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Management Systems and the Role of XML

Part 5 is composed of transitional chapters providing additional background neededfor understanding the later EIP segmentation framework and the enterprise knowl-edge portal In Chapter 10, I consider the question of how information technologyapplications may support knowledge processing and knowledge management and,more specifically, the nature of the functional requirements of such technology appli-cations I begin by specifying the connection between the natural knowledge man-agement system, and a generalized IT construct called the artificial knowledgemanagement system I show that the AKMS (in theory) partially supports the NKMSby partially supporting processes and tasks in the NKMS through use cases thatspecify the functional requirements of the DKMS, a realization of the AKMS usingpresent technology The chapter also discusses AKMS/DKMS architecture includingthe artificial knowledge manager and its relationship to knowledge claim objects(KCOs) and intelligent agents.

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and the AKMS/DKMS

Introduction

In the last three chapters I have presented a conceptual framework for viewingknowledge, knowledge processing, and knowledge management My purpose indoing this has been to prepare the way to providing a detailed and careful answerto the question of whether enterprise information portals (EIPs) are, in fact the“killer app” of knowledge management And, more generally, my intention is toanswer the question of the relationship between EIPs and knowledge manage-ment (including knowledge and knowledge processing) I will not be able to pro-vide my final answer to these questions for a number of chapters, until after Ihave discussed EIP segmentation in much greater detail But in this chapter I takea critical step toward the answer That step is to begin with the knowledge pro-cessing/KM conceptual framework already developed and explore the questionof how information technology applications may support it and, more specifi-cally, the nature of the functional requirements of such technology applications.

The NKMS and the AKMS

In certain circles knowledge management is considered a branch of informationtechnology, as if human beings performed no knowledge management beforethe invention of the computer But my view is that knowledge processing andknowledge management are part of a natural knowledge management system(NKMS) present in all of our organizations and social systems (Firestone, 1999, p 1).The properties of an NKMS are not determined by design Instead, they emergefrom the dynamics of enterprise interaction.

In contrast, an enterprise artificial knowledge management system is anorganizationwide conceptually distinct, integrated component produced by itsNKMS whose (ibid., p 1)

• Components are computers, software, networks, electronic components,and so on

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A key aspect in defining the AKMS is that both its components and

interac-tions must be designed The idea of being fully designed as opposed to being partly

designed or not designed is essential in distinguishing the artificial from the nat-ural Thus, in an enterprise or any other organization, even though we may try todesign its processes, our capacity to design is limited by the fact that it is a

Com-plex adaptive system (cas) (Holland, 1995) On the other hand, with an AKMS we

design both its components and their interactions The connection between thedesign and the final result is determinate and not emergent (Holland, 1998) Whenwe interact with the AKMS, we can precisely predict what its response will be.

The AKMS is designed to manage the integration of computer hardware, soft-ware, and networking objects and components into a functioning whole, support-ing enterprise knowledge production, integration, and management processes Inaddition, it supports knowledge use in business processes as well.

Knowledge and knowledge management processes, use cases, and the AKMS

Knowledge management and knowledge processes can be supported, but notautomatically performed, by information systems The relationship betweenthese natural knowledge and KM processes and the artificial processes imple-mented in information systems depends on the connection between the NKMSand the AKMS That connection is defined by the functions performed by theartificial system for the natural processes In turn, these functions are defined bythe use cases performed by the artificial system One or more use cases constitutesan IT application Use cases were defined by Ivar Jacobson (Jacobson, et al., 1995,p 343) as: “a behaviourally related sequence of transactions performed by an actorin a dialogue with the system to provide some measurable value to the actor.”This definition emphasizes that the use case is a dialog or interaction between theuser and the system.

In the unified modeling language (UML) (Jacobson, Booch, and Rumbaugh,1999) a use case is defined as “a set of sequences of actions a system performs thatyield an observable result of value to a particular actor.” Both definitions empha-size important aspects of the use case concept, but the first definition, highlight-ing a use case as somethhighlight-ing a human uses to get a result of value from acomputer, is the focus of our interest here, because it expresses the idea that the

NKMS uses the AKMS.

The relationship of business processes to use cases is illustrated in Figure 10.1.Figure 10.1 shows that when an IT application is viewed functionally, it may beviewed as performing a set of use cases supporting various tasks within enterprisebusiness processes But IT applications do not completely automate business cesses They support and enable them by automating only some the tasks in a pro-cess and by partially automating others.

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also because it supports the various activities in the knowledge management pro-cess Again, the AKMS is related to the NKMS and to formal KM activities by theways in which human agents in the NKMS use it A view of the business process/NKMS/use case/AKMS relationship is provided in Figure 10.2.

Figure 10.1 The relationship of business processes to use cases.

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in terms of formal definition, but in terms of the basic architectural concept Iwill write about later In any event, the DKMS is a specific type of AKMS thatrelies on application servers and business process engines based on current distrib-uted object technology for its processing power The AKMS, on the other hand, isthe more general concept and would apply not only to instances of the DKMSbut, more generally, to systems barely envisioned today, based entirely on intelli-gent aintelli-gents with complex adaptive system learning capabilities The DKMS is aform of the AKMS that applies current or near future technology So for allintents and purposes, DKMS and AKMS may be used interchangeably for thetime being The DKMS is designed to manage the integration of distributed com-puter hardware, software, and networking objects and components into a func-tioning whole, supporting enterprise knowledge production, integration, andknowledge management processes In other words, the DKMS supports produc-ing, integratproduc-ing, and acquiring the enterprise’s knowledge/information base.

The DKMS concept was developed initially in my “Object-oriented DataWarehousing,” and “Distributed Knowledge Management System” White Papers(1997, 1997a) It was developed further in a series of White Papers and briefs, allavailable at dkms.com The concept evolved out of trends in data warehousing (seeChapter 2), including

• Increasing complexity in data storage architecture in data warehousingsystems

• Increasing complexity in application servers and functions

• A need to integrate data mining, sophisticated models, and ERP func-tionality

• A need to cope with rapid changes occurring in data warehousing sys-tems.

The need for the DKMS concept was further reinforced by the appearance ofcontent management, portal, and e-business applications These accentuate theneed for an enterprise application systems integration (EASI) approach to decisionsupport.

DKMS use cases

The DKMS may be understood from two points of view Use cases provide anexternal functional point of view; architecture and object models provide aninternal point of view Chapter 5 has already provided an overview of the archi-tecture of the DIMS, which is very similar to the DKMS Here I will concentratefirst on the use-case point of view and later, on details of AKMS/DKMS architec-ture not covered in the account of the development of DIMS architecarchitec-ture inChapter 5.

An example of a simplified use case provided by Jacobson, Booch, and

Rum-baugh in The Unified Software Development Process (1999, p 42) is: “the withdraw

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money

Note that the use case describes a course of events specifying the actions ofthe agent and the response of the system; it says nothing about the form, struc-ture, or content of the system itself This is a requirement for all use cases,whether they are simplified, low level, or high level Use cases focus on the systemfrom a functional, input/output point of view, not from the point of view ofsystem structure and process.

