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TheClinicalScienceof
Neurologic Rehabilitation,
Second Edition
BRUCE H. DOBKIN, M.D.
OXFORD UNIVERSITY PRESS
ix
Contents
Part I. Neuroscientific Foundations for Rehabilitation
1. ORGANIZATIONAL PLASTICITY IN SENSORIMOTOR AND
COGNITIVE NETWORKS 3
SENSORIMOTOR NETWORKS 4
Overview of Motor Control • Cortical Motor Networks • Somatosensory Cortical
Networks • Pyramidal Tract Projections • Subcortical Systems • Brain Stem
Pathways • Spinal Sensorimotor Activity
STUDIES OF REPRESENTATIONAL PLASTICITY 39
Motor Maps • Sensory Maps
BASIC MECHANISMS OF SYNAPTIC PLASTICITY 44
Hebbian Plasticity • Cortical Ensemble Activity • Long-Term Potentiation and
Depression • Molecular Mechanisms • Growth of Dendritic Spines • Neurotrophins •
Neuromodulators
COGNITIVE NETWORKS 52
Overview ofthe Organization of Cognition • Explicit and Implicit Memory Network •
Working Memory and Executive Function Network • Emotional Regulatory Network •
Spatial Awareness Network • Language Network
SUMMARY 64
2. BIOLOGIC ADAPTATIONS AND NEURAL REPAIR 76
TERMS FOR IMPROVEMENT AFTER INJURY 79
Compensation • Restitution and Substitution • Impairment and Disability
INTRINSIC BIOLOGIC ADAPTATIONS 81
Spontaneous Gains • Activity in Spared Pathways • Sensorimotor Representational
Plasticity • Spasticity and the Upper Motor Neuron Syndrome • Synaptogenesis •
Denervation Hypersensitivity • Axon Regeneration and Sprouting • Axon
Conduction • Growth Factors • Neurogenesis
POTENTIAL MANIPULATIONS FOR NEURAL REPAIR 99
Activity-Dependent Changes at Synapses • Stimulate Axonal Regeneration • Deploy
Neurotrophins • Cell Replacement • Pharmacologic Potentiation
MUSCLE PLASTICITY 113
Exercise • Atrophy • Regeneration • Combined Approaches
EXPERIMENTAL INTERVENTIONS FOR REPAIR OF SPINAL
CORD INJURY 118
Prevent Cell Death • Increase Axonal Regeneration • Remyelination • Other
Transplantation Strategies • Retraining the Spinal Motor Pools
x Contents
RELEVANCE OF ANIMAL MODELS OF REPAIR TO
CLINICAL TRIALS 129
Eight Potential Pitfalls of Animal Models
SUMMARY 134
3. FUNCTIONAL NEUROIMAGING OF RECOVERY 147
NEUROIMAGING TECHNIQUES 148
Positron Emission Tomography • Single Photon Emission Computerized Tomography •
Functional Magnetic Resonance Imaging • Transcranial Magnetic Stimulation •
Magnetoencephalography • High Resolution Electroencephalography • Intrinsic
Optical Imaging Signals • Near-Infrared Spectroscopy • Magnetic Resonance
Spectroscopy • Transcranial Doppler • Combined Methods
LIMITATIONS OF FUNCTIONAL NEUROIMAGING STUDIES 160
General Limitations • Subtraction Studies • Timing of Studies
METABOLIC IMAGING AT REST AFTER INJURY 163
Stroke • Aphasia • Traumatic Brain Injury • Persistent Vegetative State
ACTIVATION STUDIES: FUNCTIONAL REORGANIZATION
AFTER INJURY 167
Sensorimotor Reorganization After Central Nervous System Lesion • Peripheral
Nerve Transection
TRAINING-INDUCED REORGANIZATION 176
Sensorimotor Training • Aphasia • Cognition • Cross-Modal Plasticity
NEUROPHARMACOLOGIC MODULATION 184
Monaminergic Agents • Other Agents
SUMMARY 185
4. NEUROSTIMULATORS AND NEUROPROSTHESES 193
PERIPHERAL NERVOUS SYSTEM DEVICES 194
Functional Neuromuscular Stimulation • Nerve Cuffs
CENTRAL NERVOUS SYSTEM DEVICES 198
Neuroaugmentation • Spinal Cord Stimulators • Brain–Machine Interfaces •
Sensory Prostheses
ROBOTIC AIDS 203
Upper Extremity • Lower Extremity
TELETHERAPY 206
SUMMARY 206
Part II. Common Practices Across Disorders
5. THEREHABILITATION TEAM 213
