Tài liệu hạn chế xem trước, để xem đầy đủ mời bạn chọn Tải xuống
1
/ 110 trang
THÔNG TIN TÀI LIỆU
Thông tin cơ bản
Định dạng
Số trang
110
Dung lượng
10,17 MB
Nội dung
N agoya University G raduate school o f law LL M Spécial Program For International Student Thesis on M O V EM EN TS TO W ARD ADMINISTRATIVE DECENTRALIZATION AND T H E F U T U R E O F L O C A L G O V E R N M E N T IN V I E T N A M Acadcmic Advisor: Professor Ichihashi Katsuya THUVIÊN TRL/ÔNG DAl H0C,LH6Ti j V j P PHÔNG DOC Student 's naine: Phan Thi Lan ïluong l.D N um ber-.230103553 CONTENTS ABSTRACT IN T R O D U C T IO N C H A P T E R O N E- C O N C EPT O F D E C E N T R A L IZ A T IO N FO RM S OF D E C E N T R A L IZ A T IO N 1.1 Déconcentration 1.2 Délégation 12 1.3 Dévolution 13 1.4 Transfer o f the public fonctions to the NG Os 15 i i Local Autonomy or self-government 18 RATIONAL AD M IN ISTRATIVE DECENTRALIZATIO N 21 WHAT IS AD M IN ISTRATIVE DECENTRALIZATION IN V IE T N A M ? 25 C H A P T E R TWO- T H E A D M IN IS T R A T IV E SY ST EM O F V IE T N A M 29 AD M IN ISTRATIVE SYSTEM UNDER THE CENTRAL-PLANNING PERIO D 29 I The French and American w ar period (1945-1975) 29 1.2 Central-planning period (1975-1986) 35 CONTEMPORARY AD M IN ISTRA TIVE SYSTEM UNDER THE PERIOD OF A MARKET- ECONOMY 39 2.1 Organisation o f administrative system 41 2.2 Duties and powers o f local administrative organs .43 C H A P T E R T IIR E E - P R O B L E M S OF T H E A D M IN IS T R A T IV E SY ST EM INV IE T N A M 48 ISSUES OF THE AD M INISTRATIVE SYSTEM IN V IET N A M 48 1.1 Dépendent local administrative organs 48 1.2 Overlapping o f functions 53 1.3 Grassroots level’s limitations 59 REASONS OF IN EFFEC TIVE AD M IN ISTRA TIV E SYSTEM IN V IET N A M 63 C H A P T E R R O U R - P E R S P E C T IV E O F T H E A D M IN IS T R A T IV E S Y S T E M IN V IE T N A M 72 C REA TE AN EFFEC TIV E LEG A L M EC H A N ISM .73 EM PO W ER M EN T THE LOCAL AD M IN ISTRA TIV E ORGANS ESPEC IA LLY AT THE GRASSROOTS L E V E L 78 IMPROV1NG PARTICIPATION OF T IIE NON-GOVERNMENTAL ORGANIZATION ENI1ANCE DELEGATION OF DUTIES AND PO W ERS IN THE IMPORTANT F IELD S 84 REC EN TRA LIZA TIO N 86 C O N C L U S IO N 89 B i B L I O G R A P H Y i ABSTRACT Vietnam has followed a centrally planned regime for over forty years; therefore, the , central governments always played dominant rôle in state management The local governments depended on the central government and they could not take initiatives in carrying ont their functions Though Vietnam introduced decentralization many years ago, the process o f implementing such a policy has not been completed The Administrative system still confronts many problems such as an overlapping o f functions, ineffective local government, red tape, and corruption These problems hold back the economic development o f Vietnam and also prevent the nation from inlegrating into the process of globalization The question remains as to what l necds to be donc lo strengthen the ability o f governments to perform efficiently, effectively, and responsivcly Vietnam needs to improve administrative decentralization by using ail forms o f decentralization; such as, déconcentration, délégation, and dévolution as the other developing countries have been doing The central government must transfer more functions, duties, and authorities to the local governments, and then the central governments exercise its power through only supervisions and régulations Moreover, state has to determine concretely the relationship between central and local by law Furthermore, creating a favorable condition for citizens to participate in the process o f ststem in Vietnam still has many remuants of central-planned economy The central government somehow still keeps a lot o f functions, which should be delegated or transferred to local go', emments Functional overlapping is the common phenomenon not only