Use cases may be described at various levels of abstractness or concreteness(Jacobson, Ericsson, and Jacobson, 1995) To develop an overall understanding ofthe DKMS we must focus on “high-level use cases.” These are use cases thatdescribe the DKMS functionality at a very abstract level.

An example of a high-level DKMS use case is provided by the “performknowledge discovery in databases (KDD) use case.” Here is a listing of the tasksconstituting the use case The full use case describing the course of events is givenin “Knowledge Management Metrics Development: A Technical Approach” (Fire-stone, 1998).

• Retrieve and display strategic goals and objectives, tactical goals andobjectives, and plans for knowledge discovery from results of previoususe cases.

• Select entity objects representing business domains to be mined for newknowledge.

• Sample data.

• Explore data and clean for modeling.• Recode and transform data.

• Reduce data.

• Select variables for modeling.• Transform variables.

• Perform measurement modeling.• Select modeling techniques.• Estimate models.

• Validate models.

• Repeat process on same or new data.

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sub-Information acquisition

• Performing cataloging and tracking of previously acquired enterprisedata, information, and knowledge bases related to business processes• Perform cataloging and tracking of external data, information and

knowledge bases related to enterprise business processes

• Order data, information, or external claimed knowledge and have itshipped from external source

• Purchase data, information, or external knowledge claims

• Extract, reformat, scrub, transform, stage, and load, data, information,and knowledge claims acquired from external sources

Knowledge claim formulation

• Prepare data, information, and knowledge for analysis and analyticalmodeling

• Perform analysis and modeling (individually and collaboratively)including revising, reformulating, and formulating models and knowl-edge discovery in databases (KDD) with respect to:

– Planning and planning models– Descriptions and descriptive models

– Measurement modeling and measurement– Cause/effect analyzing and modeling

– Predictive and time-series forecasting and modeling– Assessment and assessment modeling

• Update all data, information, and knowledge stores to maintain consis-tency with changes introduced into the DKMS

Knowledge claim validation

• Test competing knowledge models and claims using appropriate analyti-cal techniques, data, and validation criteria

• Assess test results and compare (rate) competing knowledge models andclaims

• Store the outcomes of information acquisition, individual and grouplearning, knowledge claim formulation, and other knowledge claim val-idation activities into a data, information, or knowledge store accessiblethrough electronic queries

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Searching/retrieving previously produced data, information, and knowledge

• Receiving transmitted data, information, or knowledge through e-mail,automated alerts, and data, information and knowledge base updates• Retrieving through computer-based querying data, information and

knowledge of the following types: planning, descriptive, cause-effect,predictive and time-series forecasting, and assessment

• Search/retrieve from enterprise stores through computer-based query-ing, data, information, and knowledge of the following types: plannquery-ing,descriptive, cause-effect, predictive and time-series forecasting, assess-ment

• Use e-mail to request assistance from personal networks

Broadcasting

• Publish and disseminate data, information, and knowledge using theenterprise intranet

• Present knowledge using the DKMS

Sharing

• Use e-mail to request assistance from personal networks

• Share data, information, and knowledge through collaboration spaces(AKMS support for communities of practice and teams)

Teaching

• Present e-learning or CBT modules to knowledge workers

Knowledge management use cases

Leadership

• Identify knowledge management responsibilities based on segmentationor decomposition of the KM process

• Retrieve available qualification information on knowledge managementcandidates for appointment

• Evaluate available candidates according to rules relating qualifications topredicted performance

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KM knowledge production

• All knowledge production and knowledge integration use cases speci-fied for knowledge processing

• Specify (either alone or in concert with a work group) and compare alter-native KM options (infrastructure, training, professional conferences,compensation, etc.) in terms of anticipated costs and benefits

KM knowledge integration

• Querying and reporting using data, information, and knowledge aboutKM staff plans, KM staff performance description, KM staff perfor-mance cause/effect analysis, and KM staff perforperfor-mance prediction andforecasting

• Querying and reporting using data, information, and knowledge aboutassessing KM staff performance in terms of costs and benefits

Crisis handling

• Search/retrieve from enterprise stores through querying and reporting,data, information, and knowledge of the following types about crisispotential: planning, descriptive, cause-effect, predictive and time-seriesforecasting, and assessment

Changing knowledge-processing rules

• Search/retrieve from enterprise stores through computer-based query-ing, data, information, and knowledge of the following types aboutknowledge process rules: planning, descriptive, cause-effect, predictiveand time-series forecasting, assessment

• Communicate rule-changing directives through e-mail

Allocating resources

• Select training program(s)

• Purchase training vehicles and materials (seminars, CBT products, man-uals, etc.)

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capa-If use cases specify the functional or activity aspect of the DKMS, the objects andcomponents of the DKMS that support these use cases, along with their interrela-tionships, provide its structure We can begin to understand DKMS structure byvisualizing a basic, abstract architecture (see Figure 10.3).

Figure 10.3 shows clients, application servers, communication buses, and datastores integrated through a single logical component called an artificial knowl-edge manager (AKM) The AKM performs its central integrative functions byproviding process control and distribution services, an active, in-memory objectmodel supplemented by a persistent object store, and connectivity services to pro-vide for passing data, information, and knowledge from one component toanother I will specify the AKM in much more detail subsequently For now, amore concrete visual picture showing the variety of component types in theAKMS is given in Figure 10.4.

An important difference between Figures 10.3 and 10.4 is that the communi-cations bus aspect of the AKMS is implicit in Figure 10.4, where I have assumedthat the AKM incorporates it Figure 10.4 makes clear the diversity of componenttypes in the AKMS It is because of this diversity and its rapid rate of growth inthe last few years that the AKM is necessary.

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• The artificial knowledge manager (AKM) including interacting artificialknowledge servers (AKSs) and intelligent software agents (IAs)

• Stateless application servers

• Application servers that maintain state• Knowledge claim objects

• Object/data stores

• Object request brokers (e.g., CORBA, DCOM) and other components,protocols, and standards supporting distributed processing

• Client application components

This list of components is similar to the components of the DIMS described

in Chapter 5 To develop an AKMS, one begins with an architecture similar to the DIMS

and PAI architectures discussed in Chapter 5 and then adds knowledge claim objects to

the AIM object model Also added are knowledge production applications sup-porting knowledge discovery in database/data mining applications and variousanalytical applications designed to support analytical modeling for impact analy-sis, forecasting, planning, measurement modeling, computer simulation, and

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• Collaborative planning• Extraction

• Transformation, and loading (ETL)• Knowledge discovery in databases (KDD)

• Knowledge base/object/component model maintenance and changemanagement (The AKM)

• Knowledge publication and delivery (KPD)• Computer-based training (CBT)

• Report production and delivery (RPD)• ROLAP

• Operational data store (ODS) application server• Forecasting/simulation server

• ERP servers

• Financial risk management

• Telecommunications service provisioning• Transportation scheduling

• Stock trading servers• Workflow servers.

