regulatory and statutory provisions
Tài liệu Issue 92 – Regulatory and Tax Developments in May 2012 docx
... Luxembourg and Germany sign new tax treaty On 23 April 2012 Luxembourg and Germany signed a new income and capital tax treaty The new treaty generally follows the OECD Model Convention and will, ... mutual assistance and exchange of information in the areas of regulation, cross-border asset management and financial markets 2) the package of services constitute a wealth management and private banking ... purposes or not; and the AG concluded that portfolio management services not fall under a relevant VAT exemption and are, therefore, taxable The Opinion also states that where advice and execution...
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Tài liệu Issue 93 – Regulatory and Tax Developments in June 2012 pptx
... right for them or not and be able to compare investment products with each other Each KID will have to follow a common standard as regards structure, content and presentation and will need to provide ... 293 page technical standards include: being outside the Union In order to fully implement the Short Selling Regulation, two final measures – a Regulatory Technical Standard and a Delegated Act ... the payments of dividend and measures to take This report provides investment managers with an overview of the regulatory landscape, a summary of upcoming regulations and the key interest income...
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Master Circular - Cash Reserve Ratio (CRR) and Statutory Liquidity Ratio (SLR) docx
... (Rule 13 A) (Section 18 and 24) Name of the banking company: Name and designation of the officer submitting the return: Statement of demand and time liabilities and cash, gold and unencumbered approved ... letters of credit, if not payable on demand, deposits held as securities for advances which are not payable on demand and Gold deposits 1.7 Other Demand and Time Liabilities (ODTL) ODTL include ... difference would represent the "demand liability” portion The proportions of demand and time liabilities so obtained for each half year shall be applied for arriving at demand and time liabilities components...
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Air Pollution-Related Lichen Monitoring in National Parks, Forests, and Refuges: Guidelines for Studies Intended for Regulatory and Management Purposes docx
... publications and reports, including Bennett 1995; Bennett and Banerjee 1995; Bennett et al 1996; Bennett and Wetmore 1997, 1999a and b, 2000a and b; Crock et al 1992; Crock et al 1993; Ford and Hasselbach ... plants and ecology, and approximately 1-2 weeks of training in, and practice of, field protocols Federal Land Managers’ Objectives for Regulatory or Management Use of Lichen Data NPS, USFS, and ... particularly sulfuric and nitric acids, sulfites and bisulfites, and other fertilizing, acidifying, or alkalinizing pollutants such as H+, NH3, and NH4+ While sulfites, nitrites, and bisulfites are...
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Investment Fund Regulatory and Tax developments in selected jurisdictions pptx
... managers can have and Compliance function and internal suitability policies and procedures • • Incentives Enforcement These principles provide guidance for Members and reflect the current regulatory ... should be reviewed and updated on a regular basis offered products and provided services introduced by this Regulation? and that simplified due diligence To follow is a summary of the provisions mentioned ... and investment companies; and have an impact on the Investment Funds Management Company as well as the and therefore would country retail funds, and Financial some of its provisions will definitely...
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Issue 95 – Regulatory and Tax Developments in August 2012 doc
... with models existing in England, The SCSp will be a brand new type of Scotland, Jersey, Guernsey and other vehicle in Luxembourg, profiting from common law jurisdictions and will be the same flexible ... appropriate to the size and Incorporated Cells share the same detailed rules relating to risk and organization of the SIF and the registered office and at least one management and conflicts of interests ... that are not and are subject to the AIFMD regime considered as AIF, and the second Each AIF will have to appoint an AIFM, including specific provisions for SICAR or be self-managed and require...
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Issue 87 – Regulatory and Tax Developments in December 2011 potx
... prospectus, and explaining the investment objective and policy, and the risk profile of the master fund; stating whether the performance of the feeder and master will be identical or how and why ... establishment of a KIID and a prospectus, and the periodic reporting requirements of French UCITS and foreign UCITS marketed in France (previously Instructions 2005-01 and 2005-02) for non-UCITS: ... Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS, published on 28 July 2010, and ESMA’s Guidelines to competent authorities and UCITS management companies...
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Issue 84 – Regulatory and Tax Developments in September 2011 pot
... http://www.esma.europa.eu/popup2 php?id=7819 Ireland Fitness & Probity for directors and staff The Central Bank of Ireland has issued new Fitness and Probity Standards for all Irish regulated firms These ... the referred date Switzerland and the UK initial tax agreement On 24 August 2011, British and Swiss negotiators initialled a tax agreement in order to resolve outstanding tax issues between the ... instrument: UCITS IV Directive Instrument (FSA 2011/39), and, while these 257 pages were published in July and are already included in the updated FSA Handbook in a wide range of places, document FSA...
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Issue 97 – Regulatory and Tax Developments in November 2012 pdf
... advantage of no overlapping of issues, and avoid confusion and cost to investors and issuers alike The AIF Handbook with evolve and change overtime The AIF Handbook will be divided into the following ... Interim Handbook will be published in January, and by consulting early with the industry it allows the Central Bank and the funds industry to be aligned, and allows the fund industry of Ireland to ... to banks and investment firms, other legal entities subject to prudential supervision and minimum capital requirements can act as a UCITS depositary Ireland • Extending the remuneration provisions...
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Issue 88 – Regulatory and Tax Developments in January 2012 pot
... significant opportunities and benefits to asset managers and investors; to support the UK as a domicile for funds and asset pooling; and to support and potentially expand the wider services to ... 2012, and HMT seeks responses to a series of legal, regulatory, tax and industry-focussed questions KPMG has participated and will continue to participate actively in this consultation process, and ... services to UK Authorised Funds including fund accounting, pricing and administration; depositary and custody services; and audit and legal services The TTF could also be considered by hedge fund...