between central goverr.ments but also between central and local governments Administrative system is considered ".effective because of many issues and problems; such as, red tape, corruption, and bureaucr^i JI- N N IE L IT V A C ’k ar.: L > SICA SB D D O N editors, contributors, JU N A ID A H M A D supra note 12, page 90 Many administrative reforms have been impiemented; however, the most important point of administrative reform is decentralization which attention has not yet been paid to respectably Under onc-party policy and démocratie centralism principle, Vietnam has carried out administrative decentralization freely and inappropriately Consequently, local governments still dépend on central governments The relation between central and local is not distinguished Administrative system is fragmentary and cumbersome Line-up of civil servants is overstaffed and also understaffed To overcome these situations and build up an efficient, effective, and responsive administrative system is the main task of Vietnam in the process o f implementing administrative reform First of ail, government must reconsider and improve administrative decentralization Only by improving decentralization the burden of workload will be reduced for central governments And State will promulgate a new law on local government, which clarifies the central-local relation and reduces the dependence ol' the local government Local governments w ill play active rôle in doing their duties and powers The central government only focuses on formulation of policy in order to enhance national development and ensure the unity characler of development Moreover, citizen’s participation in the process of State management can be promoted Local government especially grassroots level is more responsive to the wishes of the citizens and reflects the needs of the local much better than the central Transferring more functions, duties and powers from central government to local governments in order to creat'e strong local governments is very important Therefore, local government can perfortn their functions more independently and effectively In addition, responding to real problems of over centralized dccision-making, overzealous régulation, 91 inappropriate incentive for public sector enterprises, and distorted markets that remain under central-planned economy can be improved by decentralization in conclusion, building up a strong administrative system is not only the target o f Vietnam but also the aim of the other countries in région and in the world towards the trend of intégration and globalization It is evident that a strong administration must dérivé from strong government 92 BIBLIOGRAPHY Prim ary rcsources Chinh Phu, Nghi dinh quy dinh ve chuc nang, nhiem vu, quyen han va to chuc bo may cua cac Bo, co quan ngang bo , 5/11/2002 [Degree of Government on stipulating the functions, tasks, powers and organizational structures of the ministries and ministerial-level agencies/November/5/2002-translated by author] Chinh phu, Nghi dinh so 19/CP, 1969, [Government, Degree No 19/CP-translated by author] Chinh Phu, Nghi dinh so 38/CP 4/7/1993 cua Chinh Phu ve chuc nang, nhiem vu va to chuc bo may cua Bo Tu Phap [Degree No 38/CP dated June, 1993 o f the Government on the functions, duties and organizational structure of the Ministry o f Justice-translated by author] Dang Cong San Viet nam, Van kien dai hoi Dang 6, 15-18, thang 12, 1986, [Communist Party, Régulations of the Sixth Party Congress, dated 15-18, December, 1986-translated by author] Dang Cong San Vietnam, Van kien so -Dai hoi dang [Communist Party of Vietnam, The 8th Congress- Resolution No 3-translalcd by author] Japan ccnter for Local Autonomy, 2000, Revised Local Autonomy Law , Japan center for Local Autonomy Mot so van ban phap luat ve chuong trinh cai cach hanh chinh, tinh giam bien che bo may nha nuoc, 2002, Nha