THE TEAM APPROACH 213
The Rehabilitation Milieu
Contents xi
PHYSICIANS 215
Responsibilities • Interventions
NURSES 218
Responsibilities • Interventions
PHYSICAL THERAPISTS 219
Responsibilities • Interventions for Skilled Action
OCCUPATIONAL THERAPISTS 231
Responsibilities • Interventions for Personal Independence
SPEECH AND LANGUAGE THERAPISTS 235
Responsibilities • Interventions for Dysarthria and Aphasia
NEUROPSYCHOLOGISTS 242
SOCIAL WORKERS 243
RECREATIONAL THERAPISTS 243
OTHER TEAM MEMBERS 244
SUMMARY 244
6. APPROACHES FOR WALKING 250
NORMAL GAIT 250
NEUROLOGIC GAIT DEVIATIONS 252
Hemiparetic Gait • Paraparetic Gait • Gait with Peripheral Neuropathy • Gait
with Poliomyelitis
QUANTITATIVE GAIT ANALYSIS 258
Temporal Measures • Kinematics • Electromyography • Kinetics • Energy
Expenditure
APPROACHES TO RETRAINING AMBULATION 262
Conventional Training • Task-Oriented Training • Assistive Devices
SUMMARY 268
7. ASSESSMENT AND OUTCOME MEASURES FOR
CLINICAL TRIALS 271
PRINCIPLES OF MEASUREMENT 272
Types of Measurements • Reliability and Validity • Choosing Measurement Tools
MEASURES OF IMPAIRMENT 275
Consciousness • Cognition • Speech and Language • Sensorimotor Impairment Scales
BEHAVIORAL MEASURES 288
Behavioral Modification • Neurobehavioral Scales
MEASURES OF DISABILITY 289
Activities of Daily Living • Instrumental Activities of Daily Living • Mixed
Functional Scales
xii Contents
MEASURES OF HEALTH-RELATED QUALITY OF LIFE 298
Instruments • Adjustment Scales • Style Of Questions
MEASURES OF HANDICAP 302
MEASURES OF COST-EFFECTIVENESS 303
STUDY DESIGNS FOR REHABILITATION RESEARCH 303
Ethical Considerations • Types ofClinical Trials • Confounding Issues in Research
Designs • Statistical Analyses
SUMMARY 314
8. ACUTE AND CHRONIC MEDICAL MANAGEMENT 323
DEEP VEIN THROMBOSIS 323
Prevention
ORTHOSTATIC HYPOTENSION 324
THE NEUROGENIC BLADDER 325
Pathophysiology • Management
BOWEL DYSFUNCTION 329
Pathophysiology • Management
NUTRITION AND DYSPHAGIA 330
Pathophysiology • Assessment • Treatment
PRESSURE SORES 334
Pathophysiology • Management
PAIN 336
Acute Pain
• Chronic Central Pain • Weakness-Associated Shoulder Pain • Neck,
Back, and Myofascial Pain
DISORDERS OF BONE METABOLISM 348
Heterotopic Ossification • Osteoporosis
SPASTICITY 348
Management
CONTRACTURES 357
MOOD DISORDERS 358
Posttraumatic Stress Disorder • Depression
SLEEP DISORDERS 363
SUMMARY 364
Part III. Rehabilitationof Specific Neurologic Disorders
9. STROKE 375
EPIDEMIOLOGY 375
Fiscal Impact • Stroke Syndromes
Contents xiii
MEDICAL INTERVENTIONS 377
Frequency of Complications • Secondary Prevention of Stroke
INPATIENT REHABILITATION 385
Eligibility for Rehabilitation • Trials of Locus of Treatment • Discharge
OUTPATIENT REHABILITATION 389
Locus of Treatment • Pulse Therapy • Sexual Function • Community Reintegration
OUTCOMES OF IMPAIRMENTS 392
Overview of Outcomes • The Unaffected Limbs • Impairment-Related Functional
Outcomes
OUTCOMES OF DISABILITIES 399
Overview of Outcomes • Upper Extremity Use • Ambulation • Predictors of
Functional Gains
CLINICAL TRIALS OF FUNCTIONAL INTERVENTIONS 404
Trials of Schools of Therapy • Task-Oriented Approaches • Concentrated Practice •
Assistive Trainers • Adjuvant Pharmacotherapy • Functional Electrical Stimulation •
Biofeedback • Acupuncture
TRIALS OF INTERVENTIONS FOR APHASIA 420
Rate of Gains • Prognosticators • Results of Interventions • Pharmacotherapy
TRIALS FOR COGNITIVE AND AFFECTIVE DISORDERS 425
