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Introduction to cyclotomic fields, lawrence c washington 1

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Graduate Texts in Mathematics 83 Editorial Board F W Gehring P R Halmos (Managing Editor) c C Moore Lawrence C Washington Introduction to Cyclotomic Fields Springer-Verlag New York Heidelberg Berlin Lawrence C Washington Department of Mathematics University of Maryland College Park, MD 20742 U.S.A Editorial Board P R Halmos F W Gehring' C C Moore Managing Editor Indiana University Department of Mathematics Bloomington, IN 47401 U.S.A University of Michigan Department of Mathematics Ann Arbor, MI 48104 U.S.A University of California at Berkeley Department of Mathematics Berkeley, CA 94720 U.S.A AMS Subject Classifications (1980): 12-01 Library of Congress Cataloging in Publication Data Washington, Lawrence C Introduction to cyclotomic fields (Graduate texts in mathematics; 83) Bibliography: p Includes index Fields, Algebraic Cyclotomy L Title II Series 512'.3 QA247.w35 82-755 AACR2 © 1982 by Springer-Verlag New York Inc All rights reserved No part of this book may be translated or reproduced in any form without written permission from Springer-Verlag, 175 Fifth Avenue, New York, New York 10010, U.S.A Softcover reprint of the hardcover 1st edition 1982 98765432 ISBN-l3:978-1-4684-0l35-6 DOl: lO lO07/978-1-4684-0 l3 -2 e-ISBN-l3:978-1-4684-0 l33-2 To My Parents Preface This book grew out of lectures given at the University of Maryland in 1979/1980 The purpose was to give a treatment of p-adic L-functions and cyclotomic fields, including Iwasawa's theory of Zp-extensions, which was accessible to mathematicians of varying backgrounds The reader is assumed to have had at least one semester of algebraic number theory (though one of my students took such a course concurrently) In particular, the following terms should be familiar: Dedekind domain, class number, discriminant, units, ramification, local field Occasionally one needs the fact that ramification can be computed locally However, one who has a good background in algebra should be able to survive by talking to the local algebraic number theorist I have not assumed class field theory; the basic facts are summarized in an appendix For most of the book, one only needs the fact that the Galois group of the maximal unramified abelian extension is isomorphic to the ideal class group, and variants of this statement The chapters are intended to be read consecutively, but it should be possible to vary the order considerably The first four chapters are basic After that, the reader willing to believe occasional facts could probably read the remaining chapters randomly For example, the reader might skip directly to Chapter 13 to learn about Zp-extensions The last chapter, on the Kronecker-Weber theorem, can be read after Chapter The notations used in the boo,k are fairly standard; Z, C, Zp, and Cp denote the integers, the rationals, the p-adic integers, and the p-adic rationals, respectively If A is a ring (commutative with identity), then A x denotes its group of units At Serge Lang's urging I have let the first Bernoulli number be Bl = - rather than +t This disagrees with Iwasawa [23] and several of my papers, but conforms to what is becoming standard usage t vii viii Preface Throughout the preparation of this book I have found Serge Lang's two volumes on cyclotomic fields very helpful The reader is urged to look at them for different viewpoints on several of the topics discussed in the present volume and for a different selection of topics The second half of his second volume gives a nice self-contained (independent of the remaining one and a half volumes) proof of the Gross-Koblitz relation between Gauss sums and the p-adic gamma function, and the related formula of Ferrero and Greenberg for the derivative of the p-adic L-function at 0, neither of which I have included here