clayton act of 1914 excerpts

Securities Act Of 1933(pdf)

Securities Act Of 1933(pdf)
Ngày tải lên : 18/10/2013, 16:15
... contract of sale or disposition of a security or interest in a security, for value The term "offer to sell", "offer for sale", or "offer" shall include every attempt or offer to dispose of, or ... Table of Contents Securities Act of 1933 Section Court Review of Orders a Any person aggrieved by an order of the Commission may obtain a review of such order in the court of appeals of the ... the official person or was not a fair copy of or extract from the public official document c Standard of reasonableness In determining, for the purpose of paragraph (3) of subsection (b) of this...
  • 108
  • 542
  • 0
  1. Tài Chính - Ngân Hàng
  2. Đầu tư Chứng khoán
Securities Exchange Act Of 1934

Securities Exchange Act Of 1934
Ngày tải lên : 18/10/2013, 16:15
... International Banking Act of 1978); iv the Director of the Office of Thrift Supervision, in the case of a savings association (as defined in section 1813(b) of Title 12) the deposits of which are insured ... transactions in contracts of sale of a commodity for future delivery or other instruments traded on or subject to the rules of a contract market, board of trade, or foreign equivalent thereof; ... transactions in contracts of sale of a commodity for future delivery or other instruments traded on or subject to the rules of a contract market, board of trade, or foreign equivalent thereof,...
  • 371
  • 254
  • 0
  1. Tài Chính - Ngân Hàng
  2. Ngân hàng - Tín dụng
Tài liệu California Organic Products Act of 2003 doc

Tài liệu California Organic Products Act of 2003 doc
Ngày tải lên : 14/02/2014, 03:20
... (NOP) (Section 6517 of the federal Organic Foods Production Act of 1990 (7 U.S.C Sec 6501 et seq.)), and Article (commencing with Section 110810) of Chapter of Part of Division 104 of the Health and ... 30 days of the date the action, or the letter proposing the action The secretary's proceeding shall, insofar as practicable, comply with the provisions of the Administrative Procedure Act, Chapter ... is held, review of the decision of the director may be sought by any person within 30 days of the date of the final order of the director pursuant to Section 1094.5 of the Code of Civil Procedure...
  • 30
  • 351
  • 0
  1. Kỹ Thuật - Công Nghệ
  2. Tự động hóa
Tài liệu The Bankruptcy Abuse Prevention and Consumer Protection Act of 2005 pdf

Tài liệu The Bankruptcy Abuse Prevention and Consumer Protection Act of 2005 pdf
Ngày tải lên : 18/02/2014, 02:20
... Elaine Reardon of RAND and Katherine Porter of the University of Iowa College of Law, increased the quality and clarity of this report xiii Abbreviations AO Administrative Office of the U.S Courts ... Prevention and Consumer Protection Act of 2005 BLS Bureau of Labor Statistics C.D Cal Central District of California D Utah District of Utah E.D.N.Y Eastern District of New York EOUST Executive Office ... District of Ohio, District of Utah, and Middle District of Florida The proportion of above-median–income debtors filing under Chapter 13 in the Eastern District of New York, the Western District of...
  • 68
  • 403
  • 0
  1. Giáo Dục - Đào Tạo
  2. Cao đẳng - Đại học
Tài liệu French Trust Reporting Rules Should Not Apply to U.S. CIVs Regulated under the Investment Company Act of 1940 pptx

Tài liệu French Trust Reporting Rules Should Not Apply to U.S. CIVs Regulated under the Investment Company Act of 1940 pptx
Ngày tải lên : 19/02/2014, 14:20
... Section 2(a)(36) of the Investment Company Act of 1940 35 Such recital consists in each case of a statement whether the mutual fund reserves freedom of action to engage in activities of such type; ... officers of public companies, officers of mutual funds are required to make certifications and disclosures required by the Sarbanes-Oxley Act For example, officers must certify the accuracy of ... all four of the major U.S securities laws: the Securities Act of 1933, which requires registration of the fund’s shares and the delivery of a prospectus; the Securities Exchange Act of 1934,...
  • 16
  • 523
  • 0
  1. Tài Chính - Ngân Hàng
  2. Quỹ đầu tư
THE NEW YORK STOCK EXCHANGE IN THE CRISIS OF 1914 pdf

