B O I HI - NGUY U TU KHIT M LP MIMO TRONG CELL LU THUT I - 2015 B O I H NI - NGUY U TU KHIT M LP MIMO TRONG CELL THUT TRUY LU THUT NG DN KHOA HC : TS NGUYN NG I - 2015 MỤC LỤC L .4 : GII THIU CHUNG 14 1.1 H thng 14 1.1.1 Lch s n ca h thng 14 17 1.1.3 Nhng v n t h ng .20 1.2 Nu 22 1.3 Kt lu .23 : M LP MIMO TRONG CELL .24 2.1 Gii thiu chung .24 thng MIMO 26 -MIMO 30 -SISO 31 -SIMO 31 -MISO 32 -MIMO 33 -MIMO 35 p MAC-MIMO .35 -MIMO 36 p MAC- MIMO 36 - MIMO 37 m c MIMO .37 m ca MIMO 37 2.m ca MIMO 37 m lp 38 i trm lp 39 2.3.1.1 Trm lp khuyn tip 40 2.3.1.2 Trm lp gin tip 40 m lp MIMO Cell 40 2.3.2.1 Trin khai trm lp c nh 40 2.3.2.2 Trin khai trm lng .41 2.3.2.3 Trin khai trm lp tm thi 42 2.3.2.3 Trin khai trm lp cho khu vc ngo 43 2.3.2.4 Trin khai trm lp cho khu v .44 2.3.2.5 Trin khai trm lp cho khu v 44 m c trm lp .45 m c trm lp .45 m c trm lp 46 ng trm lp MIMO Cell .46 t UE-RN 48 2.4.2 t RN-eNB 49 t eNB-RN 49 2.5 Kt lu .49 : TU KHIT M LP MIMO TRONG CELL 50 3.1 Gii thiu chung .50 3.2 Thuu khi t 52 3.2.1 Thuu khi u 52 3.2.1.2 Thuu khin .53 3.2.1.3 Thung (Up-down) 55 thi ca thuu khi 55 3.2.2 Thup 59 3.2.3 Thui gin 62 3.3 Tu khim lp MIMO Cell 65 3.3.1 Tu khing trm lp AF MIMO 66 thm lp AF MIMO 67 3.3.1.2 Tu khi 70 3.3.1.3 Tu khi i RN 70 3.3.1.4 Tu khi i eNB 71 3.3.1.5 Kt qu t .75 3.3.2 T t ching .77 3.3.3 T u khi t h thng MIMO Relay mt chiu hai chng, s dn tip song song .78 3.3.4 T u khi t h thng MIMO Relay mt chiu hai chn dit trc tip ngu .79 3.3.5 Tu khit cho h thng MIMO hai chiu, hai chng .80 t qu ng thc nghim .82 3.4.1 Tu khim lp AF MIMO tuy 82 t qu ng thc nghim 85 3.5 Kt lu .89 : KT LUN NGH XUT 90 U THAM KHO 93 L c s k thu thc hin c i s ng dn khoa hc ca TS Nguyn Ngt qu u o t cu khoa h N v sai phm bn quy ng DANH M VIT TT ADC Analog Digital Converter ADSL Asymmetric Digital Subscriber Line AF Amplify and Forward AMPS Advance Mobile Phone Service AWGN Additive White Gaussian Noise BER Bit Error Rate BLAST Bell-Laboratories Layered Space-Time Code BPF Band Pass Filter BPSK Binary Phase Shift Keying BS Base Station CDM Code Division Multiplexing CDMA Code Division Multiple Access CMPT Coordinated Multi-Point Transmission CSI Channel State Information DAC Digital Analog Converter DAB Digital Analog Broadcasting D-BLAST Diagonal- Bell-Laboratories Layered Space-Time Code DF Decode and Forward DFT Discrete Fourier Transform DPSK Differential Phase Shift Keying DVB -H Digital Video Broadcasting - Handheld DVB -T Digital Video Broadcasting Terrestrial EDGE Enhanced Data rates for GSM Evolution NB FDM N d B Division Multiplexing Frequency FDMA FEC Frequency Division Multiple Access Forward Error Correction FFT Fast Fourier Transform FIR Finite Impluse Response GPRS General Packet Radio Services GSM Global System For Mobile Communication HDSL Hight-bir-rate Digital Subscriber Line HSPA High Speed Packet Access I.I.D Independent and Identically Distributed ICI Inter Carrier Interference IDFT Inverse Discrete Fourier Transform IEEE Institute of Electrical and Electronics Engineers IFFT Inverse Fast Fourier Transform IS-136 Interim Standard 136 IS-95 Interim Standard 95 ISI InterSymbol Interference ITU International Telecom Union LAN Local Area Network LMMSE Linear Minimum Mean Sqare Error LOS Light Of Sight LPF Low Pass Filter LTE Long Term Evolution MI Mutual Information MIMO Multiple Input Muliple Output MU-MIMO Multi-User MIMO MISO Multiple Input single Output ML