I have also omitted a discussion of explicit reciprocity laws For these the reader can consult Lang [4], Hasse [2], Henniart, Ireland-Rosen, Tate [3], or Wiles [1] Perhaps it is worthwhile to give a very brief history of cyclotomic fields The subject got its real start in the 1840s and 1850s with Kummer's work on Fermat's Last Theorem and reciprocity laws The basic foundations laid by Kummer remained the main part of the theory for around a century Then in 1958, Iwasawa introduced his theory of Zp-extensions, and a few years later Kubota and Leopoldt invented p-adic L-functions In a major paper (lwasawa [18]), Iwasawa interpreted these p-adic L-functions in terms of Zp-extensions In 1979, Mazur and Wiles proved the Main Conjecture, showing that p-adic L-functions are essentially the cha!acteristic power series of certain Galois actions arising in the theory of Zp-extensions What remains? Most ofthe universally accepted conjectures, in particular those derived from analogy with function fields, have been proved, at least for abelian extensions of O Many of the conjectures that remain are probably better classified as open questions," since the evidence for them is not very overwhelming, and there not seem to be any compelling reasons to believe or not to believe them The most notable are Vandiver's conjecture, the weaker statement that the p-Sylow subgroup of the ideal class group of the pth cyclotomic field is cyclic over the group ring of the Galois group, and the question of whether or not A = for totally real fields In other words, we know a lot about imaginary things, but it is not clear what to expect in the real case Whether or not there exists a fruitful theory remains to be seen Other possible directions for future developments could be a theory of Z-extensions (Z = nZp; some progress has recently been made by Friedman [1 ]), and the analogues oflwasawa's theory in the elliptic case (Coates-Wiles [4]) I would like to thank Gary Cornell for much help and many excellent suggestions during the writing of this book I would also like to thank John Coates for many helpful conversations concerning Chapter 13 This chapter also profited greatly from the beautiful courses of my teacher, Kenkichi Iwasawa, at Princeton University Finally, I would like to thank N.S.F and the Sloan Foundation for their financial support and I.H.E.S and the University of Maryland for their academic support during the writing of this book Contents CHAPTER I Fermat's Last Theorem CHAPTER Basic Results CHAPTER Dirichlet Characters 19 CHAPTER Dirichlet L-series and Class Number Formulas 29 CHAPTER p-adic L-functions and Bernoulli Numbers 5.1 5.2 5.3 5.4 5.5 5.6 p-adic functions p-adic L-functions Congruences The value at s = I The p-adic regulator Applications of the class number formula 47 47 54 59 63 70 77 ix Contents x CHAPTER Stickelberger's Theorem 87 6.1 6.2 6.3 6.4 6.5 87 93 100 102 107 Gauss sums Stickelberger's theorem Herbrand's theorem The index of the Stickel berger ideal Fermat's Last Theorem CHAPTER Iwasawa's Construction of p-adic L-functions 7.1 7.2 7.3 7.4 7.5 Group rings and power series p-adic L-functions Applications Function fields fJ = 113 113 117 125 128 130 CHAPTER Cyclotomic Units 8.1 8.2 8.3 8.4 Cyclotomic units Proof of the p-adic class number formula Units ofGJ«(p) and Vandiver's conjecture p-adic expansions 143 143 151 153 160 CHAPTER The Second Case of Fermat's Last Theorem 9.1 The basic argument 9.2 The theorems 167 167 173 CHAPTER 10 Galois Groups Acting on Ideal Class Groups 10.1 Some theorems on class groups 10.2 Reflection theorems 10.3 Consequences of Vandiver's conjecture 184 184 187 195 CHAPTER 11 Cyclotomic Fields of Class Number One 11.1 11.2 11.3 11.4 11.5 The estimate for even characters The estimate for all characters The estimate for h;;' Odlyzko's bounds on discriminants Calculation of h,~ 204 205 210 217 221 228 Contents Xl CHAPTER 12 Measures and Distributions 