THE NEW YORK STOCK EXCHANGE IN THE CRISIS OF 1914 pdf
Ngày tải lên : 15/03/2014, 00:20
... history of the New York Stock Exchange, and consequently that some record of, and commentary upon, these facts may be of value to the present members of that body and of interest and profit to ... sudden act of an individual, came out of a clear sky To the latter class distinctively belongs the great convulsion of 1914 While the standing armies of Europe were a constant reminder of possible ... resulted in a loss of gold in one week of $52,500,000; the decline of the Bank's ratio of reserve from the low figure of 40% to the paralyzing figure of 14-5/8%; together with the fact that the surplus...
  • 65
  • 435
  • 1
  1. Kinh Doanh - Tiếp Thị
  2. Quản trị kinh doanh
UNDER SECTIONS 318 AND 319 OF THE FAIR AND ACCURATE CREDIT TRANSACTIONS ACT OF 2003 docx

UNDER SECTIONS 318 AND 319 OF THE FAIR AND ACCURATE CREDIT TRANSACTIONS ACT OF 2003 docx
Ngày tải lên : 15/03/2014, 07:20
... 319 of the Fair and Accurate Credit Transactions Act of 2003, Pub L 108-159, 117 Stat 1952 (“FACT Act ) The FACT Act, which was enacted on December 4, 2003, amends the Fair Credit Reporting Act, ... 319 of the Fair and Accurate Credit Transactions Act of 2003, Pub L 108-159, 117 Stat 1952 (“FACT Act ) The FACT Act, which was enacted on December 4, 2003, amends the Fair Credit Reporting Act, ... notified of block by consumer reporting agency) 86 See FACT Act § 155 (must report identity theft to creditor; must share information with identity theft victims) 87 See FACT Act § 312 88 See FACT Act...
  • 120
  • 321
  • 0
  1. Tài Chính - Ngân Hàng
  2. Ngân hàng - Tín dụng
As Required by Section 702(b) of the Sarbanes-Oxley Act of 2002 potx

As Required by Section 702(b) of the Sarbanes-Oxley Act of 2002 potx
Ngày tải lên : 15/03/2014, 07:20
... areas of the federal securities laws Several regulations issued by the Commission pursuant to the Securities Act of 1933,11 the Exchange Act, 12 and the Investment Company Act of See Adoption of ... Education Amendments of 1992, Pub L No 102-325 (1992); Housing and Community Development Act of 1992, Pub L No 102-550 (1992); security" in Section 3(a)(41) of the Exchange Act, 17 as part of the Secondary ... [T]he fundamental determinants of ‘national recognition’ [are] (i) an impact of [a rating agency’s ratings] on bond prices that is independent of the impact thereon of regulation, (ii) tight correlation...
  • 48
  • 430
  • 0
  1. Tài Chính - Ngân Hàng
  2. Ngân hàng - Tín dụng
CREDIT CARDHOLDERS’ BILL OF RIGHTS ACT OF 2008: Mr. FRANK of Massachusetts, from the Committee on Financial Services, submitted the following ppt

CREDIT CARDHOLDERS’ BILL OF RIGHTS ACT OF 2008: Mr. FRANK of Massachusetts, from the Committee on Financial Services, submitted the following ppt
Ngày tải lên : 15/03/2014, 07:20
... Cardholders’ Bill of Rights Act of 2008’’, as amended, favorably reported by a record vote of 39 yeas and 27 nays COMMITTEE VOTES Clause 3(b) of rule XIII of the Rules of the House of Representatives ... amendments made by this Act shall apply to all credit card accounts under open end consumer credit plans as of the end of the 1-year period beginning on the date of the enactment of this Act (b) REGULATIONS.—The ... meaning of section 5(b) of the Federal Advisory Committee Act were created by this legislation CONSTITUTIONAL AUTHORITY STATEMENT Pursuant to clause 3(d)(1) of rule XIII of the Rules of the House of...
  • 33
  • 384
  • 0
  1. Tài Chính - Ngân Hàng
  2. Ngân hàng - Tín dụng
Rules Implementing Amendments to the Investment Advisers Act of 1940 pptx

