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VIETNAM NATIONAL UNIVERSITY, HANOI UNIVERSITY OF LANGUAGES AND INTERNATIONAL STUDIES - FACULTY OF POST-GRADUATE STUDIES VŨ THỊ MẪU GRAMMATICAL METAPHOR IN ENGLISH PHARMACEUTICAL DISCOURSE ẨN DỤ NGỮ PHÁP TRONG NGÔN BẢN DƯỢC TIẾNG ANH M.A MINOR PROGRAMME THESIS Field: English Linguistics Code: 60 22 15 HANOI - 2011 VIETNAM NATIONAL UNIVERSITY, HANOI UNIVERSITY OF LANGUAGES AND INTERNATIONAL STUDIES - FACULTY OF POST-GRADUATE STUDIES VŨ THỊ MẪU GRAMMATICAL METAPHOR IN ENGLISH PHARMACEUTICAL DISCOURSE ẨN DỤ NGỮ PHÁP TRONG NGÔN BẢN DƯỢC TIẾNG ANH M.A MINOR PROGRAMME THESIS Field: English Linguistics Code: 60 22 15 Supervisor: Đỗ Tuấn Minh, Ph.D HANOI - 2011 iv TABLE OF CONTENTS ACKNOWLEDGEMENTS i ABSTRACT iii TABLE OF CONTENTS iv LIST OF ABBREVIATIONS AND ACRONYMS vi LIST OF FIGURES AND TABLES vii PART 1: INTRODUCTION 1 Rationale 1.1 Why English pharmaceutical discourse? 1.2 Why systemic functional grammar? 1.3 Why grammatical metaphor? 2 Aims of the study 3 Scope of the study Research questions Methods and data of the study Format of the study PART 2: DEVELOPMENT CHAPTER 1: THEORETICAL BACKGROUND 1.1 Introduction 1.2 Language and social context 1.3 Metafunctions 1.4 Nominal group 1.5 Concluding remarks 10 CHAPTER 2: THEORETICAL FRAMEWORK OF GRAMMATICAL METAPHOR IN ENGLISH 11 2.1 Introduction 11 2.2 What is grammatical metaphor? 11 2.3 Classification of grammatical metaphor 14 2.3.1 Ideational metaphor 14 2.3.2 Interpersonal metaphor 15 2.3.3 Textual metaphor 17 2.4 Concluding remarks 17 v CHAPTER 3: GRAMMATICAL METAPHOR IN ENGLISH PHARMACEUTICAL DISCOURSE 18 3.1 Introduction 18 3.2 The authors and the chosen discourses 18 3.3 Linguistic features of English pharmaceutical discourse 19 3.3.1 Lexical features of English pharmaceutical discourse 20 3.3.2 Grammatical features of English pharmaceutical discourse 21 3.4 Nominalization and English pharmaceutical discourse 24 3.5 Frequency of use of grammatical metaphor in English pharmaceutical discourse 25 3.6 Types of grammatical metaphor in English pharmaceutical discourse .26 3.6.1 Ideational metaphor 26 3.6.2 Interpersonal metaphor 35 3.6.3 Textual metaphor 37 3.7 Concluding remarks 37 PART 3: CONCLUSION 38 Reiteration 38 Implications of the study 39 2.1 To teachers 39 2.2 To translators 40 Limitations of the study 41 Prospects for further studies 42 REFERENCES 43 SOURCES OF DATA 46 APPENDICES I APPENDIX 1: THE DISCOURSES FOR ANALYSIS I APPENDIX 2: CLAUSES AND CLAUSE COMPLEXES X APPENDIX 3: IDEATIONAL GRAMMATICAL METAPHOR XXVII APPENDIX 4: GRAMMATICAL METAPHOR OF MOOD XXXVI APPENDIX 5: NOMINALIZATIONS XXXVII APPENDIX 6: LEXICAL DENSITY XLVI APPENDIX 7: TRANSITIVITY PATTERN LV APPENDIX 8: MOOD PATTERN LXIV APPENDIX 9: THEMATIC PATTERN LXXIII vi LIST OF ABBREVIATIONS AND ACRONYMS CFL : CUP : Dr : Ed(s) : ELT : ESP : Englis EPD(s) : GM(s) : GMC : Gramm LM : M.A : No : OUP : PD(s) : Ph.D : Prof : SF : SFG : SFL : Vol : VNU : Vietna ULIS : Unive USA : The U [2: 1] : vii LIST OF FIGURES AND TABLES Figure 1.1: Language as the realization of social context Figure 1.2: Language as tri-stratal system Figure 2.1: Mapping of components 12 Figure 3.1: Distribution of types of logico-semantic relation in EPD 22 Figure 3.2: Distribution of types of process in EPD 23 Figure 3.3: Distribution of types of theme in EPD 23 Figure 3.4: Direction of metaphorization 28 Figure 3.5: Distribution of types of ideational GM in EPD 29 Table 1.1: Process types, their meanings and key participants Table 2.1: Congruent relationship between semantics and lexicogrammar 11 Table 2.2: Two perspectives on metaphorical variation 13 Table 3.1: Frequency of use of grammatical metaphor in EPD 25 Table 3.2: Types of grammatical metaphor 27 Table 3.3: Types of ideational metaphors in EPD 28 1 Rationale 1.1 Why English pharmaceutical discourse? Since language has always mirrored society, the emphasis on pharmacy in the recent decades has given rise to the growth of pharmaceutical literature As English is an international language and the United States of America (USA for short) has got big achievements in pharmacy, most pharmaceutical papers are only available in English In Vietnam, the study of pharmaceutical literature has been playing a greater role However, making sense of English pharmaceutical discourse (hereafter abbreviated EPD) is not an easy task for readers of general English, language students, and even readers of ESP (English for Specific Purpose) as these EPDs require both linguistic and subject knowledge Meanwhile, most of them may not have high level of English and pharmacy competence Obviously, as a kind of scientific and technical writing, EPD is not transparent to the laymen Therefore, an analysis of EPD sounds important as it draws insights from both pharmaceutical expertise and English language expertise Such insights are likely to be of potential value in improving reading, writing and translating