xuat ban chinh tri quoc gia, [Some légal documents on administrative reforms, streamline the state bodies, published by National political publishing house, 2002-translated by author] Nghi Vien Nhan Dan, Hien Phap eua nuoe Viet nam dan chu cong hoa, nam 1946 [Diet, Constitution of the Démocratie Republic o f Vietnam, 1946-translated by author] Quoc hoi, Hien phap cua nuoc cong hoa xa hoi chu nghia Viet nam, nam 1980, [National Assembly, Constitution ofSocialist Republic of Vietnam, 1980-translated by author], Quoc Hoi, Hien phap Viet nam nam 1992 va Nghi quyet cua Quoc Hoi ve viec sua doi bo sung mot so dieu cua Hien pliai nuoc Cong Hoa xa hoi chu nghia Vietnam 25.10.2001, [Vietnamese Constitution 1992 and Amendment on some articles of 1992 Constitution of Socialist Republic o f Vietnam, dated 25 0ctobcr.2001-translated by author], Quoc Hoi, Luat ban hanh van ban quy pham phap luat, 1996, [National Assembly, Law on promulgation o f normative act, 1996-translated by author], Quoc Hoi, Luat ngan sach nha nuoc, nam 2002, [National Assembly, Law on State Budget, 2002-translated by author], Quoc hoi, Luat to chitc chinh phu, c2001 [Law on organization o f the government, 25/12/2001] Quoc Hoi, Luat to cluic Hoi dong Nhan dan va U y ban hanh chinh cac cap nam 1962, [National Assembly, Law on organization of the Pcople’s Committee and Administrative Committee of ail levels-translated by author], Quoc hoi, Luat to cime Hoi dong nhan clan va Uy ban nhan clan nam 1983 [Law on organization o f People’s Council and People’s Committee in 19 -translated by authoi] Quoc hoi, Luat to chuc Hoi dong nhan dan va Uy ban nhan dan nam 1989 [Law on organization o f People’s Council and People’s Committee in 1989-lranslated by author] Quoc hoi, Luat to chuc hoi dong nhan dan va uy ban nhan dan nam 1994,[Law on organization o f the People’s council and the People’s Committee in 1994] Quoc hoi, Luat to chuc Quoc Hoi 25 thang 12 nam 2001 [Law on organization of the National Assembly, 25/12/20019-transIated by author] Uy ban thuong vu Quoc hoi, Phap lenh ve nhiem vu va quyen han cua Hoi dong nhan dan va Uy ban nhan dan cac cap, nam 1996, [Ordinance on duty and power o f the People’s Council and the People’s Committee at ail levels-translated by author] Van ban phap luat ve to chuc va hoat dong cua Hoi dong nhan dan va U y ban nhan dan cac cap, Nha xuat ban chi tri quoc gia, Ha noi.2001 [Régulations on organization and opération of People’s Council and People’s Committee at ail levels-translated by author] Litcraturcs resourccs Acosta, Rolando M ; Bclay, Berhane; Carada, Will'redo B, 1991, Local development capability-building handbook, Local Government Development Foundation, Philippines Alam, Muhammad Mustafa; Huque, Ahmed Shafiqul; Westergaard, Kirsten, 1994, Development through decentralization in Bangladesh - Evidence and Perspective, University Press Limitted Arghiros, Daniel 2001 Democracy, development and decentralization in provincial Thailand , Curzon Press, Democracy in Asia, Nordic Institute of Asian Studies Atsushi Kayashima., 1983, Centralization versus decentralization in Jcipanese éducation: 1868-1956: with spécial emphasis on the board o f éducation prohlem , U.M I.(U niversity of Microfilms International) Dissertation Information Service Aziz, Abdiil and Arnold, David D.editors, 1996, Decentralised governance in Asian countries , Sage publications India Pvt Ltd Ban to chuc can bo Chinh phu, 2002, Doi moi to chuc va hoat dong cua chinh quyen xa tien trinh cai cach hanh chinh , Nha xuat ban chinh tri quoc gia.2002.trang 22 [Government Commission on organization and personnel, Reform the organization and opération o f the Commune governments during process o f administrative reform , National Politic Publishing house- translated by author.] Baum, Bernard H 1961, Decentralization o f authority in a bureaucracy , Prentice-Hall Bautista, Victoria