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CONG HOA xA HOI cnu NGHIA VI$T NAM DOCLAP-TVDO-HANHPHUC *** l"~ LlsnVlstPostBank HANG BIEN LIEN vET ~ NGAN BtJu I BAo cAo • TAl CHiNH NGAN HANG BUU BIEN LIEN VIET • • QuY IV NAM 2021 Ha NQi, thang 01 nam 2022 Digitally signed by NGÂN THƯƠNG MẠI CỔ NGÂN HÀNGHÀNG PHẦN BƯU ĐIỆN LIÊN VIỆT DN: C=VN, S=HÀ NỘI, L=TP NỘI, CN=NGÂN HÀNG THƯƠNG HÀ THƯƠNG MẠI CỔ PHẦN BƯU ĐIỆN LIÊN VIỆT, MẠI CỔ OID.0.9.2342.19200300.100 1.1=MST:6300048638 PHẦN BƯU Reason: I am the author of document ĐIỆN LIÊN this Location: Date: 2022-01-20 17:56:46 VIỆT Foxit PhantomPDF Version: 9.1.0 - MAu sA: B02affCTD (Ban hanh theo IT s6 49/2014!ITNHNN 31112/2014) NGAN HANG TMCP BUU DI~N LIEN VI~T Toa nha Thaiholdings Tower, 210 Trin Quang Khal, Phuong Trang Ti~n, Qu~n Hoan KiSm, TP Ha Nqi BANG CAN DOl KE TOAN GIUA NIEN DQ Tai 31 thang 12 narn 2021 DO't1vi tfnh: trieu VND CHi TIEU STT sAN A TAl I Ti~n m,t, vang bac, (fa quy Ti~n gfri t~i NHNN Ti~n gfri vii cho vay cac TCTD khac Ti~n giri tai cac TCTD khac Cho yay cac TCTD khac DI,fphong rui ro Chung khoan kinh doanh Chung khoan kinh doanh DI,fphong nii ro chirng khoan kinh doanh Cac cong cy tiii chinh phai sinh va cac tai san tai chinh khac Cho vay khach hang Cho yay khach hang DI! phong rui ro cho yay khach hang Hoat dQng mua nC}' Mua no DI,fphong rui ro hoat dQng mua nc ChUng khoan diu tu Chirng khoan d~u nr sfu1sang d~ ban Chirng khoan ddu nr gili d~n dao h~ DI,fphong nii TO ch(mg khoan dAutu Gop vAn, diu tu dai h~n Ddu tu vao cong ty V6n gop lien doanh D~u tu yao cong ty lien k~t D~u tu dai h~ kMc DI,fphong ghim gia ddu tu dai h~ Tai san cA (finh Tai san c6 dinh hliu hinh Nguyen gia TSCD Hao mon TSCD rai san c6 dinh YO hlnh Nguyen gia TSCD Hao mon TSCD Tai san co khac Cac khoan phai thu Cac khOan !iIi, phi phai thu Tai san thu~ TNDN hoan l~i Tai san co khac Trang do: Lr;rithi thucmg m(1i Cac khoan dl,fphong nii ro cho cac tai san C6 nQibang kMc II III , ) IV V VI VII VII , ) VIII IX a b a b XI Tbuy@t minh TONG TAl SAN CO 3111212021 3111212020 289.193.879 242.342.951 2.751.278 9.867.646 22.438.493 21.287.760 1.150.733 3.499.270 6.758.980 13.959.435 13.543.185 416.250 232.521 232.521 279.000 279.000 84.831 218.101 205.783.434 208.954.136 (3.170.702) 174.356.335 176.621.536 (2.265.201) -/ ~ l%I 38.689.486 38.706.805 33.360.012 33.374.328 (17.319) 315.931 (14.316) 315.931 315.931 315.931 1.584.457 1.092.819 2.530.702 (1.437.883) 491.638 672.549 (180.911) 7.445.802 1.248.734 5.383.067 1.620.975 1.147.320 2.408.825 (1.261.505) 473.655 625.215 (151.560) 7.974.912 836.730 6.046.092 818.920 1.095.221 34.342 (4.919) (3.131) 289.193.879 242.342.951 \ Yr ~~ ~ MAu sA: B02alfCTD (Ban hanh thea IT s6 4912014mNHNN 111212014) NGAN HANG TMCP BUlJ f)ItN LIEN VI~T Toa nha Thaiholdings Tower, 210 Trin Quang Kha], Phuong Trang Ti~n, Quin Hosn Ki~m, TP Ha NOi eo (Ti~p theo) BANG CAN f)6I Kt ToAN GIfrA NIEN Tai 31 thang 12 narn 2021 Don vi tinh: trieu VND Thuy~t Minh STT CHiTIEU B NQ PHAI TRA VA V6N CHU Cac khoan nQ'Chinb phii va NHNN Ti€n girl va vay cac