12.1 Distributions 12.2 Measures 12.3 Universal distributions 231 231 236 251 CHAPTER 13 Iwasawa's Theory of Zp-extensions 13.1 13.2 13.3 13.4 13.5 13.6 13.7 13.8 Basic facts The structure of A-modules Iwasawa's theorem Consequences The maximal abelian p-extension unramified outside p The main conjecture Logarithmic derivatives Local units modulo cyclotomic units 263 264 268 276 284 290 295 299 310 CHAPTER 14 The Kronecker-Weber Theorem 319 Appendix 331 Inverse limits Infinite Galois theory and ramification theory Class field theory Tables I Bernoulli numbers Irregular primes Class numbers 331 332 336 347 347 350 352 Bibliography 361 List of Symbols 386 Index 388 Bibliography 377 Masley, J and Montgomery, H Cyclotomic fields with unique factorization J reine angew Math., 286/287 (1976), 248-256 Mazur, B Rational points of abelian varieties with values in towers of number fields Invent math., 18 (1972), 183-266 Review of E E Kummer's Collected Papers Bull Amer Math Soc., 83 (1977), 976-988 On the arithmetic of special values of L-functions Invent math., 55 (1979), 207-240 Mazur, B and Swinnerton-Dyer, H Arithmetic of Wei1curves Invent math., 18 (1972),183-266 Mazur, B and Wiles, A Class fields of abelian extensions ofO Preprint McCarthy, P Algebraic Extensions of Fields Blaisdell; Ginn: Boston, 1966 McCulloh, L I A Stickel berger condition on Galois module structure for Kummer extensions of prime degree Algebraic Number Fields (Durham Symposium, 1975; ed by A Frohlich), 561-588 Academic Press: London, 1977 A class number formula for elementary-abelian-group rings J Algebra, 68 (1981), 443-452 Metsankyla, T Ober den ersten Faktor der Klassenzahl des Kreiskorpers Ann Acad Sci Fenn., Ser AI, No 416 (1967), 48 pp Ober die Teilbarkeit des ersten Faktors der Klassenzahl des Kreiskorpers Ann Univ Turku., Ser AI, No 124 (1968),6 pp On prime factors of the relative class numbers of cyclotomic fields Ann Univ Turku., Ser AI, No 149 (1971), pp On the growth of the first factor of the cyclotomic class number Ann Univ Turku., Ser AI, No 155 (1972), 12 pp A class number congruence for cyclotomic fields and their subfields Acta Arith., 23 (1973), 107-116 Class numbers and Jl-invariants of cyclotomic fields Proc Amer Math Soc., 43 (1974),299-300 On the Iwasawa invariants of imaginary abelian fields Ann Acad Sci Fenn., Ser AI, Math., (1975), no 2, 343-353 On the cyclotomic invariants oflwasawa Math Scand., 37 (1975), 61-75 Distribution of irregular prime numbers J reine angew Math., 282 (1976), 126- 130 10 Iwasawa invariants and Kummer congruences J Number Theory, 10 (1978), 510-522 11 Note on certain congruences for generalized Bernoulli numbers Arch Math (Basel), 30 (1978),595-598 12 An upper bound for the A-invariant of imaginary abelian fields (to appear) Miki,H On Zp-extensions of complete p-adic power series fields and function fields J Fac Sci Univ Tokyo, Sec lA, 21 (1974), 377-393 On unramified abelian extensions of a complete field under a discrete valuation with arbitrary residue field of characteristic p oft and its application to wildly ramified Zp-extensions J Math Soc Japan, 29 (1977),363-371 A relation between Bernoulli numbers J Number Theory, 10 (1978), 297-302 378 Bibliogra-phy On the maximal abelian I-extension of a finite algebraic number field with given ramification Nagoya Math J., 70 (1978), 183-202 Milgram, R J I Odd index subgroups of units in cyclotomic fields and applications Algebraic K-theory, Evanston 1980, Springer Lecture Notes in Mathematics, vol 854 (1981), 269-298 Milnor, J I Introduction to Algebraic K- Theory Ann of Math Studies, no 72 Princeton Univ Press: Princeton, 1971 Monsky, P I Onp-adic power series Math Ann., 255 (1981),217-227 Some invariants of £:~-extensions Math Ann., 255 (1981),229-233 Morita Y I Ap-adic analogue of the r-function J Fac Sci Univ Tokyo, Sec lA, 22 (1975), 255-266 On the Hurwitz-Lerch L-functions J Fac Sci Univ Tokyo, Sec lA, 24 (1977), 