A editor; Guzman, Raul P.De et ail, 1993, Introduction to public administration in the Philippines: A Reader, Collège o f Public administration University of the Philippines Quezon City Bennett, Robert J editor, 1994, Local government and market decentralization: experiences in industrialized , developing , and form er Eastern bloc countries , United Nations University * Press Bokros, Lajos; and Dethie, Jean-Jacques editors, 1998, Public Finance Reform during the transition- the experience o f Hungary, The World Bank, U SA Burki, Shahid Javed; Perry, Guillerino E; and Dillinger, W illiam R, 1999, Beyond the center: Decenlralizing the state, The World Bank, U SA Burns John P; and Bowornwhathana, Bidhya editors, 2001, Civil service systems in Asltt, Edward Elgar publishing Campo S.Schiavo; and Sundram, P.S.A , 2001, To ser ve and To Préservé: Improving Publia Administration in a Compétitive World\ Asian Development Bank Cheema, G Shabbir; Rondinelli, Dennis A editors, 1983, Decentralization and developltWiïl' policy implémentation in developing countries, Sage Cheema, G Shabbir; Rondinelli, Dennis, 1983, Implementing decentralization programma* in Asia: local capacity for rural development, United Nations Centre for Reg totVil Development Chung-Hyun Ro editor, 1985, Social change and administrative reform toward the year 2000, Eastern Régional Organization for Public Administration (E R O P A ) Cohen, John M and Peterson, Stephen B, 1999, Administrative decentralization: struie/Je!> jor developing countries, Kumarian Press Common, Richard, 2001, Public Management and Policy Transfer in Southeast A^ta, Ashagete Publishing Company Dallago, Bruno and Mittone, Luigi editors, 1996, Economie institutions , markels o rvi \ compétition: centralization and decentralization in the transformation o f economic s y ï t w ' Edward Elgar Farazmand, Ali editor, 2002, Administrative reform in developing nations , Praeger PubliV'*?'^U SA l’iorestal, Ketleen; and Cooper, Robb, 1997, Decentralization o f education/legal issue: World Bank Gledhill, John; Bender, Barbara; and Larsen, Mogens Trolle editors, 1988, State and society: the emergence and development o f social hierarchy and political centralization , Unwin Hyman \ Grindle, Merilee S editor, 1997, Getting good government - capacity building in the Public sector o f developing countries , published by Havard Institute for International Development Guzman, Raul P de; Reforma, M ila A editors, 1993, Decentralization towards democratization and development, E R O P A Secrétariat Hye, Hasnat Abdul; Conyers Diana, et ail, 1985, Decentralization local government institutions and resources mobilization , Published by Director Bangladesh Academy for Rural Development Kotbari, Comilla Institute for International Coopération, 2001, Government decentralization reforms in developing countries, Japan International Coopération Agency Jefferson, Gary H; and Singh Inderjit editors, 1999, Enterprise Refont) in China - Ownership, Transition , and Performance, The World Bank, U SA Jha, S.N Jha; and Mathur, P.C editors, 1999, Decentralization and localpolitics-Readings in Indian government and polit ies, U S — Sage Publications Jun, Jong S; and Wright, Deil S editors, 1996, Globalization and decentralization: institutional contexts, policy issues, and intergovernmental relations in Japan and the United States , Georgetown University Press Kevenhorster, Paul, 1990, Development through decentralization: an assessment oj local administration promotion in developing countries , United Nations Centre loi Régional Development Kooiman, Jan editor, 1993, M odem Governance- new government-society interactions, Sage Publications (reprinted 1994) Kurosawa, Susumu; Toshihiro Fujiwara editors, 1996, New trends in public administration for the Asia-Pacific région: decentralization, Local Autonoiny Collège, Ministry