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Issue 90 – Regulatory and Tax Developments in March 2012 ppt
... Netherlands and Norway Previously, the Netherlands have concluded similar CAAs with Canada, Denmark and the United Kingdom It is expected that CAAs with other countries (including the USA and Switzerland) ... examine the effectiveness of entities and activities: regulatory regimes The measures already taken in CRD II Commission is investigating how to and CRD III and consider extending ensure that bank-sponsored ... apply to that class of derivatives in the EU, and develop draft Regulatory technical standards which will have to be adopted by the Commission • managers and to alternative investment funds managed...
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Issue 91 – Regulatory and Tax Developments in April 2012 pptx
... customers’ beneficial owners The competent authorities and ESMA in 2012 “Report on the legal and regulatory determining when adverse events or provisions and supervisory expectations developments arise ... requirements where the customers are credit and financial institutions” (here) provides an overview of EU Member States’ legal and regulatory provisions and supervisory expectations in relation ... in Handbook with revised COLL as part of the fund Notice 118 (91 pages) and can be found merger plans However, the timelines on pages 16 and 17; and 23 to 29 of the for solvency assessment and...
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Báo cáo hóa học: "Future research and therapeutic applications of human stem cells: general, regulatory, and bioethical aspects" ppt
... (Iceland, Lithuania, Denmark, Slovenia, Germany, Ireland, Austria, Italy, Norway, and Poland); ii) Countries with a liberal political model (Sweden, Belgium, United Kingdom, and Spain); and iii) ... technical staff and maintenance of overall technical and staff support, specialized facilities, the need for producing small and highly unstable batches and, of course, design and development ... academies and institutes, pharmaceutical and biotechnological companies, and private investment may shape a powerful consortium that accelerates progress in this field to benefit of health Legal and regulatory...
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Measuring the Statutory and Regulatory Constraints on Department of Defense Acquisition - An Empirical Analysis doc
... statute and its associated regulatory processes and program cost and schedule outcomes Summary xiii Programs are indeed governed by a large and confusing array of statutes and regulations, and those ... provided data but never in any of the statutory and regulatory activities of interest (e.g., all “other” data),5 and those who provided data in the statutory and regulatory activities of interest ... time-consuming, costly, and burdensome certain statutory and regulatory compliance activities are Senior OSD and Service acquisition officials have taken these anecdotes and evidence seriously,...
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Measuring the Statutory and Regulatory Constraints on Department of Defense Acquisition - An Empirical Analysis pptx
... statute and its associated regulatory processes and program cost and schedule outcomes Summary xiii Programs are indeed governed by a large and confusing array of statutes and regulations, and those ... provided data but never in any of the statutory and regulatory activities of interest (e.g., all “other” data),5 and those who provided data in the statutory and regulatory activities of interest ... time-consuming, costly, and burdensome certain statutory and regulatory compliance activities are Senior OSD and Service acquisition officials have taken these anecdotes and evidence seriously,...
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Measuring the Statutory and Regulatory Constraints on DoD Acquisition - Research Design for an Empirical Study potx
... without legislative or regulatory constraints) and compare a program executed with and without statutory and regulatory constraints Unfortunately, the complexity of the regulatory environment ... (1989) 10 Lorell and Graser (2001) 11 Lorell and Graser (2001) 10 Measuring the Statutory and Regulatory Constraints on DoD Acquisition Table 2.1 Estimates of the DoD Regulatory and Oversight Cost ... current and most common statutory and regulatory constraints Most of the anecdotes about burdensome statutes and regulations and their adverse impact on program outcomes come from program managers and...
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Regulatory accountability and legitimacy
... ‘‘zerobased,’’ and other budgeting techniques, environmental and regulatory impact statements and regulatory analyses, and statutes that specify that agencies make rules on 267 268 Regulatory accountability ... the system’s functioning The twists and turns of political-agendas, the episodic and random 245 246 Regulatory accountability and legitimacy interests of courts and of outside commentators provide ... development and exercise of necessary expertise and judgement (iv) The expertise claim Many governmental, and particularly regulatory, functions require that expert judgements be made and applied...
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Regulatory enforcement and compliance
... command and control regime Accordingly, the chapter begins with an examination of the problems associated with the design, interpretation and application of the law’s command, where that command ... shall see that central to the study and analysis of regulatory enforcement is the width of discretion within regulatory systems (in the hands of both public and private actors), providing ample ... linguistic structures: how we understand, interpret, and apply rules depends in part on how we understand and interpret language In considering the nature and limitations of rules, a legal analysis...
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Regulatory instruments and techniques
... information supplied which fails to meet the mandated standards), mandatory disclosure regimes may be seen as a form of command and control regulation On the other hand, to the extent that such regimes ... From command and control to negotiation and persuasion Traditional public management, with its focus on the operation of public agencies, emphasises command and control as the modus operandi of ... regulation or ‘command and control’ regulation in policy and academic literature But although both lawyers and non-lawyers tend to associate regulation with classical command-based mechanisms,...
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Tài liệu Báo cáo khoa học: Active and regulatory sites of cytosolic 5¢-nucleotidase doc
... cN-II, cN-III, cN-IA and cN-IB, and both cytosolic and mitochondrial 5¢(3¢)-deoxyribonucleotidases [5] Even though all soluble 5¢-nucleotidases share the same reaction mechanism and possess conserved ... substrates inosine and IMP remains unaltered, and the effect of the enzyme activators ATP and Mg2+ is also unchanged (Table 1) Furthermore, by simultaneously measuring the rate of nucleoside and phosphate ... cN-II, and two mutants in interface B: G319D and K311A The column, prepared and eluted as described in Experimental procedures, was loaded with approximately 150 lg of purified protein, and the...
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