29-43 A p-adic integral representation of the p-adic L-function J reine angew Math., 302 (1978), 71-95 On the radius of convergence of the p-adic L-function Nagoya Math J., 75 (1979), 177-193 The integral forms of p-adic L-functions (Japanese) Research on microlocal analysis Proc Symp RIMS, Kyoto 1977, 30-37 Zentralblatt436: 12015 Examples of p-adic arithmetic functions A~qebraic Number Theory (Kyoto conference, 1976; 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ed by P Ribenboim) Queen's Papers in Pure and Applied Math., no 54 (1980), 119-127 11 p-adic L-functions at s = and s = Springer Lecture Notes in Mathematics (Grosswald Symposium, Philadelphia, 1980) (to appear) 12 Zeroes of p-adic L-functions Sem Delange-Pisot Poitou, Theorie des Nombres, 1980/1981 (to appear with Birkhauser: Boston-Basel-Stuttgart) Watabe, M On class numbers of some cyclotomic fields J reine angew Math., 301 (1978), 212-215; correction: 329 (1981),176 Weber, H Theorie der Abel'schen Zahlkarper Acta Math., (1886), 193-263 Weil, A Number of solutions of equations in finite fields Bull Amer Math Soc., 55 (1949), 497-508 Collected Papers, vol I, 399-410 Jacobi sums as" Grassencharaktere." Trans Amer Math Soc., 73 (1952), 487-495 Collected Papers, vol II, 63-71 Springer-Verlag: New York, 1979 La cyclotomie jadis et naguere Sem Bourbaki, 1973/1974, Exp no 452, Springer Lecture Notes in Mathematics, Vol 431 (1975), 318-338; I'Enseignement Math., 20 (1974),247-263 Collected Papers, vol III, 311-327 Sommes de Jacobi et caracteres de Heeke, Gatt Nachr 1974, Nr I, 14pp Collected Papers, vol III, 329-342 Courbes Algebriques et Varietes Abeliennes Hermann: Paris, 1971 Bibliography 385 Basic Number Theory, 3rd ed Springer-Verlag: New York, 1974 Whittaker, E and Watson, G A Course of Modern Analysis, 4th ed Cambridge Univ Press: Cambridge, 1958 Wiles, A I Higher explicit reciprocity laws Ann of Math (2), 107 (1978), 235-254 Modular curves and the class group of Q(Cp )' Invent math., 58 (1980), 1-35 Woodcock, C A note on some congruences for the Bernoulli numbers Bm J London Math Soc (2), 11 (1975), 256 Yahagi, O Construction of number fields with prescribed I-class groups Tokyo J Math., (1978), no 2,275-283 Yamaguchi, I On a Bernoulli numbers conjecture J reine angew Math., 288 (1976), 168-175 MR 54: 12628 Yamamoto, K On a conjecture of Hasse concerning multiplicative relations of Gaussian sums J Combin Theory, (1966),476-489 The gap group of mUltiplicative relationships of Gaussian sums Symp Math., 15 (1975),427-440 Yamamoto, S On the rank of the p-divisor class group of Galois extensions of algebraic number fields Kumamoto J Sci (Math.), (1972),33-40 MR 46: 1757 (note: Theorem listed in the review applies only to O(Cp ), not O(Cpn+ I»~' List of Symbols (n ~ H.l L(s, x) Lis, x) rex) Bn Bn,x BneX) (s, b) K+ h+ hQ RK RK,p Cp exp logp q w(a) (a) nth root of unity, conductor, 19 character group, 21 annihilator, 22 L-series, 29 p-adic L-function, 57 Gauss sum, 29 Bernoulli number, 30 generalized Bernoulli number, 30 Bernoulli polynomial, 31 Hurwitz zeta function, 30 maximal real subfield, 38 class number of K+, 38 relative class number, 38 unit index, 39 regulator, 41 p-adic regulator, 70 completion of algebraic closure of Qp, 48 p-adic exponential, 49 p-adic logarithm, 50 or p, 51 Teichmiiller character, 51 51 (~) 52 g(x) Gauss sum, 88 386 List of Symbols ex' ej Aj A- A, /1, v Koo A A-B r Jacobi sum, 88 Stickelberger element, 93 fractional part, 93 idempotents, 100 ith component of class group, 101 minus component, 101, 192 Iwasawa invariants, 127 Zp-extension, 264 Zp[[T]], 268 pseudo-isomorphism, 271 276 278 280 291 387 Index Adams, J c., 86 Ankeny-Artin-Chowla, 81, 85 Artin map, 338, 342 Baker-Brumer theorem, 74 Bass' theorem, 151,260 Bernoulli distribution, 233, 238 numbers, 6, 30, 347 polynomials, 31 Brauer-Siegel theorem, 42 Capitulation of ideal classes, 40,185,286,317 Carlitz, L., 86 Class field theory, 