The critical differences between the DIMS and the AKMS are the presence of

knowledge claim objects in the AKMS/DKMS and their absence in the DIMS In

addition, the object model in the DKMS also includes validation rules, encapsu-lated in some of the knowledge claim objects used by the DKMS and knowledgeworkers to evaluate other knowledge claim objects.

The AKM and knowledge claim objects

An important class of objects in the artificial knowledge manager (both the AKSsand the IAs) is the knowledge claim object (KCO) A KCO is distinguished froman ordinary business object by the presence of:

• Knowledge claims (attribute values, rules, and rule networks) in theobject

• Validity metadata about knowledge claims, either encapsulated in theobject or recorded in an entity object related to it

Such metadata may be expressed in many different forms and compares theKCO to alternative, competing KCOs, or it may compare competing knowledgeclaims recorded in the same KCO.

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avail-The addition of KCOs to the AKM is very significant to its IA component avail-The IArole in KCO management and synchronization is similar, though on a smallerscale than the role of the AKS in managing KCOs The IAs support comparison ofconflicting KCOs and the process of validating them against one another Theysupport tracking the history of validation in the enterprise In addition, they sup-port a process of local-regional-global knowledge production and integration,based on their distribution throughout the DKMS and on their capacity forlearning and negotiation.

Thus, the servers and agents of the DKMS constitute an adaptive system inwhich knowledge claims formulated at various levels of DKMS architecture caninteract in a collaborative learning process influenced by group and organiza-tional level validation rules The learning process is one in which local knowledgeclaims aggregated by client-based avatar agents and application server−basedagents are submitted to the distributed artificial knowledge server (AKS) for adju-dication and evaluation resulting in negative or positive reinforcement of knowl-edge claims.

IAs in the AKM are characterized by a complex adaptive systems (cas) learning

capability (Waldrop, 1992, pp 186−189) This capability begins with the cognitivemap of each IA in the system Next, reinforcement learning through neuro-fuzzy technology (Kosko, 1992; Von Altrock, 1997) modifies connection strengthor removes connections Creative learning through genetic algorithms (Holland,1992) and input from human agents adds connections that are then subject to fur-ther reinforcement learning So, IAs interact with the local environment in theDKMS system and with external components to automatically formulate localknowledge.

These knowledge claims are then submitted to the next higher level in thesystem hierarchy, which tests and validates them against previous knowledge andclaims submitted by other IAs This process produces partially automated organi-zational knowledge production and partially automated adaptation to local andglobal environments I say “partially” because the DKMS is in constant interactionwith human agents.

Conclusion

In this chapter I have considered the question of how information technologyapplications may support knowledge processing and knowledge managementand, more specifically, the nature of the functional requirements of such tech-nology applications The method of analysis I chose was to specify the connec-tion between the natural knowledge management system, and a generalized ITconstruct called the artificial knowledge management system I showed that theAKMS (in theory) partially supports the NKMS by partially supporting processesand tasks in the NKMS through use cases that specify the functional require-ments of the DKMS, a realization of the AKMS using present technology.

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and the AIM in supporting knowledge claim objects (KCOs) and in providing a

cas learning capability for IAs.

After the previous discussions of DIMS, SAI, DCM, PAI, and AKMS/DKMSarchitectures, one can better understand how comprehensive the combination ofthe physically distributed AKS and the completely distributed network of IAsthat is the AKM is in providing process control services, an active object model,comprehensive connectivity, and support for knowledge processing and KM inthe enterprise The AKM does not do everything, but it does provide both the“glue” and the processing capability to support integrated KCO-based processingand distributed partially automated knowledge production through the varioussubprocesses of knowledge processing, knowledge integration, and knowledgemanagement in the enterprise.

References

Firestone, J.M (1997) “Object-oriented Data Warehousing,” Executive Information

Systems White Paper No 5, Wilmington, DE Available at http://www.dkms.com/

White_Papers.htm.

Firestone, J.M (1997a) “Distributed Knowledge Management Systems: The Next

Wave in DSS,” Executive Information Systems White Paper No 6, Wilmington, DE

Available at http://www.dkms.com/White_Papers.htm.

Firestone, J.M (1998) “Knowledge Management Metrics Development: A Technical

Approach,” Executive Information Systems White Paper No 10, Wilmington, DE

Available at http://www.dkms.com/White_Papers.htm.

Firestone, J.M (1999) “Enterprise Knowledge Management Modeling and

Distributed Knowledge Management Systems,” Executive Information Systems

White Paper No 11, Wilmington, DE Available at http://www.dkms.com/

White_Papers.htm.

Firestone, J.M (1999a) “The Artificial Knowledge Manager Standard: A Strawman,”

Executive Information Systems KMCI Working Paper No 1 Wilmington, DE

Available at http://www.dkms.com/White_Papers.htm.

Holland, J.H (1992) Adaptation in Natural and Artificial Systems (Cambridge, MA: MIT

Press).

Holland, J.H (1995) Hidden Order (Reading, MA: Addison-Wesley).Holland, J.H (1998) Emergence (Reading, MA: Addison-Wesley, 1998).

Jacobson, I.; Booch, G.; and Rumbaugh, J (1999) The Unified Software Development

Process, (Reading, MA: Addison-Wesley).

Jacobson, I.; Ericsson, M.; and Jacobson, A (1995) The Object Advantage (Reading,

MA: Addison-Wesley).

Kosko, B (1992) Neural Networks and Fuzzy Systems (Englewood Cliffs, NJ:

Prentice-Hall).

Von Altrock, C (1997) Fuzzy Logic and NeuroFuzzy Applications in Business and Finance

(Upper Saddle River, NJ: Prentice Hall).

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Enterprise Information Portals

“XML’s flexibility is a double-edged sword It allows data to be described ina host of ways, but in so doing it gives rise to a bevy of potentially incom-patible data conventions One can think of XML as analogous to the Latinalphabet Communication and translation among European languages ismuch easier than it might otherwise be because most of them are based onLatin characters, but this does not mean that English speakers can automat-ically interpret Rumanian Similarly, XML data formats are not necessarilycompatible simply because they are stored in XML In fact, even in anXML-friendly world, the process of data transformation and exchange willremain problematic and complex Metadata still needs to be mapped, someschemas will still require information that other schemas do not provide,and expensive data transformation tools will still be required to ensurethat what starts out in one format is still valid when it gets to another.XML certainly advances this process, but complete automation and datatransparency will remain a distant goal for the foreseeable future.”Plumtree (2000, p 4)

Introduction

The developments of EIP PAI architecture and AKMS architecture, discussed inChapters 5 and 10, did not consider the role of the eXtensible Markup Language(XML) in such architectures The development and spread of XML, however, isthe other major trend in information technology during the past few years(Finkelstein and Aiken, 1999, pp 310−311) XML, like the HyperText Markup Lan-guage (HTML), is a subset of the older Standardized General Markup LanLan-guage(SGML) It differs from HTML in that the XML “tags” used to mark up the text of

a document provide instructions about how a software application should

struc-ture the content of a document, whereas the tags used to markup an HTML

docu-ment provide instructions about how an application should display thedocument.