Rules Implementing Amendments to the Investment Advisers Act of 1940 pptx
Ngày tải lên : 16/03/2014, 14:21
... Protection Act (“Dodd-Frank Act ) which, among other things, amends certain provisions of the Advisers Act Title IV of the Dodd-Frank Act (“Title IV”) includes most of the amendments to the Advisers Act ... Advisers Act TABLE OF CONTENTS I BACKGROUND Unless otherwise noted, when we refer to the Advisers Act, or any paragraph of the Advisers Act, we are referring to 15 U.S.C 80b of the ... Consumer Protection Act, Pub L No 111-203, 124 Stat 1376 (2010) See section 410 of the Dodd-Frank Act; Advisers Act section 203A See also National Securities Markets Improvement Act of 1996, Pub L...
  • 235
  • 1.6K
  • 0
  1. Tài Chính - Ngân Hàng
  2. Quỹ đầu tư
AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009 - SMART GRID INVESTMENT GRANT PROGRAM potx

AMERICAN RECOVERY AND REINVESTMENT ACT OF 2009 - SMART GRID INVESTMENT GRANT PROGRAM potx
Ngày tải lên : 16/03/2014, 14:21
... Act of 2007 and is funded by the American Recovery and Reinvestment Act of 2009 (Recovery  Act) . The SGIG program and related Recovery Act activities are managed by the U.S.  Department of Energy (DOE), Office of Electricity Delivery and Energy Reliability (OE), which  ... The American Reinvestment and Recovery Act of 2009  Congress enacted the American Recovery and Reinvestment Act of 2009 (Recovery Act)  to  create new jobs and save existing ones, stimulate economic activity, and invest in long‐term  ... other power companies, vendors, and equipment suppliers. Figure 1 shows the location of the  headquarters offices of the 99 lead recipients; these include 47 states, the territory of Guam,  and the District of Columbia. The projects actually cover larger areas than indicated by the map. ...
  • 96
  • 631
  • 1
  1. Tài Chính - Ngân Hàng
  2. Quỹ đầu tư
The Crime Against Europe A Possible Outcome of the War of 1914 doc

The Crime Against Europe A Possible Outcome of the War of 1914 doc
Ngày tải lên : 17/03/2014, 13:20
... prevent an audit of transactions with the remoter island As long ago as the reign of Elizabeth Tudor this shutting off of Ireland from contact with Europe was a settled point of English policy ... As well talk of reviving the Frank Kingdom of Jerusalem The occupation by the fair-haired peoples of the Baltic and North Seas of the lands of Turk and Tartar, of Syrian and Jew, of Armenian and ... means security of transit, equalizing of opportunity, freedom of the seas an assurance that the great waterways of the ocean should no longer be at the absolute mercy of one member of the European...
  • 62
  • 295
  • 0
  1. Giáo Dục - Đào Tạo
  2. Cao đẳng - Đại học
Joint Guidance on the Application of the Family Educational Rights and Privacy Act (FERPA) And the Health Insurance Portability and Accountability Act of 1996 (HIPAA) To Student Health Records docx

Joint Guidance on the Application of the Family Educational Rights and Privacy Act (FERPA) And the Health Insurance Portability and Accountability Act of 1996 (HIPAA) To Student Health Records docx
Ngày tải lên : 22/03/2014, 15:21
... of postsecondary education, which are made or maintained by a physician, psychiatrist, psychologist, or other recognized professional or paraprofessional acting in his professional or paraprofessional ... determination of whether a disclosure meets the requirements of FERPA, the Department of Education’s Family Policy Compliance Office is available to offer technical assistance to school officials ... be shared with health care professionals who are providing treatment to the student, including health care professionals who are not part of or not acting on behalf of the educational institution...
  • 13
  • 464
  • 0
  1. Y Tế - Sức Khỏe
  2. Sức khỏe giới tính
FAIR AND ACCURATE CREDIT TRANSACTIONS ACT OF 2003 pdf

FAIR AND ACCURATE CREDIT TRANSACTIONS ACT OF 2003 pdf
Ngày tải lên : 22/03/2014, 20:20
... Transactions Act of 2003); ‘‘(C) with respect to section 1316.2 of title 10 of the Maine Revised Statutes (as in effect on the date of enactment of the Fair and Accurate Credit Transactions Act of ... the date of enactment of the Fair and Accurate Credit Transactions Act of 2003); ‘‘(B) with respect to section 10–1–393(29)(C) of the Georgia Code (as in effect on the date of enactment of the ... 14–1209(a)(1) and 14– 1209(b)(1)(i) of the Commercial Law Article of the Code of Maryland (as in effect on the date of enactment of the Fair and Accurate Credit Transactions Act of 2003); ‘‘(E) with respect...
  • 62
  • 174
  • 0
  1. Tài Chính - Ngân Hàng
  2. Ngân hàng - Tín dụng
OMB Report Pursuant to the Sequestration Transparency Act of 2012 (P. L. 112–155) potx