TCTD Ti~n giri cua cac TCTO khac Vay cac TCTO khac Ti€n girl cua khach hang Cae cong c\l tai chinh phai sinh va cac khoin nQ'tai chinh khac van tai trQ', uy thac diu nr, cho yay TCTD chju rui ro Phat hanh giiy to- co gia Cac khoan nQ'khac Cac khoan lai, phi phai tra Thue TNON hom l~i phai tra Cac khoan phai tra va cong no khac Oil phong rui ro khac T6NG NQ PHA.I TRA van chu sa bihl V6n cua TCTO V6n di~u Ie ~ Th~g du von co phan V6n khac Quy cua TCTD Chenh lech danh gia I~i!Ai san Lgi nhu~ chua phan ph6i1L6 lay ke LQ'ifeh cua ca dong thi~u sa II III IV V VI VII ~ ) VIlI a b e " ) IX so nnu T6NG NQ PHA.I TRA VA V6N CHU so Hfru 10 11 3111211021 3111212020 289.193.879 1.702.874 46.281.380 36.848.831 9.432.549 180.273.213 242.342.951 224.189 14.745.116 12.018.250 2.726.866 174.525.987 36.737.629 7.396.906 5.696.602 32.251.205 6.364.728 5.086.061 1.700.304 1.278.667 12 13 ~ b'J /' N 15 272.392.002 16.801.877 12.035.962 12.035.905 57 2.183.660 1.752.673 2.582.255 1.732.607 289.193.879 Jd 228.111.225 14.231.726 10.746.446 10.746.389 57 t Ll '0 111; :::::;;; 242.342.951 MAu s6: B02affCTD (Ban hanh thea IT 56 49/2014fIT-NHNN 31/12/2014) NGAN HANG TMCP BUlJ DI~N LIEN VI.E;T Toa nha Thaihotdings Tower, 210 Trin Quang Khai, Phuong Trang TiEn, Qu,n Hoan KiEm, TP Ha NQi BANG CAN D61 KE ToAN GIUA NIEN DQ (TiEp theo) Tai 31 thang 12 nam 2021 Don vi tinh: trieu VND cAc CHi TIEU NGOAI BANG CAN D6I STT CHiTIEU Bao vay v6n Cam kit giao djch h8i c10ai Cam ket mua ngoai t~ Cam ket ban ngoai t~ Cam k~t giao djch hoan ctAi Cam k~t giao dich nrong lai Cam ket cho vay khong huy ngang Cam kit nghi~p vy LIC Bao khac Cam kit khac Lip bang (Ky, ho ten) KE TOA.N Thuyit minh 22 3111212021 3111212020 63.340 72.977.996 39.605.786 2.270.761 1.130.987 69.576.248 906.652 450.832 38.248.302 67.222 1.281.853 429.900 22 891.795 1.327.012 22 2.828.995 2.181.277 K~toan trueng (Ky, ho ten) M~u sa: B03arT'CTD (Ban hanh theo IT s6 49/2014rIT-NHNN 31/1212014) NGAN HANG TMCP BU'U DI~N LIEN VI~T Toa nha Thaiholdings Tower, 210 Trin Quang Khai, Phmrng Trang Tiin, Qu,n Hoan Ki~m, TP Ha NQi BAo cAo KET QUA KINH DOANH GIUA NIEN DQ Til 0110112021d~n 3111212021 " Thuyet minh CHi TlEU STT Thu nh~p lai va cac khoan thu nhap mung tlJ Chi phi 1aiva cac chi phi nrong 11J I Thu nhip Iii thuin 16 17 Phat sinh quy Tirngay Til 0111012020d~n 0111012021d~n ngar 3111212020 ngar 3111212021 4.817.151 5.674.005 Dan vi tinh: trieu VND L-uy k"C - d'" s , quy " e u dl.au nam en CUOI Tir Tir 0110112020d~n 01/0112021 d~n ngar 31/1212020 ngar 31112/2021 17.869.155 20.925.551 (2.918.195) (2.813.685) (11.908.392) (11.148.984) 2.755.810 2.003.466 9.017.159 6.720.171 Thu nh~p tit hoat dQng dich vu 396.520 335.151 1.113.896 859.823 Chi phi hoat dQngdich vu (84.659) (65.475) (256.014) (233.022) II 311.861 269.676 857.882 626.801 19.182 (2.301) 138.787 62.043 18 4.543 33.650 4.543 33.650 V LiillA LiillA h'" 01 LiillA doanh LiillA 19 (8.422) 199.763 (1.384) 137.734 Thu nhap tit hoat dQng khac 48.182 85.885 199.033 257.088 Chi phi tit hoat dQng khac (96.216) (18.561 ) (165.331) (66.676) VI