3361f towers, 222 Class number formulas, 371f., 71, 771f., 1511f eM-field, 381f., 185, 192, 193 Coates-Wiles homomorphism, 307 Conductor, 19, 338 Conductor-discriminant formula, 27, 34 Cyclotomic polynomial, 12, 18 units, 2, 1431f., 313 Zp-extension, 128,286 Davenport-Hasse relation, 112 Dirichlet characters, 191f Dirichlet's theorem, 13, 34 Discriminant, 388 Distinguished polynomial, 115 Distributions, 2311f., 2511f Eichler, M., 107 Ennola, V., 262 Even character, 19 Exponential function, 49 Fermat curve, 90 Fermat's Last Theorem, 1, 107, 1671f First factor, 38 Fitting ideal, 297 Frobenius automorphism, 14, 337 Function fields, 128, 129, 296 Functional equation, 29, 34, 86 Gamma transform, 241 r -extension, 127 Gauss sum, 29, 35, 36, 871f Generalized Bernoulli numbers, 30 Herbrand's theorem, 102 Hurwitz zeta function, 30, 55 Ideles,344 Imprimitive characters, 205 Index of Stickel berger ideal, 103 Infinite Galois theory, 3321f Integration, 2371f Index Inverse limits, 331 Irregular primes, 7, 62, 63, 165, 193, 350 Iwasawa algebra ( = A), 268 function, 69, 246, 261 invariants, 127, 276 theorem, 103,276 Jacobi sums, 88 Krasner's lemma, 48 Kronecker-Weber theorem, 319ff., 341 Kubert's theorem (= 12.18),260 Kummer congruences, 61, 141,241 homomorphism, 300 lemma (= 5.36), 79, 162 pairing, 188ff., 292 A, 127, 141,201,276 A-modules, 268ff L-functions, 29ff., 57ff Lenstra, R W., 18 Leopoldt's conjecture, 71ff., 265, 291 Local units, 163, 310ff Logarithm, 50 Logarithmic derivative, 299 Mahler's theorem, 52 Main conjecture, 146, 198, 199, 295ff Masley, J., 204 Maximal real subfield, 38 Measures, 236ff Mellin transform, 242 Minkowski bound, 17,320 unit, 72 Montgomery, R., 204 j)., 127, 130,276,284, 286 Nakayama's lemma, 279 Normal numbers, 136, 142 Odd character, 19 Odlyzko, A., 221 Ordinary distribution, 234 p-adic class number formula, 71, 77ff p-adic L-functions, 57ff., 117ff., 199, 239, 251, 295,314 389 p-adic regulator, 70ff., 77, 78, 85, 86 Parity of class numbers, 184, 193 Partial zeta function, 30, 95 Periods, 16 Polya-Vinogradov inequality, 214 Primitive character, 19,28 Probability, 62, 86, 108, 112, 159 Pseudo-isomorphic, 271 Punctured distribution, 233 Quadratic fields, 17,45,46, 81ff., 111, 190,337 reciprocity, 18, 341 Ramachandra units, 147 Rank, 186-193 Reflection theorems, 187ff Regular prime, 7, 62, 63 Regulator, 40, 70, 77, 78, 85, 86 Relative class number, 38 Residue formula, 37, 71, 165 Ribet's theorem, 102 Scholz's theorem, 83, 190 Second factor, 38 Sinnott, W., 103, 147 Spiegelungsatz (= reflection theorem), 187ff Splitting laws, 14 Stickel berger element, 93, 119 ideal,94, 195, 298 theorem, 94 Stirling's series, 58 Teichmiiller character (= w), 51, 57 Twist, 294 Uchida, K., 204 Uniform distribution, 134ff Universal distribution, 251ff Vandiver's conjecture, 78, 157ff., 186, 195ff Von Staudt-Clausen, 55, 141 Wagstaff, S., 181 Weierstrass preparation theorem, 115 Weyl criterion, 135 Zeta function for curves, 92, 128,296 ilp-extension, 127, 263ff Graduate Texts in Mathematics Soft and hard cover editions are available for each volume up to Vol 14, hard cover only from Vol 15 T AKEUTI/ZARING Introduction to Axiomatic Set Theory OXTOBY Measure and Category 2nd 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L-functions 7 .1 7.2 7.3 7.4 7.5 Group rings and power series p-adic L-functions Applications Function fields fJ = 11 3 11 3 11 7 12 5 12 8 13 0 CHAPTER Cyclotomic Units 8 .1 8.2 8.3 8.4 Cyclotomic units... 11 Cyclotomic Fields of Class Number One 11 .1 11. 2 11 .3 11 .4 11 .5 The estimate for even characters The estimate for all characters The estimate for h;;'' Odlyzko''s bounds on discriminants Calculation... Mathematics 83 Editorial Board F W Gehring P R Halmos (Managing Editor) c C Moore Lawrence C Washington Introduction to Cyclotomic Fields Springer-Verlag New York Heidelberg Berlin Lawrence C Washington

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