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define other markup languages such as Chemical Markup Language (CML),Math Markup Language (MathML), Speech Markup Language (SpeechML), BeanMarkup Language (BML), DARPA Agent Markup Language (DAML), ResourceDirectory Description Language (RDDL), Meaning Definition Language (MDL),Ontology Markup Language (OML), Conceptual Knowledge Markup Language(CKML), and Synchronized Multimedia Integration Language (SMIL).

XML is also an information exchange format (Ceponkus and Hoodbhoy,1999, p 12) Why have I called it an information exchange format and not simplya data exchange format? Because XML, with its tagged instructions for

applica-tions and its document type definiapplica-tions (DTDs) provides context to either the

encoded data or the encoded content in XML documents or messages In Chapter2, I defined information as data plus conceptual commitments and interpreta-tions, or as such commitments and interpretations alone Information is fre-quently data extracted, filtered, or formatted in some way An XML message ordocument is a perfect example of formatted raw content or data—that is, ofinformation.

Since XML documents provide no display instructions, to use XML in Webapplications another means of expression is needed to express these displayinstructions The W3C has approved another standard for that It is called XMLStylesheet Language (W3C, 2001a) or XSL XSL is a specialized XML language.Unlike XML, it has a fixed set of tags They are used to produce stylesheets orpresentation templates.

An XSL stylesheet provides syntax for manipulating XML content It alsoprovides definitions of a vocabulary for describing formatting information.With XSL, one XML document can be transformed into another XML-based for-mat XML documents can be displayed in browsers Searches in XML documentscan be performed Information can be deleted from or added to XML docu-ments XML documents can be sorted, and if-then conditionals (rules) can beapplied in order to format documents In addition to XSL, Cascading Style SheetsLevel 2 (CSS2) and Document Style and Semantic Specification Language (DSSSL)are other stylesheet syntaxes for displaying XML information But both have dis-advantages compared with XSL.

The reason why XML is such a powerful trend is because it is increasinglyaccepted as a standard of exchange among differing nonstandard formats XMLis thought by many to provide the ultimate answer to the “islands of informa-tion” problem The software industry is going through the process of creatinginterfaces between every other common format and XML Thus, applicationservers and related development environments with the capability to handle

XML formatted information and to map dialects of XML to one another are, taken

together, increasingly in a position to connect and integrate all of the data andcontent in the enterprise by expressing everything in terms of XML and by struc-turing unstructured content by modeling it using XML tagging, document typedefinition (DTD) specifications, and, in the end, object modeling.

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and SAP Portals, 2001, among others—have jumped on the bandwagon as well.XML processing capability is rapidly becoming a requirement for all portaldevelopment product suites.

Later in my survey and classification of portal vendors, I will review the XMLcapabilities of each vendor discussed In the remainder of this chapter, I will ana-lyze the impact of XML on PAI architecture and portal systems as a whole Spe-cifically, I will discuss (1) XML in PAI architecture for EIPs, (2) XML formessaging and connectivity in portal systems, (3) XML in clients, (4) XML in data-bases, (5) XML and agents, and (6) XML analytical developments, including theresource description framework (RDF), XML topic maps (XTM), and the MeaningDefinition Language (MDL).

XML in PAI architecture for EIPs

Look again at the PAI architecture shown in Figure 5.7 Now look at Figure 11.1,which shows PAI architecture with XML messaging added In addition, theOODBMS is now an XML OODBMS such as eXcelon (2001, 2001a) or an XML spe-cialized DBMS such as Software AG’s Tamino (2001, 2001a), or Ipedo’s (2001, 2001a)XML Database In this architecture, XML provides universal connectivity: from

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tates bringing information into and out of the AIM’S component/object modeland reduces the tasks of object, component, workflow, and agent synchroniza-tion and integrasynchroniza-tion by removing much, but not all, of the work of interfacemodeling from the mix.

XML for messaging and connectivity in portal systems

I will divide this part of the discussion into 4 categories: (1) front-end communica-tions with the Web server, (2) Web server communicacommunica-tions with the AIM andAIM communications with (3) middle-tier application servers, and (4) data andcontent stores.

From the front-end to the Web server and back

Suppose a user makes a request of the portal system using a browser that supportsXML The XML request, using HTTP for communications, goes to the portalWeb server and is then passed on to the AIM itself When the XML reply to arequest is delivered to the Web server by the AIM, the Web server sends back araw XML stream to the client’s browser At that point the raw XML is processed.

One type of processing is conversion from raw XML to HTML It occurswhen an eXtensible Stylesheet Language (XSL) application converts the XML toHTML for display in the browser The XSL application is placed on the browserwhen the interaction with the Web server begins, at which time both raw XMLand the stylesheet application are sent to the client In subsequent interactionsonly raw XML need be sent to the client.

Apart from the XSL application, further applications manipulating the XMLsent to the client are made possible by the richness of the structured XML con-tent and data Because such concon-tent is available to the portal client, it makes senseto distribute more computing tasks to client systems Thus, the advent of XMLresults in a retreat from the thin client idea and a movement back toward thenotion of powerful work stations sharing the computing load of the enterprise(Ceponkus and Hoodbhoy, 1999, pp 20, 41).

From the Web server to the AIM and back

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ment tasks (see Chapter 2) on data and content sources of various kinds Whenthese tasks are completed, the portal job server delivers XML content back to theAIM.

From the AIM to the middle tier and back

In addition to the portal job server, the middle tier is composed of a variety ofapplication servers, both stateful and stateless In Chapters 5 and 10, I providedexamples of many of these servers In the XML-based EIP with PAI architecture,such application servers “speak” XML The AIM maps their object models to itsown and sends XML messages to—and receives them from—the application serv-ers and passes them on either to the portal job server, other application servserv-ers, orto the portal Web server In fact, the AIM, in addition to its object model withintermediate and operational objects provides:

• In-memory proactive object state management and synchronizationacross distributed objects (in business process engines) and through intel-ligent agents

• Component management and workflow management through distrib-uted business process engines and intelligent agents

• Transactional multithreading

• Business rule management and processing• Metadata management.

Therefore, the AIM replaces the “stovepipe” form of PAC integration through“gadgets,” “wizards,” “portlets,” etc with the much more comprehensive form ofapplication integration provided by business process and workflow automationachieved through using the process control and distribution services described atlength in Chapters 5, 6, and 10 The XML-based connectivity of this type of portalfurther facilitates implementing the object model necessary to support these pro-cess control and distribution services Figure 11.1 illustrates the relationship of theAIM to other application servers.