Maximum Likelihood MMSE Minimum Mean Sqare Error MMSE-IC MMSE-Interference Cancellation MRC Maximum Ratio Combiner MS Mobile Station MSE NLOS Mean Sqare Error Non Light Of Sight NMT450 Nordic Mobile Telephone 450 NTT Nipon Telegraph and Telephone OFDM Orthogonal Frequency Division Multiplexing OFDMA Orthogonal Frequency Division Multiple Access P/S Parallel to Serial PAPR Peak to Average Power Ratio PDC Personal Digital Cell Pdf Probability Density Function QAM Quadrature Amplitute Modulation QPSK Quadrature Phase Shift Keying RF Radio Frequency S/P Serial to Parallel SC Single Carrier Communication SD Source-to-Destination SDM Spatial Division Multiplexing SU- MIMO Single User MIMO SIMO Single Input Multiple Output SINR Signal to Interference plus Noise Ratio SR Source-to-Relay SISO Single Input Single Output STBC Space-Time Block Code STMLD Space-Time Maximum Likelihood Decoder SVD Singular Value Decomposition TACS Total Access Communication System TDMA Time Division Multiple Access TGn Task Group N V-BLAST Vertical-Bell-Laboratories Layered Space-Time WCDMA Wideband CDMA WIFI Wireless Fidelity WIMAX ZF World Interoperability Microwave Access Zero-Forcing ZF-OIC Zero-Forcing Ordered Interference Cancellation x, n, m, i Vec- x, s H P anten thu N, M P, N, M (.) -1 H-1 E{.} E{nnH} tr (.) tr (H) (.) H HH Hermitian { IK IN 0N 0N hi,j H h1,1 A = diag {a n} M, C MxN C MAC C BC N CMAC CBC Luan van Luan an Do an ng thi truyn u khe thc ti trm lp c truyn chuyn tip i gian th n bit d liu truyn cdo vy ti ngu loi b nhiu ni ti t u nhc mic CSI Ngun Trung gian 1 H1r H2r 𝒙 x G MS Hr1 MS F MS Hr2 MS W :Khe thi gian th nht :Khe thi gian th hai 10 khi ca h thng MIMO Relay tuy mang li hiu qu ph v thng truy c ti c ti n c thng truyn ti khi ca mt mng chuyn tip MIMO hai chiu hai ch, si vi i = 1, biu th -n b i Mt s u khi ng trm lp AF MIMO hai chiu hai ch tp trung ti n hoc gim thiu l t t tu cun tip Trong c ng hp, mt thu lp d thut gim gra--i gii g ti (G, F, W) thm i vi c ng hn tic s dng [17] Biu thc ti u khi t tn ti F = Q 1AQ2 (3.3.30) 81 Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn Luan van Luan an Do an t ma tr (Q 1, Q2 ) unitary nhc t Q 1R1 = [ (3.3.31) Q 2R2 = [ (3.3.32) vi (R1,R 2) t qu ng thi t (G, W A) i bn ch (G, W, A) c dng g c v thng chuyn tip mt chiu c(G, F,W) dng g b h thng chuyn ti khc phc, m thc s hc d tc l A (W, U) xut u [8] kt qu ng thc nghim 3.4.1 Tu khit tm lp AF MIMO tuy Trung gian 1 Ngun MR F1 MR 1 𝐇𝐬𝐝 x G MS Trung gian K MR FK 𝒙 W :Khe thi gian th nht MR :Khe thi gian th hai 11 thng AF MIMO Relay mt chiu hai chng, tuy 82 Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn Luan van Luan an Do an ng trm l xuu t qu ng ph mt h thng truy MIMO-SDM [22] mt chiu hai ch truyn gi Rayleigh phng, bi i chm, ma trn x u t m lp thc hi c khuych i chuyn tip, n theo - ngu x xi c truy anten th i cn eNB vi i = 1,2, ,MS s anten, gi thit E{xx H} = n gin eNB v n eNB vn ti UE lH sd H H sk rkd u n r , n d , n d l tn tip RN, ti khe thi gian th nh ti khe thi gian th hai Gi thit t n Gaussian ph c lp th vi nhau, E E bng Trong khe thi gian th nhu thu tu ti trung gian RN th k l Gi nh rng sau khe thi gian th nht K ch chuyn tip RN th r n tip [14] Trong khe thi gian th huyn tip r thc hin khuy tuyu nhc bi ma trn Fr ri truyn vi m sut t P(F r ): P(F r ) = tr (3.4.3) u nhc ti gian th n tip th r x+ y= = 83 Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn (3.4.5) Luan van Luan an Do an H@ 𝐇 , n@ @ 𝐇 (3.4.6) S d u tuy nh nht MMSE (Minimum Mean Square Error) tu kt hp t i gian c tnh: = Wy = W( Hx +n) (3.4.8) (3.4.9) W1 W2 W = AF MIMO Relay 3.4.10): MSE ( F k, W 1, W2 ) = E - (3.4.10) Gi3.4.10) bng vic chn mt F k nh t t SD t RD lc Wiener - - (3.4.11) (3.4.12) (3.4.10) - - 84 Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn Luan van Luan an Do an F k (3.4.3) (3.4.14) (3.4.15) C , = diag = diag [4] (3.4.16) k = diag (3.4.3) (3.4.13) 3. 