LiillA tbuin tir ho~lt di}ng khac (48.034) 67.324 33.702 190.412 VII Thu nh,p tir g6p vAn, mua c6 phin 20 VIII 21 X Chi phi bo,t dQng LVi nhuin tir hOft dQng kinh doanh truac chi phi dl! phong rui ro tin d\lng Chi phi dl! phOng rui ro tin d\lng Xl TAng IVinhuin trwc thu~ III IV IX thuio tir hoat di}ng djch vy thuin tir hoat di}ng kinh doaoh ogol}i thuin tir mua ban chung tbuin tir mua ban cbUng khoan khoan kinh diu tu 275 (1.764.515) (1.508.728) (5.090.421 ) (4.645.147) 1.270.425 1.062.850 4.960.268 3.125.939 (434.847) (377.738) (1.322.250) (699.386) 835.578 685.112 3.638.018 2.426.553 NGAN HANG TMCP BUlJ D1tN LIEN vier Toa nba Tbaiboldings Tower, 210 Trin Quang Khai, Phuong Trang Ti~n, Qu~n Hoan Ki~m, TP Ha NQi M~u sA: B03aITCTD (Ban hanh theo IT s6 49/2014nT-NHNN 31/12/2014) BAo cAo KET QuA KINH DOANH GItrA NIEN DQ (Ti~p theo) Tir 01/0112021d~n 31/1212021 Thuy~t Ph't sinh quy minh -T-ir-n-g-a-y ~~T~ll-·-n-ga-y CHi TIEU SIT Chi phi thue TNON hi~n hanh Chi phi thue TNON hoan lai Don vi tinh: trieu VNO Loy k~ tir diu nim d~n cuAiq·uy Tir Tir 0110112021d~n 0110112020 d~n 3111212021 3111212020 0111012021d~n 31112/2021 0111012020d~n 31112/2020 (190.868) (218.644) (764.770) (564.645) XII Chi phi thu~ TNDN (190.868) (218.644) (764.770) (564.645) XIII Lqi nhu,n sau thu~ 644.710 466.468 2.873.248 1.861.908 XIV Lqi kh clia c6 dong thiiu sA XV Lii 536 434 2.285 1.537 CO' bin tren c6 phi~u Lip bing (Ky, he ten) >: K~ toan trWog (Ky, ho ten) ~i~ ~ Tea nha Thaiholdings Tower, 2-.0 Trin Quang Khii, s8 49/2014nT-NHNN 31/12/20(4) (Ban hanh thea IT Phuong Trang Ti~o, Quto Hoao Ki~m, TP Ha NQi BAo cAo LUll CHUV£N TttN T~ cnr A NlEN DQ (Theo phutmg phdp tr4l'C tilp) Tar ogay 01101120214~n 3111112021 1:)011 vj tinh: trieu VND CHi TIEU STT " ) Thuy~t Tar 0110112021 Minh d~n ogly 3111212021 Liru chuy~n ti~n tar ho,t 4Qng kinh doanh Thu nhap Illi va cac khoan thu nh~p nrong tv nh~ duoc Chi phi lili va cac chi phi tU011gtv dll tra (*) Thu nhap rong tU hoat dQng djch Y\I nh~ diroc Ch~nh I~ch 58 tien thuc thu/thuc chi tU heat dQng kinh doanh (ngoai t~,vang bac.chirng khoan) Thu nMp khac Ti~n thu cac khoan nc dll dircc xu Iy x6a, bu d~p bing nguen rui ro Ti~n chi tra cho nhan vien va hoat d¢ng quan ly, cong vu (*) Ti~n thu~ thu nh~p thl,l'CnQPtrong ky (*) Lrru chuyin tiin thudn tir hopt dpng kinh doanh trU'ucnhfhrg thay dai vi tal san va v6n Irru dpng NhQng thay 4Ai v~ tai san ho,t 4Qog (Tang)/Giam cac khoan ti~n vang va cho vay cac TCTD khac (Tang)/Giam cac khoan v~ kinh doanh 10 chling khoan (Twg)/Giam cac cOng C1,l tii chinh phai II sinh va cac tai san tai chinh khac (Tang)/Giam cae khoan cho vay khach 12 hang Giam ngu6n d\! pMng d~ bu d~p tan thAt 13 cac khoan 14 (Twg)/Giam khac ve tii san ho~t dQng Nhil"ng thay dai vi cong n~ hopt dpng Twg/(Giam) cac khoan ng chinh phU va 15 NHNN Tang/(Gilim) cae khoan tien gui, tien vay 16 cac TCTD nng/(Gilim) tien gUi clia khach hang 17 (bao gbm ca KBNN) 18 Tang/(Giam) phat hanh GTCG (ngo~i trlr GTCG phat hanh duqc dnh vao ho~t d¢ng tii chinh) 19 Tang/(Giam) vbn tii trc;Y liy