competence of language students coming new to the discipline Besides, EPD has been always of my personal interest I have taught English for many pharmacist students and helped my pharmacist-student sister deal with EPD; it is apparent to me that this kind of discourse is extremely complicated and need studying Although previous research has studied scientific discourse (Đỗ Tuấn Minh, 2001, Briones et al, 2003, and etc.), different branches, namely, biology, literature, pharmacy, etc perform distinct functions, have a distinct set of users, pursue different pace of development and, therefore, may present dissimilar characteristics Nguyễn Thị Vân Hạnh (2008) says that medico-pharmaceutical English differs much from others in terms of lexical features Also, my own EPD study has found evidence for the claim of complexity in this particular genre Hence, study on language used in EPD is undeniably of necessity 1.2 Why systemic functional grammar? Different from formalism which views language as a set of rules and concentrates on language forms and structures, systemic functional grammar (SFG afterward) considers language as limitless resources used to carry out, to a limitless level, a mode of an action SF linguistics (SFL from now on) is particularly concerned with describing the relationship between language and social context and its primary aim is to understand how the grammar serves as a resource for making and exchanging meanings A SFG provides language teachers with tools for understanding why a discourse is the way it is; thus, good SFG can help language teachers be more effective teachers In addition, some studies have already investigated medico-pharmaceutical language (Nguyễn Thị Ánh Hồng, 2005, Nguyễn Thị Vân Hạnh, 2008 and Lưu Trọng Tuấn, 2008); however, these papers are simply based on the structural approach (Hồng studies its terminologies and translation, Hạnh pays attention to its lexical and morphological characteristics and Tuấn investigates its syntactic features) and not enough research has been carried out to investigate lexicogrammatical features of EPD None of the papers found uses SFL to analyze PD Thus, an analysis of PD which uses SFG as framework is important since it fills the gap in pharmaceutical literature This thesis focuses on both the wording and the meaning of EPD within SF framework and specifically on one interesting and powerful feature, GM 1.3 Why grammatical metaphor? There is a great number of factors that help make PD what it is; and due to the limitation of time and effort as well as within the scope of an M.A minor thesis, I was forced to investigate one of these aspects only Although grammatical metaphor (GM for short) is one of the most interesting and important concept within SFL and is considered vitally important in creating scientific discourse (Halliday, 1994, Halliday & Matthiessen, 1999 & 2004, and Đỗ Tuấn Minh, 2001), it has not attracted enough attention paid by Vietnamese researchers GM, a lexicogrammatical phenomenon which first involves the transcategorization of various elements in a clause, and second is a mapping of the semantic and lexicogrammatical components in a way which deviates from the usual one (Halliday & Matthiessen, 1999), appears considerably frequently in the EPD constructed by pharmaceutical specialists and the use of GM in EPD contributes to its complexity and ambiguity Thus, it may cause difficulties for readers in understanding what is really meant or referred to As a result, GM should be taken into account in EPD With all the above mentioned, I was inspired into the study of GM used in EPD in the light of SFG The EPDs taken into consideration are from specialized pharmaceutical books published in the USA by worldwide famous publishers Hopefully, this thesis will provide an insight into the nature and the role of GM in EPD, contribute to a fuller understanding of EPD, help readers to realize its importance in comprehending and manipulating EPD and translators of this specialized language can, to some extent, benefit Aims of the study The ultimate aim of the study is to make an inquiry into the nature of GM and to examine its use in EPD To achieve this aim, the paper will examine how semantics and lexicogrammar are related since their relationship provides environment for the occurrence of GM The study also takes the use of GM, including its frequency and types, in EPD into consideration and attempts to answer the question of how writers of this genre fully exploit the potential of a natural process of linguistic change to meet their scientific goals It is hoped that the investigation into GM in EPD will provide an insight into EPD Research questions The study aims to give answer to the following research questions: What is the nature of grammatical metaphor? What are linguistic features of English pharmaceutical discourse? Which types of grammatical metaphor are used in English pharmaceutical