Tài liệu Thị trường tài chính và các định chế tài chính Chapter 25 pdf

... bonds  Issuers of bonds must register with the SEC and a registration statement must be filed 1 Chapter 24 Securities Operations Financial Markets and Institutions, 7e, Jeff Madura Copyright ©2006 ... between $1000 and $3,000  Most discount brokers offer some degree of research on a website 2 Chapter Outline  Investment banking services  Brokerage services  Sources of income  R...

... subsidiary that competes with other securities firms Interaction with Other Financial Institutions 1 Chapter 23 Mutual Fund Operations Financial Markets and Institutions, 7e, Jeff Madura Copyright ... funds because they could not attract sufficient investors Background on Mutual Funds (cont’d) 2 Chapter Outline  Background on mutual funds  Stock mutual fund categories  Bond fund...

... 1 Chapter 22 Consumer Finance Operations Financial Markets and Institutions, 7e, Jeff Madura Copyright ... holdings Swap markets  Finance companies engage in interest rate swaps to hedge interest rate risk 2 Chapter Outline  Types of finance companies  Sources of finance company funds  Uses of finance

... adverse impact of rising interest rates and the favorable impact of declining interest rates 1 Chapter 21 Thrift Operations Financial Markets and Institutions, 7e, Jeff Madura Copyright ©2006

... provide existing and prospective investors with additional information about a bank’s risk 1 Chapter 18 Bank Regulation Financial Markets and Institutions, 7e, Jeff Madura Copyright ©2006 by ... balances  The FDIC is managed by a board of five directors, who are appointed by the President 2 Chapter Outline  Background  Regulatory structure  Deregulation Act of 1980  Garn-St Ger...

... 1 Chapter 16 Foreign Exchange Derivative Markets Financial Markets and Institutions, 7e, Jeff Madura Copyright ... Markets  Commercial banks take positions in currencies to capitalize on expected exchange rate movements 2 Chapter Outline  Background on foreign exchange markets  Factors affecting exchange rates  Movements ... percent annualized (.1389 percent over ten days), whi...