From the AIM to data and content stores and back

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available to client-side applications through the XML document object model(DOM) and client-based XML parsers, it may also be processed by client-sideapplications of any complexity This opens the way for knowledge workers to usethe processing power of “fat clients” for a variety of analytical purposes involvingprocessing of XML data By distributing analytical tasks across the enterprise,some of the processing load is taken from the application servers, improving theload balancing in the enterprise system.

With client processing based on XML, all locally resident client data may beexchanged among different client applications Workflow and business processautomation applications can integrate client-side applications, while subject mat-ter integration in the portal inmat-terface can be provided by a cognitive map-styleinterface.

XML in databases and content stores

PAI XML-based architecture may also use XML in databases and content stores.Major relational database vendors (e.g., Sybase, 2001; Oracle, 2001; IBM, 2001; Infor-mix, purchased by IBM, 2001; and Microsoft, 2001) already make provision forparsing and mapping XML data to database tables and storing it there.

More generally however, XML may be stored in file systems, flat files, rela-tional databases, object-oriented database systems, and native XML format Per-formance in PAI architecture is improved if XML is stored either in object, or innative XML form Flat files and file systems of various kinds cannot scale to theperformance required in enterprise systems The relational solution has the diffi-culty of requiring a mapping of the hierarchical structure of XML data to anonhierarchical format of flat relational tables That format is not particularlyresponsive to changes in the system of XML tags that occur frequently in XMLsystems when new types of documents are added to the system.

That leaves OODBMSs and databases that store XML in native format as theXML heirs apparent in PAI architecture At this writing, it is not clear whichalternative is best for PAI architecture OODBMSs have the advantage that persis-tence of XML data in object form removes the “impedance mismatch” betweenobject-based application servers and XML storage in objects (eXcelon, 2001a) Onthe other hand, OODBMSs are viewed by some as not scaling well to large num-bers of users (Software AG, 2001a) In addition, both OODBMSs and RDBMSsinvolve expansion of native XML data because of their decomposition of XML-encoded documents into data and metadata formats of other types XML nativeformat has the disadvantage that it must be mapped to object-based applicationservers through a data mapping process Later on, I will discuss some develop-ments in XML research that address the problem of data mapping,

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tems TextML however, is a back-end database server engine clearly aimed at theOEM component market.

XML and agents

I examined the role of agents in PAI architecture in Chapter 6 There I character-ized agents as scaled-down business process engines with the intent and ability tolearn, and I also indicated that they are an essential component of the AIM,along with artificial information servers XML and XML processing capabilityenhance the ability of agents to provide content, data, and application integra-tion, just as they enhance the ability of server-based business process engines toprovide such integration Therefore, all of the advantages I described earlier pro-vided to server-based business process engines by XML are also propro-vided to intel-ligent agents.

When the enterprise is converted to XML data streams and XML messaging,agents, along with other application servers, may all speak dialects or at least

extensions of the XML standard The effect of this is to decrease the load on agents in

translating among diverse communication languages and ontologies In fact, agents can

speak one dialect of XML to each other such as DARPA Agent Markup Language(DAML) (2001), plus (+) Ontology Interchange Language (OIL) (On-to-Knowledge,2001)—that is, DAML+OIL (DARPA, 2001)—or Robotics Markup Language(RoboML) (Makatchev and Tso 2001), while specialized agents resident on serverscan carry the burden of translating from the variety of XML dialects to the agentlanguage.

XML resource description framework (RDF),

XML topic maps (XTM), and Meaning Definition Language (MDL)

The framework for producing XML applications is currently developing rapidlyand in a manner significant for implementing PAI architecture in the future.These developments are in the following three areas:

• Resource description framework• XML topic maps

• Meaning Definition Language

Resource description framework

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the metadata)

• The name of the document (or property)• A value paired with the name

This model is very simple and basic However, it provides a framework formaking descriptive statements about resources—that is, metadata statementsabout subjects in the form of documents It also provides a framework for mak-ing descriptive statements about these metadata statements, since metadata state-ments can also be described by a resource, a property, and a value paired with theproperty This second class of metadata statements is meta-metadata.

The second component of the RDF framework is an XML syntax for usingRDF to express metadata I will not describe this syntax here, but a careful treat-ment of both RDF and the XML syntax for it can be found in Ahmed, et al.(2001, Chapters 4−6, 11).

The development of the RDF and XML syntax for it greatly increases thecapability to manipulate XML in PAI architecture XML data streams using syn-tax expressing the RDF can be mapped to object models in application serversinstantiating the RDF, and these, in turn, can be mapped to the AIM and used byit, in turn, to transmit XML metadata wherever it must be used by an applicationserver or business process engine Thus the RDF facilitates the interchange ofXML data by providing a metadata framework that may be shared across applica-tions.

RDF, however, is only a limited answer to the problem of interpreting XMLdata streams in terms of object models or other semantic networks For one thing,RDF doesn’t represent the context of relationships between resources Foranother, it lacks the conceptual richness needed for providing an interpretationof data streams that is useful for expressing knowledge in semantic networks.

XML topic maps

XML metadata expressing the RDF represents an improvement for expressingand manipulating relationships among objects over previous XML instantiations.But XML topic maps (XTMs) (Ahmed, et al., 2001, Chapters 7 and 11 provide a use-ful account; see also TopicMaps.org, 2001) are another important developmentthat promises to add even more capability to XML expressions of metadata,because topic maps, unlike RDF metadata, provide the capability to represent notonly things, properties, and associations but also the context of relationships.

Topic maps, like the RDF, were specified apart from XML, so that XTMs areonly one way of expressing them A topic map (or topic graph), like the cognitivemaps discussed in Chapters 4 and 7, is made up of nodes and edges The nodes are

information objects, things called topics, representing subjects of interest Theedges represent relationships among those subjects and are called associations

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as topics—they are said to be “reified,” or “made real” from the standpoint of thecomputer That is, the topic reifies the subject This usage seems a bit unfortunatein the sense that it is the nonaddressable subjects that are actually “real,” whereasthe topics representing them in topic maps are actually artificial representationsof these “real things.” In addition, the term “reification” has a long history of usein social theory and philosophy where it refers to a kind of fallacy in whichsomeone mistakes a conceptual abstraction for a phenomenon that actuallyexists; here, the abstract topic identified in the computer may indeed represent,though not in full detail, a real-world thing or object.

Another important aspect of topic maps is that topics have characteristics.There are three types of characteristics that may be assigned to topics: names,occurrences, and roles An occurrence is a resource that is relevant to a particularsubject that has been reified by a topic A role is the nature of a topic’s involve-ment in an association.

The scope of a topic tells one the context in which a characteristic assignmentis valid It provides the context for assigning a name or occurrence to a topic andfor relating topics through associations “Every characteristic has a scope, whichmay be specified either explicitly, as a set of topics, or implicitly, in which case it

is known as the unconstrained scope Assignments made in the unconstrained scope

are always valid” (Topic Map Authoring Group, 2001, p 18).