OMB Report Pursuant to the Sequestration Transparency Act of 2012 (P. L. 112–155) potx
Ngày tải lên : 23/03/2014, 23:21
... Type Office of Civil Rights 005-07-3800 Office of Civil Rights Nondefense Function Discretionary Office of Inspector General 005-08-0900 Office of Inspector General Nondefense Function 15 of 224 ... two percent of Americans to shoulder their fair share of the burden Instead of working to enact a balanced deficit reduction package to avoid the threat of sequestration, some Members of Congress ... necessary OMB REPORT PURSUANT TO THE SEQUESTRATION TRANSPARENCY ACT OF 2012 However, no amount of planning can mitigate the significant impact of the sequestration The destructive across-the-board cuts...
  • 394
  • 557
  • 0
  1. Giáo Dục - Đào Tạo
  2. Cao đẳng - Đại học
WOMEN’S HEALTH OFFICE ACT OF 2002 pptx

WOMEN’S HEALTH OFFICE ACT OF 2002 pptx
Ngày tải lên : 28/03/2014, 14:20
... Director of the Congressional Budget Office pursuant to section 402 of the Congressional Budget Act of 1974 CONGRESSIONAL BUDGET OFFICE ESTIMATE Pursuant to clause 3(c)(3) of rule XIII of the Rules of ... Administration Office of Women’s Health Section requires the Secretary to establish an Office of Women’s Health within the Office of the Administrator of HRSA The Director of the Office will (1) ... This Act may be cited as the ‘‘Women’s Health Office Act of 2002’’ SEC HEALTH AND HUMAN SERVICES OFFICE ON WOMEN’S HEALTH (a) ESTABLISHMENT.—Part A of title II of the Public Health Service Act...
  • 20
  • 250
  • 0
  1. Y Tế - Sức Khỏe
  2. Sức khỏe phụ nữ
GOVERNMENT NETWORK SECURITY ACT OF 2003 doc

GOVERNMENT NETWORK SECURITY ACT OF 2003 doc
Ngày tải lên : 28/03/2014, 22:20
... BUDGET OFFICE COST ESTIMATE With respect to the requirements of clause 3(c)(2) of rule XIII of the Rules of the House of Representatives and section 308(a) of the Congressional Budget Act of 1974 ... clause 3(c)(4) of rule XIII of the Rules of the House of Representatives is inapplicable CONSTITUTIONAL AUTHORITY STATEMENT Under clause 3(d)(1) of rule XIII of the Rules of the House of Representatives, ... and with respect to requirements of clause 3(c)(3) of rule XIII of the Rules of the House of Representatives and section 402 of the Congressional Budget Act of 1974, the Committee has received...
  • 7
  • 222
  • 0
  1. Công Nghệ Thông Tin
  2. An ninh - Bảo mật
AMERICAN TAXPAYER RELIEF ACT OF 2012: PRESIDENT SIGNS ELEVENTH-HOUR AGREEMENT TO AVERT FISCAL CLIFF pdf

AMERICAN TAXPAYER RELIEF ACT OF 2012: PRESIDENT SIGNS ELEVENTH-HOUR AGREEMENT TO AVERT FISCAL CLIFF pdf
Ngày tải lên : 29/03/2014, 03:21
... Relief Act of 2012 affects taxpayers Law, Explanation and Analysis of the American Taxpayer Relief Act of 2012 — CCH’s Law, Explanation and Analysis of the American Taxpayer Relief Act of 2012 ... property in lieu of tax credits AFFORDABLE CARE ACT The American Taxpayer Relief Act amends several provisions of the Patient Protection and Affordable Care Act The American Taxpayer Relief Act repeals ... volume discounts eBook/Softcover Combo — Price: $93.75 eBook only — Price: $75.00 Softcover only — Softcover only — Offer #: 05829501 Offer #: 05824501 Buy the eBook, Get the Softcover for Only 25%...
  • 12
  • 226
  • 0
  1. Tài Chính - Ngân Hàng
  2. Ngân hàng - Tín dụng
Xem thêm