thac ddu tu, cho vay rna TCTD chiu nii ro Tar 0110112020 din 3111212020 21.689.645 16.095.299 (11.496.157) (10.629.326) 858.878 593.705 113.667 125.295 7.968 69.937 161.069 134.405 (4.268.943) (4.597.831) (795.670) (462.127) 6.270.457 1.329.357 (39.306.138) (32.024.634) (734.483) 1.984.873 (5.285.998) 1.488.334 133.270 (130.201) (32.332.600) (36.098.910) (417.378) (381.504) (668.949) 1.112.774 43.309.471 37.700.047 1.478.685 (62.819) 31.536.264 (2.788.075) 5.747.225 37.978.666 4.486.424 3.795.330 ~ '(', ~ / {'-"I ~ (1.158.625) NGAN HANG TMCP BUU DIE:N LItN VIE:T Tea nba Thaiholdings Tower, 210 Trin Quang Khii, Phuong Trang Ti~n, Quin Hoan Kiim, TP Ha NQi BAo cAo LUll CHUytN Mlu sA: B04affCTD (Ban hanh thea IT s6 49/20 14nT-NHNN 31/12/2014) TItN TE: GIU'A NltN DQ(fiip theo) (Theo phuang phdp tr4l'Ctiip) Til' 01/0112021 d~n 31/1212021 Dcrn vi tinh: trieu VND STT 20 21 22 Thuy~t Minh CHi TItu Hng!(Giam) cac cong C1,l tai chinh phai sinh va cac khoan no tai chinh khac Hng/(Ghim) khac ve cong nc hoat d¢ng Chi tit quy cua TCTD (*) Luu chuy~n ti~n thuin til' ho,t dQng kinh doanh Til' 0110112021d~n nga~ 3111212021 Til' 0110112020 d~n 3111212020 236.931 130.263 (176.058) (194.693) 10.273.790 7.004.770 (169.212) (310.964) 12.768 9.606 (12.097) (9.167) Luu chuyln lien tir hOfit tlVng tldu IIr Mua sam TSCD (*) Tib thu nr Iy, nhuong ban TSCD Tien chi tit 1y, nhirong ban TSCD ("') Mua sam B~t d¢ng san d~u nr (*) Tien thu tit ban.thanh 1y bAt d¢ng san d~u nr Tien chi ban.thanh Iy bAt d¢ng san d~u tu (*) Tien chi d~u tu, gop v6n vao cac dcrn vi khac (Chi d~u tu mua c6ng ty con, gop v6n lien doanh, lien k~t, va cac khoan d~u tu dai h~ khac) (*) Tien thu dAu tu, g6p v6n vao cac dan vi khac (Thu ban, Iy cong ty con, g6p vbn lien doanh, lien k~t, cac khoan ddu tu dai h~n khac) Tien thu c6 ruc va lQ'i nhu~ duqc chia tu cac dAu tu, gop vbn dai h~n II LltU chuy~n ti~n thuin til' ho,t dQng diu to' ") /, 8.800 275 (168.541) (301.450) 10.105.249 6.703.320 Luu chuyln lien fir hO{l1tlpng tal chfnh Tang vbn c6 phAn tit g6p vbn va! ho~ phat hanh c6 phi~u Tien thu tit pMt hanh GTCG c6 dil dieu ki~n tinh vao vbn t\I co va cac khoan v6n va!' dai h~n khac Tien chi toan GTCG c6 du dieu ki~n tinh vao v6n t\I co va cac khoan v6n vay dai h~ khac (*) C6 ruc tra cho c6 dong, lQ'inhu~ da: chia (*) Tien chi mua c6 phi~u quy (*) Tien thu duqc ban c6 phi~u quy III LltU chuy~n ti~n thuin til' hO\lt dQng tAi cbinh IV LltU chuyEn ti~n thuin kY · (Ban hanh theo IT sO 49120 14nT-NHNN 31/12/2014) Toa nba Tbaiboldings Tower, 210 Trin Quang Khai, Phuong Trang Ti~n, Qu.n Hob Ki~m, TP Ha NQi BAo cxo t.uu CHUY£N TI£N Tt GI(JA NItN DQ(Ti~p theo) (Theophuang phdp Irve tilp) Tir 0110112021d~n 3111212021 Don vi tinh: trieu VND CHiTIEU STT V VI VII Tir 0110112021 d~n 3111212021 Thuy~t minb TiEn va cae khoan tueng throng tiEn t,i thM di~m dAu ky DiEu chinh anh hueug cua thay dai tY gi8 Ti~n va cac khoan nrong dll'O'Dgti~n l\li thM di~m cuAi ky Tir 0110112020 d~n 3111212020 23.801.435 17.098.115 33.906.684 23.801.435 HA NQi, 19 thang nam 2022 L.p bang (Ky, ho