3.4.17) Min MSE (Fk) = (3.4.17) s.t p(Fk) = ) = PR (3.4.18) - Kuhn- - T (x) + = max (x3.3.3.4.16) 3. ch kt qu ng thc nghim Thc hing Monte-carlo t l l s hinhiu SNR2 c n ti nh t s u t n tn tip RN v SNR1 = 20dB c li c nh SNR2ng t l l s u SNR1 ci gi thit s n ting 85 Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn Luan van Luan an Do an nhau: MS= MR = MD = M u nhc t s d Thc hi hin din cu ch QPSK 23] M r k i ngu l suy gim ho kt hp v u ch 8-PSK thuc BER thng AF MIMO t SD 12 BER theo SNR 1=20dB 2 M S= M R= M D = M = 86 Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn Luan van Luan an Do an BER performance versus SNR 10 while fixing SNR =20dB, 8PSK, 4x4 ZF, without direct MMSE, without direct ZF, with direct MMSE, with direct -1 Average BER 10 10 10 -2 -3 -10 -5 10 15 20 25 SNR2 [dB] 13 BER theo SNR 1=20dB 2 - S= M R = MD = M = M BER performance versus SNR 10 while fixing SNR =20dB, N=4 ZF, without direct MMSE, without direct ZF, with direct MMSE, with direct Average BER 10 10 10 10 -1 -2 -3 -4 -10 -5 10 15 20 25 SNR [dB] 14 BER theo SNR 1 2=20dB M S= MR = M D = M = 87 Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn Luan van Luan an Do an BER performance versus SNR while fixing SNR =20dB, 8PSK, N=4 10 ZF, without direct MMSE, without direct ZF, with direct MMSE, with direct -1 Average BER 10 -2 10 -3 10 -10 -5 10 15 20 25 SNR [dB] 15 BER theo SNR 1 2=20dB S= M R = M D = M = M t qu biu di vi SNR 2, BER theo SNR hai ng hp da hai - gi ngun t qu nhn thy, tt cu li BER t hin din ca tia truyn thng (LOS: Line of Sight) 88 Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn Luan van Luan an Do an 3.5 Kt lu Vi m t ng trm lp MIMO cell, na lup trung u thng trm lp MIMO, trm lp SU-MIMO m lp AF MIMO u ti u khin t cho h thng AF MIMO Realy di gin nhm tu khit ngu n tip ng dng thu ZF thay cho ng dng thu LMMSE tdsai s o u gc t Do ng dng thu ZF c thc hi suy gim sai s MSE li ng dng thu LMMSE s ng anten tn tit Bi vy, lu ng dng thu ZF tn khai thit k g ng anten n tip, ti n tip u qu nhiu da i ng dng thu LMMSE ti n ti lu t qu c u khin t ng trm l m ti thiu sai s c tch hin din ct SD Lu kt qu ng thc nghim ca mt s s hin din ca ngu, n c t qu ng hp ng du ZF thu ch QPSK, i c BER theo SNR2 1=20dB, t lu kt qu ng h u ch 8-PSK c vi SNR12=20dB minh hu khin sut AF MIMO Relay 89 Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn Luan van Luan an Do an KT LUN N NGH XUT (LTE Adavance) cho , nh D MIMO, OFDM/OFDMA, Relay - dung , MIMO, OFDM/OFDMA, Relay cho y Cell, , Lu u ng m lp MIMO cell d m truyn thngn cho t -MIMO, MU-n khai s dng trm lp nhm m r cho khu vc nhng khu v tri trm gm c 90 Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn Luan van Luan an Do an da h thng trm lp MIMO, Lun t s thuu khi su trm lp .Lutp trung u tu khit ng trm lp xut ng dng thut p, thui gi phc v tu khit cho h thng ng trm lp AF MIMO Cell, dm t s t s hin din c truyn trc tip t ngun t T tu u khi t tn ti ca h thng AF MIMO Relay Kt qu u tu