Memory Disorders • Visuospatial and Attentional Disorders • Affective Disorders
SUMMARY 436
10. ACUTE AND CHRONIC MYELOPATHIES 451
EPIDEMIOLOGY 451
Traumatic Spinal Cord Injury • Nontraumatic Disorders
MEDICAL REHABILITATIVE MANAGEMENT 458
Time of Onset to Start ofRehabilitation • Specialty Units • Surgical Interventions •
Medical Interventions
SENSORIMOTOR CHANGES AFTER PARTIAL AND
COMPLETE INJURY 466
Neurologic Impairment Levels • Evolution of Strength and Sensation • Changes in
Patients with Paraplegia • Changes in Patients with Quadriplegia • Mechanisms of
Sensorimotor Recovery
FUNCTIONAL OUTCOMES 473
Self-Care Skills • Ambulation
TRIALS OF SPECIFIC INTERVENTIONS 477
Mobility • Strengthening and Conditioning • Upper Extremity Function • Neural
Prostheses • Spasticity
LONG-TERM CARE 485
Aging • Sexual Function • Employment • Marital Status • Adjustment and Quality
of Life
SUMMARY 489
xiv Contents
11. TRAUMATIC BRAIN INJURY 497
EPIDEMIOLOGY 498
Economic Impact • Prevention
PATHOPHYSIOLOGY 499
Diffuse Axonal Injury • Hypoxic-Ischemic Injury • Focal Injury • Neuroimaging
NEUROMEDICAL COMPLICATIONS 503
Nutrition • Hypothalamic-Pituitary Dysfunction • Pain • Seizures • Delayed-Onset
Hydrocephalus • Acquired Movement Disorders • Persistent Vegetative State
ASSESSMENTS AND OUTCOME MEASURES 510
Stages of Recovery • Disability
PREDICTORS OF FUNCTIONAL OUTCOME 513
Level of Consciousness • Duration of Coma and Amnesia • Neuropsychologic Tests •
Population Outcomes
LEVELS OF REHABILITATIVE CARE 515
Locus ofRehabilitation • Efficacy of Programs
REHABILITATION INTERVENTIONS AND THEIR EFFICACY 519
Overview of Functional Outcomes • Physical Impairment and Disability • Psychosocial
Disability • Cognitive Impairments • Neurobehavioral Disorders • Neuropsychiatric
Disorders
SPECIAL POPULATIONS 535
Pediatric Patients • Geriatric Patients • Mild Head Injury
ETHICAL ISSUES 537
SUMMARY 538
12. OTHER CENTRAL AND PERIPHERAL DISORDERS 547
DISORDERS OFTHE MOTOR UNIT 548
Muscle Strengthening • Respiratory Function • Motor Neuron Diseases •
Neuropathies • Myopathies
PARKINSON’S DISEASE 557
Interventions
MULTIPLE SCLEROSIS 559
Epidemiology of Disability • Pathophysiology • Rehabilitative Interventions • Clinical Trials
PEDIATRIC DISEASES 565
Cerebral Palsy • Myelomeningocele
BALANCE DISORDERS 567
Frailty and Falls in the Elderly • Vestibular Dysfunction
ALZHEIMER’S DISEASE 570
EPILEPSY 570
CONVERSION DISORDERS WITH NEUROLOGIC SYMPTOMS 570
Contents xv
CHRONIC FATIGUE SYNDROME 571
ACQUIRED IMMUNODEFICIENCY SYNDROME 571
SUMMARY 571
INDEX 579
PART I
NEUROSCIENTIFIC
FOUNDATIONS
FOR REHABILITATION
[...]... The direction of an upper extremity movement may be coded by the sum ofthe vectors ofthe single cell activities in motor cortex in the direction ofthe movement.40 The activity of a single corticomotoneuron can differ from the activity of an assembly of neighboring motoneurons When a small assembly of cells becomes active, the discharge pattern of a neuron within that population may change with the. .. motor regions, inform the cerebellar cortex ofthe place and rate of movement ofthe limbs These fibers put the motor intention generated by the cerebral cortex into the context ofthe status ofthe body at the time the movement is executed.120 Purkinje cells may encode some ofthe experience-dependent computations, such as position, velocity, acceleration, and inherent viscous forces of a moving limb,... understand the behavior of other people may have evolved from the interaction of superior temporal sulcus neurons