A subject indicator is a resource that provides an unambiguous indication ofthe identity of a subject A single subject may be indicated in multiple and dis-tinctly different ways When that happens, topics that reify the same subject can-not be merged in a single topic map But acan-nother topic may be used to establishthe identity of the subject with both subject indicators In this way, topic mapsmay be used to synthesize ontologies with incommensurable topics that reify thesame subject (Ahmed et al., 2001, pp 409−441).

From this brief explanation of the topic map model, one can see that it ismuch richer in its linguistic potential than is the RDF In fact, it suggests that it ismuch closer to a general framework for modeling the cognitive map concept pre-sented in Figure 7.1 in my earlier discussion of the nature of knowledge Both theRDF and topic map communities have recognized that it may be possible to com-bine both RDF and topic maps (XTM) This will be increasingly practical in thenear future when RDF is enriched with a DAML+OIL version of RDF (Ahmed, etal., 2001, p 413) In addition, developments in the next few years promise thebeginning of partly automated construction of topic maps with human input,using domain-specific knowledge bases produced by projects such as the Open-CYC Upper Ontology project (ibid p 411; Cycorp, 2001; OpenCyc.Org, 2001).

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Meaning Definition Language

Meaning Definition Language (MDL) is an XML language mapping XML lan-guage expressions to Unified Modeling Lanlan-guage or DAML+OIL (2001) class mod-els The MDL draft specification was written at Charteris (2001) by RobertWorden (2001, 2001a) Look again at Figure 7.1 If the class model represents theabstract concepts of a cognitive map or semantic network and the measures andtheir relations are expressed in one or more XML language expressions, then theMDL expressions are analogous to the relations defining a measurement modelrelating XML data to an underlying conceptual model.

MDL focuses on XML expressions that approximate non-XML data struc-tures, rather than focusing on expressions of unstructured content The MDLapproach is more general than RDF or XML Topic Maps in that it uses an explicitlinguistic transformation to map XML to an underlying semantic modelexpressed in UML or DAML+OIL Worden (2001, p 289) views MDL as “the bridgebetween XML structure and meaning.” The basic idea here is that structure-basedapproaches to interfacing with XML, such as DOM and XSLT, may be replacedby “meaning”-based approaches that insulate users from XML structure andallow them to relate to XML expressions through a class model that is more intu-itive and makes access to XML coding details unnecessary This attempt to replacestructure with meaning parallels previous evolution in the database and othercomputing fields where the introduction of new languages led first to a focus onapplications based on mastery of the structure and details of the new language,and later to attempts to provide access to that language that insulates the userfrom its technical details.

MDL is a language template While the same MDL transformation does notapply in translating different XML languages to the same underlying class modelor ontology, the same MDL template is used to construct specific MDL transfor-mations translating the different XML languages to the same ontology or classmodel In such a situation, the class model or ontology links the different XMLlanguages and allows them to communicate.

MDL fits into PAI architecture by providing the mapping between XMLdata streams and the class/object models of application servers and the AIM MDLpromises to be a great standard linking XML data to the conceptual bus that isthe class/object model It fits well into the general pattern of the AIM in provid-ing a unified view of the enterprise for communication to the portal interface.

Conclusion

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based approaches for handling XML metadata that can transcend the particulari-ties of different XML languages I have reviewed three of these here: the RDF,XTM, and MDL approaches supplemented by DAML+OIL ontology The comingcombination of these three approaches promises to provide an increased capabil-ity to support the continuous mapping of XML data streams to object modelsthat is at the heart of the AIM’s integration of the portal system in PAI architec-ture, through its network of servers and intelligent agents.

References

Ahmed, K.; Ayers, D.; Birbeck, M.; Cousins, J.; Dodds, D.; Lubell, J.; Nic, M.;

Rivers-Moore, D.; Watt, A.; Worden, R.; and Wrightson, A (2001) Professional

XML Metadata (Birmingham, UK: Wrox Press).

Ceponkus, A., and Hoodbhoy, F (1999) Applied XML (New York: John Wiley &

Sons).

Charteris, Inc (2001), www.charteris.com.Citrix, Inc (2001), www.citrix.com/products/.Computer Associates, Inc (2001).

Cycorp, Inc (2001), www.cyc.com/products.html.DataChannel, Inc (2001), www.datachannel.com.

Defense Advanced Research Projects Agency (2001) “DARPA Agent Markup Language Details,” at http://www.daml.org/2001/08/intelink-panel-mdean/Overview.html.

Defense Advanced Research Projects Agency (2001) “DAML+OIL,” at http://www.daml.org/2001/03/daml+oil-index.

eXcelon Corporation (2001), http://www.exceloncorp.com/.

eXcelon Corporation (2001a) “Extensible Information Server White Paper,” eXcelon

Corporation White Paper, Burlington, MA.

Finkelstein, C., and Aiken, P (1999) Building Corporate Portals with XML (New York:

McGraw-Hill).

Fourthought, Inc (2001), http://4Suite.org/index.html.Hummingbird, Inc (2001), www.hummingbird.com.IBM (2001), http://www-4.ibm.com/software/data/eip/.Ipedo, Inc (2001), www.ipedo.com.

Ipedo, Inc (2001a) “Ipedo XML Database,” Product Brochure, Redwood City, CA.IxiaSoft, Inc (2001), www.ixiasoft.com.

Ixiasoft, Inc (2000) ‘White Paper,” Ixiasoft White Paper,

KnowledgeTrack, Inc (2001), http://www.knowledgetrack.com/products/eip_techinfo_faqs.htm.

Level8 Systems, Inc (2001) Geneva EI Version 3.0: “Using the XML Connector/

Proxy,” Geneva Enterprise Integrator Instruction Manual Series, Cary, NC: Level8

Systems.

Makatchev, M., and Tso, S.K (2000) “Human-Robot Interface Using Agents

Communicating in an XML-Based Markup Language,” Proceedings of the 2000

IEEE International Workshop on Robot and Human Interactive Communication, Osaka,

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OpenCyc.Org (2001), http://www.opencyc.org/.Oracle, Inc (2001), http://www.oracle.com/xml/.

Plumtree, Software, Inc (2000) “XML and Corporate Portals,” Plumtree Software

White Paper, San Francisco, CA

Plumtree, Inc (2001), www.plumtree.com.

Robotic Markup Language Project (2001), www.roboml.org/

Sequoia Software Corporation (2000) “Automating Business Processes with an

XML Portal Server,” Sequoia Software White Paper, Columbia, MD.

Software AG (2001), www.tamino.com.

Software AG (2001) “Tamino Technical Description” at www.softwareag.com/tamino/technical/description.htm.

Sybase, Inc (2001), www.my.sybase.com/detail?id=1013017.

TopicMaps.Org (2001), http://www.topicmaps.org/xtm/index.html.TopicMaps.Org Authoring Group (2001) “XML Topic Maps (XTM) 1.0,”

TopicMaps.Org Specification, vol 116, August 6, 2001.

