 199 monetization 34 0 Monte Carlo approach 240 Monte Carlo simulation 30 6 mortality probabilities 30 3 mortality risk 36 8 ... property rights regime 30 1 company-specific risk 33 2, 35 0 completeness portfolio 34 3 compliance and support 106 compliance system 88 conduct as participants in CFA Institute programs 73 confirmation ... strategic asset allocation 237 strong-form efficiency 151 suitability 43 surplus capital 33 6 systematic risk 33 1 ,35 0 T tax-advantaged accounts 272 tax alpha 278 tax avoidance 226, 32 1 tax considerations

Ngày tải lên: 16/08/2018, 14:34

... CFA Level III Mock Exam – Questions (AM) FinQuiz.com CFA Level III Mock Exam June, 2017 Copyright © 2010-2017 FinQuiz.com All ... FinQuiz.com © 2017- All rights reserved CFA Level III Mock Exam – Questions (AM) FinQuiz.com – 1st Mock Exam 2017 (AM Session) The morning session of the 2017 Level III CFA Examination has questions For ... Total: FinQuiz.com © 2017- All rights reserved 180 CFA Level III Mock Exam – Questions (AM) QUESTION HAS FOUR PARTS (A, B, C, D) FOR A TOTAL OF 36 MINUTES Simon Becker is a 45 years old stock broker

Ngày tải lên: 10/09/2018, 08:25

... 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 ix x xi xii xiii xiv xv xvi 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 43 44 45 46 47 ... 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 35 36 37 38 39 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 ... 131 132 133 134 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101 102 1 03 104 105 107 108 109 110 111 112 1 13 114 115 116 117 118 119 120 121 122 1 23 124 125 126 127 128 129 135 136 137

Ngày tải lên: 12/06/2019, 16:50

... 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 v 10 11 12 13 14 15 16 17 18 19 20 21 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 43 43 ... 129 130 131 132 133 134 90 91 92 93 94 95 97 98 99 100 101 102 1 03 104 105 106 107 108 109 111 112 1 13 114 115 116 117 118 119 120 121 122 1 23 124 125 126 127 128 129 130 131 132 133 134 135 136 ... 137 135 136 137 138 139 140 141 142 1 43 144 145 146 147 148 149 150 151 152 1 53 154 155 156 157 158 159 160 161 162 1 63 164 165 166 167 168 169 170 171 172 1 73 174 175 176 177 178 179 180 138

Ngày tải lên: 12/06/2019, 16:50

... 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 v vi vii 10 11 12 13 14 15 16 17 18 19 20 21 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 41 43 ... 130 131 132 133 134 88 89 90 91 92 93 94 95 97 98 99 100 101 102 1 03 104 105 106 107 108 109 110 111 112 1 13 114 115 116 117 118 119 120 121 122 1 23 124 125 126 127 128 129 130 131 132 133 134 ... 135 136 137 138 139 140 141 142 1 43 144 145 146 147 148 149 150 151 152 1 53 154 155 156 157 158 159 160 161 162 1 63 164 165 166 167 168 169 170 171 172 1 73 174 175 176 177 178 179 180 135 136

Ngày tải lên: 12/06/2019, 16:50

... sponsored Schweser study tools Page ii ©2017 Kaplan, Inc Fo r e w o r d The Secret Sauce is a summary of the high points in the Level III CFA? ? Curriculum It builds on the 2017 Level III SchweserNotes™ ... Statements, Level I, II, and III questions from CFA? ? Program Materials, CFA Institute Standards of Professional Conduct, and CFA Institutes Global Investment Performance Standards with permission from CFA ... Performance Standards: SS 18 1 93 Essential Exam Strategies 202 Index 225 ©2017 Kaplan, Inc SCHWESER? ??S SECRET SAUCEđ: 2017 LEVEL III CFA? ? â2017 Kaplan, Inc All rights

Ngày tải lên: 15/06/2019, 11:19

... manager questionnaire 138 manager universe 99 market ask 1 73 market bid 1 73 market bid-ask spread 1 73 market capitalization based investing 133 market capitalization-weighted index 130 market index ... manipulation market neutral 135 market order 1 73 market-oriented investing 133 market quality 174 market quote 1 73 market risk 1 53 market selection 122 markets outside the benchmark 1 23 market structures ... overconfidence 35 , 37 , 38 overconfidence bias 31 overlay 93 ownership rights 50 P P/1 0-year MA(E) panel method 75 parity 124 partial long-short 135 passive equity managers 129 passive investing 131 passive

Ngày tải lên: 15/06/2019, 11:19

... CFA Level IPS Writing 讲师：吴轶 CFA FRM CQF CISI 日期：2010年5月 地点： ■上海 上海金程国际金融专修学院 Essay writing in level Essay writing in CFA level ƒ Part Introduction to essay ... Investor 1’s IPS - 10 ƒ Case analysis Case – 2008 CFA level morning session Q1 Case – 2009 CFA level practice volume Exam morning session Q1 Case - 2002 CFA level morning session Q5 专业来自百分百的投入 Copyright ... attribution Portfolio Management and Wealth Planning (55%-65%) Part Topic Area Weights for the CFA Exam for Level Ⅲ Ethical and Professional Standards (total) ( 0, as a part of TIA •Net CF from T1

Ngày tải lên: 15/06/2019, 11:20

... if pairs are (200, 0.25; 150, 0.40; 30 , 0 .35 ) and (200, 0 .3; 150, 0.40; -50 0 .3) , they will be simplified as (200, 0.25; 30 , 0 .35 ) and (200, 0 .30 ; -50, 0 .30 ) • Cancellation operation fails to ... the price reaches the resistance level, which is maximum price level and a sell signal is generated when the price reaches the support level which is minimum price level o However, in practice, ... of rational and irrational characteristics 2.2 .3) Attitudes toward Risk An individual’s (investor’s) attitude toward risk depends on his/her wealth level and circumstances This implies that the

Ngày tải lên: 18/10/2021, 16:09

... decisionmaking process depends on a variety of personal concerns and preferences 3. 1 Situational Profiling (Section 3. 1.1 – 3. 1 .3) Situational profiling is a process of categorizing individual investors ... move forward (due to illness, injury etc.) abruptly to a different stage 3. 2 Psychological Profiling (Section 3. 2.1- 3. 2.2) Psychological profiling is also known as personality typing It helps ... critical goals and thus, will have higher ability to take risk F Debt level: When the investor has no or low debt level (high debt level) , he has higher (lower) ability to take risk G Income and savings:

Ngày tải lên: 18/10/2021, 16:10

... Column 10,000 10,000 23, 000 23, 000 50,000 0.20 (10,000) = 2,000 0.25 ( 23, 000 –10,000) =3, 250 • 3, 250 + 2,000 = 5,250 0 .35 (50,000 - 23, 000) = 9,450 • 9,450 + 5,250 = 14,700 0 .38 (70,000 – 50,000) ... capital gain tax deferral = $242.099 – $ 234 .06 = $8. 039 Tax drag (%) on capital accumulation= ($281.57 – $ 234 .06) / ($281.57 – $150) = $47.51 / $ 131 .57 = 0 .36 11 = 36 .11% This rate is greater than the ... investment horizon at tax rate of 30 % Then, Tax drag ($) on capital accumulation = ($281.57 – $ 234 .06) = $47.51 FVIFi = $150 × [(1 + 0.065) 10 (1 – 0 .30 ) + 0 .30 ] = $242.099 Value of a capital

Ngày tải lên: 18/10/2021, 16:10