ten) K~toan trmhtg (Ky, ho ten) Tang Giam d6c (Ky, ho ten, dong dAu) 9/ -: 'A\ < / ·_ NGAN HANG TMCP BUU DIE:N LItN VIE:T Toa nha Thaiholdings Tower, 210 Trin Quang Khii, Phuong Trang TiSn, Quin Hoan Kiim, TP Ha Nqi Mlu s6: BOSaffCTD (Ban hanh thea TT s6 49/20 I4nT-NHNN 31/12/2014) rnuvsr MINH BAocAo TAl CHiNH CHQN LQC Quy IV nlm 2021 D~C 9ItM HO~ T DQNG CVA TCTD a) Giiy phep lip va bOft dqng, tbOi b,n co gii trj Ngan hang Thuong rnai C6 phfut Biru di~n Lien Vi~t ("Ngan hang") c6 ti~n than la Ngan hang Thirong mai C6 phfut Lien Vi~t diroc I~p theo Gi!y phep Hoat d¢ng Ngan hang s6 91/GP- NHNN Thong d6c Ngan hang Nha mroc Vi~t Nam ("NHNNVN") cAp 28 thang nam 2008 Thai gian hoat dQng thea giAy phep la 99 nam k~ tir cAp GiAy chirng nh~ doanh nghiep s6 6300048638 dang ky So K~ hoach va D~u nr Thanh ph6 Ha NQi cAp diroc di~u chinh lfut thir 20 vao 20 thang 09 nam 2021 Theo Cong van s6 244nTg-DMDN 21 thang nl!.m 2011, Thu tuOng Chfnh phil Vi~t Nam dll phe duy~t vi~c T6ng Cong ty BllU chfnh Viet Nam ("Vietnam Post") (sau d6i ten T6ng C6ng ty BllU di~n Viet Nam) tham gia g6p v6n vao Ngan hang Thuang Vi~t bing ghi tri eua Cong ty Djch V\l Ti~t kiem BllU dien ("VPSC") ml;li C6 phAn Lien va v6n g6p them bing ti~n T~i thang nrun 2011, Vietnam Post da hoan viec chuyen giao gia tri tlli san va nQ' phai tra eua VPSC eho Ngan hang Thuang m~i C6 phfut Lien Viet Ngan hang da nh~ duqc phe duy~t ella NHNNVN thea Quy~t dinh s6 1633/QD-NHNN 22 thang nl!.m 20 11 v~ viee ehinh thuc d6i ten Ngan hang Thuang m~i c6 phfut Lien Vi~t Ngan hang Thucmg m~i c6 phful BllU di~n Lien Vi~t Cae ho~t dQng chinh eua Ngan hang bao gAm huy dQng va nh~ cae t6 ti~n glri nglin, trung va dai h~ tir ehue va ca nhan; cung cAp tin dVng cho cac t6 chuc va ca nhan d\la tren tinh chAt va kM te, cac djch V\l tlli trQ' ta c6 gia khac, va cac dich V\1 nl!.ng cung img nguAn v6n cua Ngan hang; th\lC hi~n cac giao dich ngo\li thuang m\li qu6e ~, ehi~t khAu thuang phi~u, trai phi~u va cac gi!y ngan hang khac duqc NHNNVN eho phep Tl;li 31 thang 12 nl!.m 2021, v6n cb phk cua Ngan hang la 12.035.905 tri~u VND (31112/2020: 10.746.389 tri~u VND) Menh gia cua mQt e6 phfut Ia 10.000 VND b) Thanb pbin HQi dAng Quin trj - Ong Huynh NgQc Huy Chu tich HQi dAng quan tri - Ong Ph\lffi DoAn Scm Ph6 Chu tich thuCYngtl"\lc HQi dAng quan tri - Ong Duang Cong Toan Ph6 chll tich H¢i c1Angqulin tri - Ong Nguy~n ~ - Ong Le Hong Due ThVY Ph6 chu tich H¢i dAng quan tri (Bb nhiem 06/05/2021 ) Phong - Ba Chu Thj Lan Hucmg Thanh vien H¢i dbng quan tri Thanh vien HOi dAng quan tri (Mi~n nhi~m 23/07/2021) - Ba Duang Hoai Lien Thanh vien H¢i dbng quan tri dOc I~p Mlu sA: B05arrCTD NGAN HANG TMCP BUU DltN LIEN VItT Toa nha Thaiholdings Tower, 210 Trin Quang Khaii, Phuong Trang Ti~n, Qu,n Hoan Ki@m,TP Ha NQi THUYET MINH BAO cAo TAl CHiNH (Ti@ptheo) Il TIEN cin CVA KRACH HANG Thuyet Minh thea IOl.liti~n gi'ri: tri~u VND 3111212020 tri~u VND 17.843.308 25.281.802 17.261.367 24.757.647 581.941 524.155 162.156.840 148.969.339 158.755.651 145.214.615 3.401.189 3.754.724 9.081 21.985 263.984 