Worden, R (2001) “Meaning Definition Language,” in Ahmed, et al., (2001),

Professional XML Metadata (Birmingham, UK: Wrox Press).

Worden, R (2001a) “A Meaning Definition Language,” Draft 2.02, Charteris, plc.,

Working Paper.

World Wide Web Consortium, Inc (2001), www.w3.org.

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Product Case Studies, and Applications to E-Business

In Part Six, I present a comprehensive framework for segmenting portal products,specify a particular type of EIP of great importance to knowledge processing andknowledge management—the enterprise knowledge portal (EKP)—in more detail,and apply both frameworks to an analysis of portal product case studies and to ananalysis of the role of the portal in e-business In other words, in this part, I answerquestions about where the product EIP space is now, where many of its products fitinto a forward-looking segmentation, what precisely, they contribute to knowledgeprocessing and knowledge management, and what applications portal technology hasin e-business.

Chapter 12 presents the forward-looking conceptual framework for segmentingportals and offers a simplified segmentation that may be serviceable for the currentcrop of portal products The chapter begins with a discussion of the first EIP productsegmentation, then presents a forward-looking EIP segmentation framework includ-ing function, type of architecture and integration, portal scope, and data and contentsources dimensions Chapter 12 ends with consideration of the special importance ofknowledge processing and knowledge management portals along with a simplifiedforward-looking segmentation.

Chapter 13 develops the EKP concept as a standard for evaluating the gapbetween actual portal products and solutions and this standard It covers: a story con-trasting Windows desktops, EIPs, and EKPs, formal definition and specification of theEKP, EKP architecture and components, the adaptive, problem-solving essence of theEKP, the EKP, the AKMS/DKMS, and EKP functional requirements, EKPs knowl-edge sharing and corporate culture, e-business knowlknowl-edge portals, whether there areany EKPs, and types of knowledge portals.

Chapters 1417 provide three portal product case studies The

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Chapter 15 reviews nine content-management portals Chapter 16 reviews four col-laborative portals And Chapter 17 reviews eight decision processing/content-manage-ment portals Each chapter presents conclusions emerging from the analysis, andChapter 17 presents conclusions applying to all four chapters.

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Segmentation Framework

Introduction: The first EIP product segmentation

In Chapter 1, I pointed out that three types of EIPs (and three types of enterpriseportals) were distinguished in the early stages of development of the EIP market-place: decision processing, collaborative processing, and knowledge portals Butthis is a very abstract segmentation and it uses only broad functions to

differenti-ate portal products Another more recent segmentation of enterprise portals is

offered by Clive Finkelstein (2001, p 7) This, too, uses only broad functions to dis-tinguish three major types of portals: collaborative processing, business intelli-gence, and integration portals Finkelstein’s definitions of these types are precededby his definition of enterprise portal as: (ibid p 1)

A single gateway (via a corporate intranet or internet) to relevant work-flows, application systems, and databases—integrated using the ExtensibleMarkup Language (XML) and tailored to the specific job responsibilities ofeach individual.

This definition, like the original of Shilakes and Tylman (1998), has the advan-tage of comprehensiveness, but its specificity in terms of XML limits it to a par-ticular language type for messaging and exchange and excludes all enterpriseportals that accomplish integration through means other than XML In thisrespect I don’t think it is an improvement over the Merrill Lynch definition Hisdefinitions of the three types of enterprise portals follow.

• Collaborative processing portals are defined as those focused “onunstructured knowledge resources” (ibid.) that provide access to collabo-rative applications such as Lotus Notes and Microsoft Exchange.

• Business intelligence portals “focus on structured knowledge resourceswith access to data warehouses and information system databases” (ibid.).• “Integration portals focus on easy integration between structured and

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This classification is very similar to White’s (1999) classification reviewed inChapter 1, with the addition of the integration portal category This addition is auseful enhancement, but (1) the knowledge portal is absent from the classifica-tion, (2) no distinction is made between a collaborative portal and a content-man-agement portal, and (3) the segmentation scheme provides no product or solutionsegments as yet unoccupied by products So, the segmentation identifies no cate-gories that may be occupied in the future It is not a forward-looking conceptualframework.

As the portal marketplace grows and develops, it is inevitable that a moredetailed, specific, and useful segmentation will be developed than either Finkel-stein’s or the one I extracted from the early literature in Chapter 1 As portal ven-dors compete, they will seek advantage by specializing, by finding a productniche that fulfills a particular market need This increasing specialization willdefine a hierarchical classification segmenting the portal product space that willtranscend the first elementary tripartite segmentations of this product space.

Here then, is a detailed hierarchical classification for segmenting the EIPproduct space The classification is not complete It is more detailed in some seg-ments than in others It clearly needs to undergo further development But it isstill far more detailed than other alternatives yet offered, and I believe it providesa much better feel for the dimensions of variations among portal systems thanother alternatives This classification is a forecast of the evolution of the productspace It is an attempt to define the ecological niches that EIP vendors will seekand occupy as their competition grows more intense, and to provide a kind ofcognitive map of the EIP space.

A forward-looking EIP product segmentation framework

The current segmentations of the EIP space into decision processing, collabora-tive processing, and knowledge portals, or into the first two and integration por-tals, is based primarily on distinctions about portal function Even in terms offunctional distinctions the classification is much too narrow It doesn’t begin toexhaust the different primary functions portals may fulfill In addition, how-ever, there are at least three other useful dimensions for distinguishing portals:type of architecture and integration approach, portal scope, and data and contentsources Table 12.1 presents a much expanded categorization scheme for enterpriseinformation portals.

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scope, data and con-tent sources sup-ported

architecture, portal scope and data and content sources sup-ported

functions, architec-ture, portal scope, and data and content sources supported

Function

Classes of use cases or requirements sup-portedStructured data management (type of function or use case supported)Online transaction processing (OLTP)Packaged applica-tions (e.g., financial management)Enterprise resource planning (ERP)Operational data store (ODS)Legacy applicationsData management (extraction, transfor-mation, and loading processes)Decision support processing (DSS)Querying and reporting/DW/data martKnowledge discov-ery in databases (KDD)/data miningPackaged analytical applications (e.g., Bal-anced Scorecard)Analytical modeling and simulation (e.g., system dynamics, CAS simulation, ana-lytic hierarchy mod-eling, economic modeling)

Batch Data management and processingComputer simula-tion

Statistical estimation

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Agent-based search-ing

Scanning Agent-based scan-ning/”crawling”Retrieving Query-based retrievalContinuous retrieval and updatingFiltering and classifyingManual classifica-tionAutomated classifi-cationBayesian adaptive classificationFuzzy-based classifi-cation

Text mining and structuring content

Semantic network and hierarchy devel-opmentText abstracting Full-text indexingConcept network creation in response to querying