of Home Affair Legaspi, Perla E editor, 1995, Decentralization, autonomy and the Local Government Code: the challenge o f implémentation, Local Government Center, Collège o f Public Administration, University of the Philippines and thc Ford Foundation Litvack, Ennie; Ahmad, Junaid; Bird, Richard, 1998, Rethinking decentralization in developing countries , World Bank, (Sector studies sériés / World Bank) Litvack, Jennie; and Seddon Jessica editors, contributors, Ahmad, Junaid et ail, 1999, Decentralization briefing notes, World Bank Institute Morley, James W and Masashi Nishihara editors, 1997, Vietnam joins the worlcl, published by M.E.Shape Nagel, Stuart editor, 2000, Critical issues in cross-national public administration: privatisation, democratization, decentralization , Quorum Books Nguyen Dang Dung, 2001, Mot so van de ve Ilien Phap va bo mciy nha nuoc, Nha xuat ban giao thong van tai/Ha noi [Some issues on Constitution and State apparatus/ Transportation Publishing house, Ha noi-translated by author] Padilla, Perfecto L editor, 1992, Strengthen local government administration and accelerating local government, Local government Center Published, (3rd published 1998) VII Pho, Mai B 1999, Vietnamese Public Management in transition - South Vietnam Public Administration 1955-1975, University Press of America Pollitt, Christopher and Harrison, Stephen et ail, 1992, Hand book o f Public services \ management , Blackwell Publishers Porter, Gareth, 1993, Vietnam- the politics o f bureaucratie socialism , Cornell University, Press Pradhan, G B N ; and Reforma, M ila A editors, 1991, Public Administration in the 1990s: Challenges and Opportunités, Eastern Régional Organization for Public Administration Rhodes, R A W , 1999, Control and Power in central-local government relations , Ashgate Publishing Company Ruland, Jurgen editor, 1996, The dynamics o f metropolitan management in Southeast Asia, Published by Institute of Southeast Asian Studies Ruland, Jurgen, 1992, Urban development in Southeast Asia! régional cities and local government, Westview Press Schatzl, Ludvvig H; Wessel Karin, Yong-Woo Lee; translated by Ursel Kurz., 1997, Régional development and decentralization policy in South Korea, Institute of Southeast Asian Studies Sosmena, Gaudiso C Jr, 1991, Decentralization and empowerment , Local Government Development Foundation Stohr, Walter B; Edralin, Josefa S; and Mani, Devyani editors, 2001, foreword by Yo Kimura, Decentralization, governance, and the new planning fo r local-level development, Greenwood Press v 111 The World Bank, 1999, P rivale Solutions fo r Infrastructure: Opportunities fo r Vietnam , The World Bank, U SA The World Bank, 2000, Reforming Public Institutions and strengthening Governance , The International Bank for Reconstruction and Development/ The World Bank The World Bank, 2001, The World Bank research program-Abstract o f current studies, * International Bank for Reconstruction and Development-The World Bank Tsuchiya Moriaki and Konomi Yoshinobu, 1997, Shaping the future o f Japanese Management: New leadership to overcome the impending crisis, L T C B International Library Foundation, First English édition Turner, Mark et ail, 1999, Central-local relations in Asia-pacific Convergence or divergence , Published by Palgrave Vu dinh I loe, 1997, Hoi ky Thanh Nghi , Nha xuat ban van hoc Hanoi [Thanh Nghi reminiscences-translated by author] Vu Duc Dan va Luu Kiem Thanh, 2000, To chuc va hoat dong cua bo may chinh quyen truc thuoc trung uong , nha xuat ban thong ke [ Organization and opération o f local governments o f the province and cily directly under the central government, Statistical Publishing house-translatcd by author] Yusuf, Shahid; Wu, Weiping and Evenett, Simon editors, 2000, Local dynamics in an era of globalization , The World Bank, U SA other rcsources IX Bo noi vu, 2002, Thong