252.861 180.273.213 174.525.987 3111212021 Ti~n, vang gi'ri khOng ky han Ti~n giri khong ky han bing VND Ti~n giri khong ky han bing vang, ngoai ~ Ti~n, vang gi'ri c6 ky han ky han bing VND Ti~n gjri e6 ky han bing vang va ngoai te Ti~n gui e6 Ti~n gili vAn chuyen dung Ti~n gi'ri ky quy Tang Thuy@t Minh theo dOi tU'Q1lgkhach hang, lo¥-i hinh doanh nghi~p: 3111212021 tri~u VND 3111212020 tri~u VND 65.187.801 68.260.239 115.085.412 106.265.748 180.273.213 174.525.987 Ti~n giri cua KBNN Tib giri cua TCKT Ti~n giri cua ca nhan Ti~n giri cua cac d6i nrong khac A Tong 12 PHAT HANH GIA Y TO ~ CO GIA ky h~n tlr 12 thang den nrun ky h~ tlr n~m tra len A Tong AI / 3111212021 tri~u VND 3111212020 tri~u VND 29.124.036 24.944.295 7.613.593 7.306.910 36.737.629 32.251.205 Gi~y to e6 gia duoi 12 thang Gi~y to e6 gia e6 Gi~y to co gia e6 '\ 31 ::- MAu sa: B05affCTD NGAN HANG TMCP But! Dl~N LItN VI~T Toa nha Thaiholdings Tower, 210 Trin Quang Khii, Phuong Trang Ti~n, Qu~n Hob Ki~m, TP Hi NOi THUY£T 13 MINH BAo cAo cAc KHoAN TAl CHiNH (Ti~p thea) NO KHAc Cac khoan phai tra n¢i b¢ Cac khoan liii, phi phai tra ben ngoai 3111212021 31112/2020 tri~u VND tri~u VND 251.332 133.110 6.923.460 6.136.543 DI,Tphong rui ro khac: DI,Tphong ddi voi cac earn k~t dira DI,Tphong eho cac dich vu toan DI,Tphong rui ro khac Quy khen thuong, phuc IQ'i Tang TINH HiNH THVC HI~N 14 Tlnh hlnh thuc hi~n nghta vor NSNN vA Tuut 222.114 95.075 7.396.906 6.364.728 THU NH~ V\I VO; NSNN Pbit sinb Chi tieu Thu~ OTOT Thu~ tieu thu d~e bi~t Thu~ TNDN Thu~ xu~t, nh~p khdu Thu~ sir dung vdn HOAN L",I kY sa pbii n§p tri~u VND sa 4A n§p tri~u VND 31112/2021 tri~u VND 14.826 77.833 74.828 17.831 215.900 764.770 795.670 185.000 18.222 171.355 161.721 27.856 5,437 5,437 1.019.395 1.037.656 01/0112021 tri~u VND NSNN Thuetainguyen Thu~ nha d~t Ti~n thue d~t Cac 10(1i thue khac Cac khoan phi, I~ phi va cac khoan phai n¢p khac Tang cOng 248.948 230.687 Ngan hang khong phat sinh cac khoan thu~ thu nh~p hoan lai 32 NGAN HANG TMCP BUll DIf:.N LIEN VIET Toa nha Thaiholdings Tower, 2·10 Trin Qua·ng Khai, Phuong Trang Ti~n, Qu~n Hoan Ki~m, TP Hit NQi Mau s8: BOSa/TCTD THUYET MINH BAD CAD TAl CHiNH (Ti~p theo) IS VON CHU SO nrru Bao can tinh hinh thay d8i van cho sO-hiiu Sa dtr diu ky Tang k:Y + Tang v6n Icy VAngoP' VAndieu I~ Th~Dg dtrvAn cAph in Chenh I~ch tY gia bAi doai Tri~u VND Tri~u VND Tri~u VND 10.746.389 57 LQi nbu~n sau thu~ chua pbin phAiILA lui k~ Tri~u VND Tri~u VND Tri~u VND Quy da.r trv b8 sung von miu Ii Tri~u VND 3.793 1.161.514 587.366 1.732.607 14.231.726 287.325 143.662 2.442.261 4.162.764 1.289.516 Quy da.r phOng tili chinh ( LQiich A coa co dong thi~u sA TAng cQng Tri~u VND Tri~u VND 1.289.516 1.289.516 + Trich l~p quy 287.325 nam + Lei nhuan tang Icy Giiim Quy khac thuQc vAn cho sO-hiiu Tri~u VND Quy diu nr phat tr~n 143.662 ky + Sir dung (430.987) 2.873.248 2.873.248 (1.592.613) (1.592.613) (303.097) (303.097) (1.289.516) (1.289.516) 2.582.255 16.801.877 Icy + Chia cArue Icy sa dO"cuAi ky 12.035.905 57 3.793 1.448.839 731.028 33 Mlu sA: B05arrCTD NGAN HANG TMCP BUlJ DIE;N Ll~N VIE;T Tea nba Thaiboldings Tower, 210 Trin Quang Khai, Phuong Trang Ti~n, Qu,n Hosn Kiem, TP Hi N~i THUY£T MINH 15 BAo cAo TAl CHiNH (Tiep tbeo) V6N CHi! SO nrru (Tiep theo) leu: C oil p b'~ 3111212021 - sA hrqng c8 pbieu dang kY phat hanh - sA hrqng c8 phieu da ban cong chung h.l h'ong + CI.0 Phi~eu pot 31/1212020 1.203.590.474 1.203.590.474 1.074.638.915 1.074.638.915 1.203.590.474 1.074.638.915 1.203.590.474 1.203.590.474 1.074.638.915 1.074.638.915 10.000 10.000 + C5 phi~u uu diii - sa luong c5 phieu ducc mua lai + C5 phieu ph6 thong + C6 phisu iru dai hrqng c8 phi~u dang hru banb + C5 phieu phd thong - sa + C5 phieu uu diii - Menh gia c6 phieu dang hru hanh: cs nrc: D cA pbi~u thWog VND - C6 nrc cia tralT6ng s6 C6 phan - C6 nrc da tratC6 phan cA pbi~u uu dill ~ VND 1.289.516 0,12 34 Mlu sA: B05affCTD NGAN HANG TMCP BUll f)[~N LItN VI~T Toa Dha Thaiholdings Tower, 210 Trin Quang Khii, Pbuong Trang Ti~n, QUiD Hesn KiSm, TP Hi N~l THUYf:T MINH BAo cAo TAl CHiNH (TiSp theo) 16 THU NH!P LAI vA cAc KHoAN TU'ONG TV' 31/1212021 trieu VND 106.258 75.214 19.093.098 15.724.389 1.694.722 2.036.835 1.694.722 2.036.835 31.292 32.089 181 628 Thu nh~p lili tien gui Thu nh~p liii cho yay khach hang Thu liii til kinh doanh, ddu ill chirng khoan NQ': Thu lai til chung khodn kinh doanh Thu liii til chung khoan c1dutu 3111212020 tri~u VND Thu phi tu nghiep vu bao lanh Thu nhap liii cho thue tai chinh Thu nh~p liii tlr nghiep vu mua ban no Thu khac nr hoat d¢ng tin dung Tang 20.925.551 17.869.155 ~ ~ 17 I CHI PHi LAI vA cAc KHoAN CHI PHi TU'ONG TV' rl II 3111212021 tri~u VND 3111212020 tri~u VND Tra [iii tien giri 8.985.045 8.187.260 Tra [iii tien yay 101.041 135.830 1.945.335 1.961.186 16.340 8.702 860.631 856.006 Tra lll.iphat hanh giiy to c6 gia Chi phi hoa h6ng TKBD Tang 11.908.392 \ ::, Tra lll.itien thuS tai chinh Chi phi hoat d¢ng tin dung khac \ 11.148.984 35 ~ MAn sa: B05affCTD NGAN HANG TMCP BUlJ f)I~N LltN VI~T Toa nha Thaiholdings Tower, 210 Trin Quang Khili, Phuong Trang Ti~n, Qu¥n Hoan Ki~m, TP Hi NQi THUY£T 18 MINH BAo cAo TAl CHiNH (Ti~p theo) LAII L6 THUAN TU HO~T DQNG KINH DOANH (MUA BAN) CHU'NG KHoAN KINHDOANH Thu nh?p nr mua ban chirng khoan kinh doanh Chi phi v~ mua ban clurng khoan kinh doanh Chi phi du phong rui ro chirng khoan kinh doanh Ui/ (LA) thuin tir hoat dQng mua ban chung khoan kinh doanh 19 LAII LO THUAN Ttl HO~T 3111212021 3111212020 trifu VND trifu VND 4.625 33.650 (82) 4.543 33.650 DQNG KINH DOANH (MUA BAN) CHUNG KHoAN DAuTU ~ Thu nhap nr mua ban chirng khoan ddu tu Chi phi v~ mua ban chimg khoan ddu tu (D1,l'phongj/ hoan nh?p rui ro chirng khoan ddu tu Ui/ (LA)thuin tir hoat dQng kinh doanh cho-ng khoan diu nr 20 THU NH~P 3111212021 31112/2020 trifu VND 34.404 (30.368) trifu VND 62.901 (26.538) (5.420) 101.371 (1.384) 137.734 b / I I, Vl_ ; Jj ,"- 'V '::: rtr GOP VON MUA CO pRAN C6 nrc nh?n duoc Icy Phan chia liiill6 Cac khoan thu nhdp khac TAng 3111212021 31112/2020 trifu VND trifu VND 275 275 36 MAu sA: B05affCTD NGAN HANG TMCP BUlJ D1t,N