khing m lp MIMO Cell, c th hin qua vit qu ng bng thc nghim m ti thiu t l li thiu sai s s u u SIR tn tip hiu thu ZF, MMSE t bng thu ch -PSK Pt qu tu khin t ng trm lp MIMO Cell c d n cu (non-regenerative), n duplexng truyn dnh Rayleigh phng, cch yu tp trung thng MIMO Relay hin din ca t trc tip SD gia ngu tp trung tn hin din c c tham s NR ng hp h thng c t u khin t hin din ct ngun- vng h c tu khi hin din ct t ngun t thca vic tu khing MIMO Relay cell thcc chm tng Cell Ni dung luu hn ch mi ch mi tc n t u khit m lp AF MIMO 91 Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn Luan van Luan an Do an Cell ru cho ng hp tng trm lp DF MIMO u thuc t Do vn tip theo ca Lu s tu m riu khin tht h MIMO v tin tin kh OFDM/ -OFDMA Relay c s v n t u khit, tng Cell, hn ch nhiu ng h thng kt hp ng dng tin tin mng th h mi LTE Advanced 92 Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn Luan van Luan an Do an U THAM KHO A Toding, in Proc 6th Int Conf.on Wireless Commun Networking and Mobile Computing (WiCOM), pp 1-4 Alan, E (1988), Eigenvalues and condition numbers of random matrices, SIAM J Matrix Anal Appl 9(4), 543560 - duplex IEEE J Sel Areas Commun., vol 25, no 2, pp 379-389 Boyd, S.Vandenberghe, L.(2004), Convex Optimization, Cambridge University Press D Gesbert et al.(2003), IEEE Journal Selected Areas in Communications, Volume: 21 , Issue: 3, pp 281 302 , N (2008), Fangni Chen (2013), "Optimal Design for MIMO Relay System," Journal of Signal and Information Processing, Published Online Optimizing Wireles Communication Systems, Springer Science+Business Media, LLC, New York, N 10013, USA, pp.3-18 Principles of Mobile Communication, Kluwer Academic 11 K J Ray Liu, A K Sadek, W Su and A Kwasinski (2009), Cooperative Communication and Networking, Cambridge University Press 12 K.-J Lee, H Sung, E Park and I Lee.way MIMO AF multiple- IEEE Trans Wireless Commun, vol 9, no 12, pp 3671 3681 93 Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn Luan van Luan an Do an y and optimal precoding in MIMO multi- IEEE Trans.Inf Theory, vol 57, pp 2050 2069, Apr 2011 14 X.N Tran, V H Nguyen, T T Bui, and T C Dinh (2012), "Distributed Relay Selection for MIMO-SDM Cooperative Networks," IEICE Trans on Commun, vol E95-B(4), pp 1170-1179 15 O Munoz- non- IEEE Trans Signal Process., vol 55, no 6, pp 2593-2604 16 P W Wolniansky, G J Foschini, G D Golden, R A Valenzuela (1998), URSI Int Symp on Signals, Syst., and Electron (ISSSE'98), Pisa, Italy, pp 295-300 -and-relay matrices for a non-regenerative two- Commun., vol 10, no 5, pp 1645 1655 18 S.Yeh, O. acity of multi-level amplifyand forward relay networks, 19 Saransh Malik, Sangmi Moon, Bora Kim, Cheolwoo You, Huaping Liu, Intae lgorithm for AF, DF and DMF Relay Protocol in Multiuser MIMO Scenario Based on the LTE-Advanced System, Algorithm, Springer Science+Business Media New York 20 Springer (2012), MIMO Communication for Cellular Networks, Springer Science +Business Media, LLC, 233 Spring Street, New York, NY10013, USA Pp11-82 -antenna Gaussian channels, European Transactions on Telecommunications Vol 10 (6), 585595 22 Vu D H Vu, Q T Do, X N Tran, V N Q Bao.(2013)," Improved Relay Selection for MIMO-SDM Cooperative Communication," Lecture Notes in Electrical Engineering, Springer, vol (240) pp 1170-1179 94 Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn Luan van Luan an Do an Mssv.BKD002ac.email.ninhddtt@edu.gmail.com.vn