discourse? What is the ratio of grammatical metaphor (number of grammatical metaphor instances per clause) in English pharmaceutical discourse? Scope of the study In this study, I not have an ambition to cover all aspects of SFG Only issues related to GM such as framework, elements and features are taken into consideration Types of PD may be lessons in textbook, newspaper articles, magazine articles, reports, journals, presentations, speeches, etc However, this study does not explore all kinds of PD Only one type is chosen, that is, discourse in English specialized advanced books for pharmacists and pharmacist students Specifically, these discourses are centered mainly on pharmacology, a branch of pharmacy studies Other kinds will not be studied in this investigation Besides, PD may range from spoken type to written one Since GM happens more often in written discourse (Halliday, 1994, Halliday & Matthiessen, 1999 & 2004, and Đỗ Tuấn Minh, 2001), the analysis focuses on the written discourse It is predicted that this kind of discourse exploits many instances of GM Also, this paper does not attempt to investigate Vietnamese PD concurrently, so only English discourses are analyzed In addition, even the researcher is well aware of the fact that PD is not solely communicated through verbal language, the analysis solely focuses on the verbal record of the discourses Therefore, the graphs, tables, figures, diagrams, imagines, photographs, and etc included in those discourses are ignored All the titles and headings in those discourses are also not analyzed The writer desires to focus on the nature of GM, its occurrence and types in written EPD Special emphasis is put into analyzing ideational GM, which plays the key role in construing meaning in the discourse An attempt is also made to explain how GM is deployed in EPD with special concern about nominalization, which is „the single most powerful resource for creating [GM]‟ (Halliday, 1994: 352) Since there is not enough space for a minor M.A thesis to investigate the whole three pharmaceutical books of more than a thousand pages, seven written EPDs of eight pages (in its authentic papers) seem to be more feasible Those papers are written by American professional pharmaceutical specialists The English language used in these documents is authentic and is named in the Sources of Data This study is confined to an analysis at clause level of 132 clauses concerned and rank-shifted clauses within these 132 clauses are excluded in the analysis of linguistic features and GM It is also hoped that the limitations of this work would be good starting points for further studies on this issue Methods and data of the study As the study sets its main aim of investigating the nature, functions and use of GM in EPD, the methods used are mainly descriptive, explanatory, statistical, analytical and corpusbased The study begins with a phenomenon and seeks to describe, explain and analyze it The descriptive method is used to describe theories related to GM and to build up a framework for the study The theoretical background relies on the published research of various authors on social context, strata, metafunctions, nominal group, and GM We base ourselves on the GM theory and framework proposed by some most influential systemicists: Halliday, Matthiessen, Martin, Thompson, and etc Explanation is also added LXXIII APPENDIX THEMATIC PATTERN OF THE DISCOURSES DISCOURSE DRUG THERAPY DURING BREAST-FEEDING Clause I II III IV V VI 10 VII 11 12 VIII 13 14 IX 15 LXXIV DISCOURSE NURSING PROCESS Clause I W II b B III o I IV 10 V 11 VI 12 13 VII 14 VIII 15 b IX 16 X 17 LXXV XI 18 XII 19 XIII 20 21 w XIV 22 XV 23 XVI 24 XVII 25 XVIII 26 XIX 27 XX 28 29 o XXI 30 XXII 31 32 w LXXVI DISCOURSE OVERVIEW OF MENTAL ILLNESS Clause I II III IV How V VI VII 10 11 VIII 12 13 IX 14 15 X 16 XI 17 and XII 18 19 XIII 20 LXXVII DISCOURSE GENDER Clause Tex I II III IV V and Wh VI As 10 VII and 11 12 13 but 14 as s LXXVIII DISCOURSE THERAPEUTIC DRUG MONITORING Clause I II III IV V VI 10 VII 11 12 13 VIII 14 w 15 16 IX 17 e LXXIX 18 X 19 20 XI 21 22 XII 23 24 XIII 25 26 27 a XIV 28 N 29 u LXXX DISCOURSE BINDING OF DRUGS TO PLASMA PROTEINS AND OTHER TISSUE COMPONENTS AND ACCUMULATION IN FAT Clause I II III IV only V VI whe 10 VII 11 12 13 14 VIII 15 sinc LXXXI DISCOURSE PATIENT-CENTERED THERAPEUTICS Clause I II III IV V VI Mor Thu ... of grammatical metaphor in English pharmaceutical discourse 25 3.6 Types of grammatical metaphor in English pharmaceutical discourse .26 3.6.1 Ideational metaphor 26 3.6.2 Interpersonal... What are linguistic features of English pharmaceutical discourse? Which types of grammatical metaphor are used in English pharmaceutical discourse? What is the ratio of grammatical metaphor (number... Lexical features of English pharmaceutical discourse 20 3.3.2 Grammatical features of English pharmaceutical discourse 21 3.4 Nominalization and English pharmaceutical discourse