ke so luong cac don vi hanh chinh toan quoc, So lieu tinh den 12/9/2002 [Statistic on number o f administrative units in the whole country, up to September/12/2002 of Ministry of Interior-translated by author] Chu Van Thanh, 1999, Phan cap trung uong-dia phuong mot noi dung co ban, cap bach cuci cai cach nen hanh chinh Nha nuoct Hoi thao 21-22/9/1999, Ha noi [ Decentralization between central and local - one urgent and basic element o f administrative reform in our country , Seminar dated 21,22 December-translated by author] Duong Quang Tung, Ban ve mo hinh to chuc chinh quyen dia phuong o nuoc la / [Discussion on organization of local governments in our country-translated by author], hil n://vvw\v meta, org/rol/10nghia.pdf , Truong Trong Nghia, The Rule o f Law in VietnamTheory and Practice, The rule of law: Perspective from the Pacific Rim, Mansfield Dialogues in Asia http://vvwvv.vnexpress.net, Can bo xa phuong thi tran duoc huong che cong chuc, 22/4/2003 [The People’s Committee cadres of commune level are under the régulations of amended Ordinance on C ivil Servant-translated by author], http://vvvvvv.vnexpress,ncl, Quoc hoi yen eau sua doi nhieu diem cluia chat cua luat ngan sach, 2002 [National Assembly asked for amending some articles o f Law on State Budgettranslated by author] Nguyen l iai Ha, 2000, De bo may hanh chinh cang tinh gon, hieu qua, Thong tin ly luan , so 5, 2000, [ To make administrative body more effectively and orderly-translated by author] Nguyen Huu Duc, Mot so van de ve thuc (rang phan cap (rung uong-dia phuong o nuoc (a bien nay, [Some issues on situation o f implementing decentralization from central to localtranslated by author ] Nguyen Minh Man, 1998, May y kien gop y de trao doi ve phan cap quan ly nha nuoc o nuoc (a bien , Hoi thao “ Van de phan cap trung uong, dia phuong cai cach hanh chinh, 1998 [Some ideas on discussing about decentralization in oui* state management at present, seminar “ Problems of implementation o f decentralization between central and local government among process of administrative reform-translated by author] Nguyen Van Thao, 1999, Nen hanh chinh voi van de phan cap, [The administration and the issue o f decentralization-translated by author] Truong Dac Linh, 2000, Tap chi Nha nuoc va Phap luai so 147,7 [Magazine on Légal and State organization No 147, 7/2000-translated by author] Van fat I hu, Phan cap tham quyen va (rach nhicm- noi dung cjuan (rang cai cach hoan (bien ho may hanh chinh nha n uoc\ Devolving authority and responsibility is important term of refor m and perfect State administrative apparat us- translated by author] Vieil nghien cuu khoa hoc to chuc bo may nha nuoc, 2000, Bao cao ve thuc bien du an dieu tra co ban, danh gia thuc trang phan cap quan ly o nuoc ta [report on the implementation project named: the basic investigation, assessment of present situation of the administrative decenlralized implementation in our country-translated by author] Vu cai cach hanh chinh-Van phong Chinh phu , 2000, Bao cao khai quai ve chong cheo chuc nang, nhiem vu giua cac Bo, nganh va giua Bo, nganh voi UBND cac cap , [Report on XI overlapping functions and duties between ministries and between ministries and People 's Committee o f ail /eve/-translated by author] XII ... that the relationship between the central and local authorities can be distinguished by law The central government cannot freely interféré into the works of the local governments The local governments,... that: The Communist Party o f Vietnam, the vanguard of the Vietnamese working class, the faithful représentative o f the rights and interests o f the working class, the toiling people, and the. .. central government, and also raises the sense of initiative o f the local organs In général, the duties and power of the People’s Council and People’s Committee are the same The authorities of the