Concept tagging and metadata with XMLNon-XML concept taggingCollaborative processingPrioritization (sup-port for arriving at priorities through group decision mak-ing)

Planning (support for group planning)

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rative project man-agement)Distributed expert collaboration sup-port TrainingProblem solving (support for group collaboration in problem solving)Knowledge claim production (collabo-rative, as opposed to individual)

(See Knowledge pro-cessing below)WorkflowKnowledge process-ingKnowledge produc-tionInformation acquisi-tion (the subprocess of acquiring infor-mation from exter-nal sources)

Individual and group learning (the sub-processes of nested knowledge life cycles within groups reaching down to the level of the individual)Knowledge claim formulation (the sub-process result-ing in new knowl-edge claims)Knowledge claim validation or evalua-tion (the subprocess of testing and evalu-ating knowledge claims)

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cesses that

communicate vali-dated knowledge claims or related data and information to knowledge workers)

(This means pushing validated knowl-edge claims, or related data and information to knowledge workers.)Searching/retriev-ing: electronic or per-sonal

(This refers to knowl-edge workers pulling validated knowl-edge claims, or related data and information organi-zational stores.)Teaching: face-to-face and computer-based

Knowledge sharing: face-to-face, docu-ments, and com-puter-basedPublication and

dis-tribution of contentPostingBroadcastingInformation man-agement(See Third-level knowledge manage-ment activities for analogs to IM activi-ties)

(See Fourth-level knowledge manage-ment activities for analogues to IM activities)Knowledge manage-mentInterpersonal behav-ior-focused KM activitiesLeadership (hiring, training, motivat-ing, monitormotivat-ing, evaluating, etc.)Building relation-ships with individu-als and organizations external to the enter-prise

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ing KM activities a knowledge process)Knowledge integra-tion (another KM and knowledge pro-cess)

Decision-making KM activities

Changing

knowl-edge process rules at

lower KM and knowledge process levelsCrisis handlingAllocating knowl-edge and KM resourcesNegotiating agree-ments with represen-tatives of other business processesType of architec-ture/integrationPortal−interface-based integrationIncremental portal-based integration“Big-bang” portal-based integrationData federation-based integration (DFI)Incremental DFI“Big-bang” DFIWorkflow-based integration (WFI)Incremental WFI“Big-bang” WFIObject/component-based integrationStructured applica-tion integraapplica-tion (SAI)

Incremental SAI“Big-bang” SAIDistributed content management (DCM)Incremental DCM“Big-bang” DCMPortal application integration (PAI)Incremental PAI“Big-bang” PAI

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knowledge portal

Department oriented Departmental EIP Departmental typesBusiness

process-ori-ented

Business process EIP Business process typesBusiness multi-pro-cess EIPVarious business multi-process combi-nationsGalactic business-process EIP

Data and content

sources (continued)Databases HierarchicalNetworkRelationalOODBMSFlat fileInverted fileMultidimensionalFractalXMLOtherBI reportsProgramsDocuments TextWord processinge-mailSGMLHTMLXMLOtherData feedsImages TIFFGIF

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Function

I have divided the “function” category into structured data management,unstructured content management, collaborative processing, knowledge process-ing, publication and distribution of content, information management, and

knowledge management Structured data management is broken down further into

portals focused on OLTP, DSS, and batch applications, and OLTP and DSS appli-cations are further categorized.

OLTP is broken down into portals focused on packaged applications, opera-tional data stores, Enterprise resource planning applications, and legacy applica-tions DSS applications are categorized as querying and reporting/DW/data mart,data mining, and packaged analytical applications Of course, any mix of OLTP,DSS and batch processing and any mix of the subcategories is also possible.

The decision-processing portal concept that has received so much attention inthe portal literature covers only one of the three main categories within thestructured data management category, and it also provides no hint of the possiblehybrid combinations of structured data management processing inherent in thebroader category scheme In brief, it does not begin to describe the variationinherent in structured data management In contrast, while the segmentationprovided in Table 12.1 can certainly be improved upon, it considerably broadensone’s perspective in viewing the EIP landscape.

Unstructured content management of documents is another major dimension of

emphasis in enterprise information portals Content-management activitiesinclude searching, scanning, retrieving, classifying, filtering, text mining, andstructuring content All of these activities may be further categorized by sub-activities, many of which make explicit the role of intelligent agents, contentanalysis, and AI technologies in content management EIPs will differ in the tech-nologies they use to implement these activities and sub-activities, and some ofthese differences are reflected in the names I have given to the subcategories.Marginal differentiation of EIP tools is occurring around technological competi-tion within these subcategories, with vendors claiming that one or another AIfeature provides them a decisive advantage in content-management performance.A key fault-line has developed around the issue of how automated updatingof taxonomic content in EIPs should be done Some vendors (such as Plumtree,Inc., 2001) insist that the role of humans in updating taxonomies is essential Oth-ers (such as Autonomy, Inc., 2001) incline toward the position that effective auto-mated updating of taxonomies is both possible and to be preferred Whicheverposition wins in the long run, and many products provide some mix of human

WMFPPTOtherOther files

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to which products support text mining and conversion to XML for the purposeof transforming unstructured to structured content While present trends willmake this a staple of portal functionality eventually, in the short run productsare distinguishing themselves from one another based on this functionality.

As I mentioned in Chapters 1 and 2, the idea of a collaborative processing portal

has received considerable attention But treatments of the idea in the EIP spacehave not been very explicit about the varying functions that might be containedin such EIPs, and they normally distinguish very generalized functions, such asthe ability to work collectively on documents, chat rooms, expertise location andtracking, conferencing, and other generalized capabilities Table 12.1 distin-guishes: more specific capabilities, including prioritization, planning, projectmanagement, distributing expertise, training, problem solving, knowledge claimproduction, and workflow as categories of collaborative processing functionality.Each of these areas represents nontrivial functions, currently realized in com-plex applications, that to some extent represent distinct functional sub-spaces andthat could each be wrapped into portals either separately or in combination withone of the other categories.

The abstract idea of a collaborative processing portal does not begin to do thisarea justice in providing for an adequate segmentation Products such as Instinc-tive’s eRoom (2001) or Intraspect (2001), that focus on collaboration in general orcollaboration in support of project management, are very different from prod-ucts intended to support strategic planning implementations such as Engenia’sUnity (2000) (Engenia, 2001, recently retired the Unity product and now marketsan agent platform focused on business processing applications.)

These are very different from products that provide for group collaborationon analytical modeling and/or data mining, or that provide for a team approachto prioritized decision making, such as Expert Choice (2001) These, in turn, arevery different from products such as Sopheon’s Organik (Orbital Software, 2001)that allow knowledge workers to access the expertise of “gurus” in specializedfields In brief, the label “collaborative processing portal,” is not very illuminatingfor segmenting the EIP product space Only a segmentation that breaks down col-laboration into types can begin to get at the range of variation and differentia-tion that could occur in this part of the EIP product space.

Knowledge portals are another major portal category that has received attention

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