LIEN VI~T Toa nha Thaiholdings Tower, 210 Trin Quang Khii, Phuong Trang Ti€n, Qu~n Hoan Kiim, TP Ha NQi THUYET 21 MINH BAO CAO TAl CHiNH (Tiip theo) CHI PHi HO~ T DONG Chi nQp thui va cac khoan phi, I~ phi: Chi phi cho nhan vien: Trong do: Chi luang va phu cdp Cac khoan chi d6ng g6p thea luang Chi tro cdp Chi khac cho nhan vien Chi v~ tai san: Trong d6 chi khAu hao tai san cAdinh Chi cho hoat dQng quan Iy cong vy: Trong ~6: Cong tic phi Chi cac hoat d¢ng doan th~cua TCTD Chi nQp phi bao hi~m, bao toan ti~n girl cua khach hang Chi phi d" phong khac ve Chi phi host dQng khac Tang 3111212021 3111212020 tri~u VND tri~u VND 108.199 103.590 2.737.169 2.239.354 2.345.285 205.835 1.892.102 186.579 782 517 185.267 160.156 855.389 273.136 810.693 257.567 1.211.386 1.338.419 ~ 9.367 13.902 C\ 185 298 GI JG 170.195 145.930 u E 2.087 5.996 7.161 5.090.421 4.645.147 37 '(j :::: MAu sA: B05arrCTD NGAN HANG TMCP BUU DIeN LItN VI.E;T Toa nha Thaiholdings Tower, 210 Trin Quang Kblii, Phuong Trang Ti~n, Qu,n Hoan Kiim, TP Ha NQi THUYET MINH BAo cAo TAl CHiNH (fi~p theo) 22 CAC HO~T DQNG NGO~I BANG KHAc MA TCTD PUAI CHIU Ria 3111212021 trifu VND 3111212020 tri~u VND 2.460.378 1.824.134 2.460.378 2.009.811 Nc;1du tieu chuan Nc;1dn chu RO DANG KE y Nc;1duci tieu chuan No nghi ngo N c;1 c6 kha nang mat v6n TAng 23 THONG TIN vt cAc BtN LItN QUAN ~ 3111212021 tri~u VND TiSn giii khong kY han va e6 ky han t,i Ngan hang Tong cong ty Buu di~n Vi~t Nam - ,( 3111212020 trifu VND 878.869 921.697 47.151 37.648 N M J ~ Chi phi IAi T6ng cong ty Buu di~n Vi~t Nam 24 MirC DO T~P TRUNG THEO KHU VV'C DIA LY CVA cAc t\ :: T AI sAN, CONG NC} VA cAc KHoAN MVC NGO~I BANG Trang nuoc Tang du nfT cho vay khach hang Tang ti~n girl cus khach hang Cae cam k~t thir tin d!i!ng Cong cy tal chfnh phal sinh Kinh doanh va diu tu chUng khoan Tri~u VND Trifu VND Trlfu VND Trifu VND Tri~u VND 205.783.434 180.095.562 39.605.786 38.689.486 Nuoc Ngoai Tang 205.783.434 177.651 522.420 180.273.213 522.420 232.521 39.605.786 38.922.007 38 NGAN HANG TMCP BUll DItN LI~N VI:E;T Toa nba Tbaiboldings Tower, 210 Trin Quang Khai, Phmrng Trang Ti~n, QUfn Hoan Ki~m, TP Hi NQi THUY£:T MINH BAo cAo 25 QUAN LY Mlu sA: B05arrCTD TAl CHtNH (Ti~p theo) RUt RO TAl CHiNH lien Cblnb ssch quan Iy riii ro quan d~n cac cang C\l tai cbinb: Ph An cung cAp chi ti~t va cac nii ro rna Ngiin hang co th8 g~p phai va rno ta chi ti8t cac phuong phap rna ban lanh dao Ngiin hang sir dung de kiem soat rui roo (i) Riii ro th] trtrimg: Riii ro tin dung Ngiin hang chiu rui ro tin dung qua trinh cho yay va dAu tu cling nhu Ngiin hang dong vai tro trung gian thay m~t khach hang hay cac ben thir ba khac hay Ngiin hang cAp bao liinh Rui ro cac ben dBi tac khong co kha nang toan no duoc giam sat mQt each lien tuc De quan Iy duoc mire dQ rui ro tin dung, Ngiin hang cB gAng chi giao dich voi cac dBi tac co uy tin tin d\mg cao va thich hQ'P,se yeu cAu c6 tai silOdam bao Rui ro tin d\lng chinh mil Ngiin hang g~p phai phat sinh ill cac khoan cho vay va li"ngtru6c cua Ngiin hang Muc dQ rlii ro tin dl,lIlg dU