with neurons along the border between the rostral anterior cingulate and medial prefrontal cortices.76 The medial prefrontal region is involved in the explicit representation of states ofthe self Along with the temporal region’s representation ofthe intentional actions of others, the two regions... performs The mental steps ofthe dance gradually disappear from consciousness, replaced by implicit memory, a striatal sequence of breathing and releasing with movement phrases ofthe dance tied to the bars of the music, like an athlete in the zone, like the singer whose lyrics meld into melody, or like the actor expressing words without thinking about the lines of the play The choreographer’s actions, the. .. about other aspects of actions, including how the environment, the properties of objects such as their shape and weight, and the demands of the task all interact with movement, perception, and experience Most experimental studies support the observations of Mountcastle and others that the sensorimotor system learns and performs with the overriding objective of achieving movement goals All but the simplest... contingencies raised by the environment and the biomechanical characteristics of the limbs interact with stored programs or with chains of reflexes A more elegant theory of motor control, perhaps first suggested by Bernstein in the 1960s, tried to account for how the nervous system manages the many degrees of freedom of movement at each joint.7 He hypothesized that lower levels of the CNS control the synergistic... movements They may be critical for the earliest learning of movements from parents Thus, the brain’s representation of a movement includes the mental content that relates to the goal or consequences of an action, as well as the neural operations that take place before the action starts (see Experimental Case Study 1–1) In a sense, the cognitive systems ofthe brain can be thought of as an outgrowth of the. .. codes the duration ofthe movement Velocity correlates with the amount of muscle activation The force exerted by muscles is a summed average ofthe ouput of single cells that fire at variable rates and the synchronization of assemblies of M1 neurons during specific phases of a motor task.39 Single cell activity in the motor cortex is most intense for reaching at a particular magnitude and direction of. .. modeling for the generation of a reaching movement have been offered.12,13 Much work has gone into what small groups of cortical cells in the primary motor cortex (M1) encode The activity of these neurons may encode the direction or velocity ofthe hand as it Plasticity in Sensorimotor and Cognitive Networks moves toward a target14 or the forces at joints or the control of mechanical properties of muscles... connections modulate the use-dependent integrations of these ensembles.32 Intermingled functional connections among these small ensembles of neurons offer a distributed organization that provides a lot of flexibility and storage capacity for aspects of movement These assemblies manage the coordination of multijoint actions, the velocity and direction of movements, and process the order of stimuli on which . the duration of
the movement. Velocity correlates with the
amount of muscle activation. The force exerted
by muscles is a summed average of the ouput
of. direction of force.
14
The direction of an
upper extremity movement may be coded by
the sum of the vectors of the single cell activ-
ities in motor cortex in the