Regulatory enforcement and compliance
Regulatory enforcement and compliance
... leaders, industry, proregulatory advocacy groups, and the news media. Figure 4.2 [Table 2] Factors affecting regulatory enforcement style. 188 Regulatory enforcement and compliance calling than ... rule. Legal rules, and particularly regulatory rules, perform social management and instrumental 154 Regulatory enforcement and compliance government departments. But th...
Ngày tải lên: 01/11/2013, 07:20
Regulatory accountability and legitimacy
... ‘‘zero- based,’’ and other budgeting techniques, environmental and regulatory impact state- ments and regulatory analyses, and statutes that specify that agencies make rules on 5.5 Regulatory legitimacy and ... persuasive objection to 268 Regulatory accountability and legitimacy techniques and routines designed to preserve party equality and control, promote agreed all...
Ngày tải lên: 01/11/2013, 07:20
Regulatory instruments and techniques
... From command and control to negotiation and persuasion Traditional public management, with its focus on the operation of public agencies, emphasises command and control as the modus operandi of ... is then subject to approval by regulatory authorities) and regulatory republicanism (where an enlightened private sector and an informed public, through deliberation and construct...
Ngày tải lên: 01/11/2013, 07:20
Sap Solutions For Governance Risk And Compliance And Grc Access Control 3 doc
... cost without compromising compliance Reduced audit fees and testing costs Streamlined testing and remediation INSIGHT Effectively manage business, financial, and compliance performance ... In-house Cash Governance, Risk, and Compliance (GRC) mySAP ERP Financials Internal regulations / ethical standards strategic/operative Risks External regulations / compliance to...
Ngày tải lên: 05/03/2014, 19:20
Governance, Risk, and Compliance Handbook for Oracle Applications doc
... subledgers and general ledger, the preparation of nancial statements, and nancial planning and analysis. Chief Information Ofcer In addition to Sarbanes-Oxley (SOX), CIOs and CSOs must understand and ... delivery of ethics and policy education and conrm their understanding. Risk Management Applications This tool is used to discover and document risks to the mission of the...
Ngày tải lên: 06/03/2014, 03:20
Perspectives of Chief Ethics and Compliance Officers on the Detection and Prevention of Corporate Misdeeds ppt
... integrity and corporate ethics starts with a senior- level chief ethics and compliance officer (CECO) who understands the compliance and ethics field, is empowered and experienced, and who has ... ethics and compliance performance within companies. Although some participants at the conference viewed government mandates and a strong regulatory hand as potentially weake...
Ngày tải lên: 06/03/2014, 22:20
Board Engagement, Training and Reporting: Strategies for the Chief Ethics and Compliance Officer pptx
... awareness, understanding and oversight of the compliance and ethics program, and creating needed support from the top of the house for necessary management support and ownership of compliance activities. ... setting out the express mandate for the CECO and the compliance function? What are the full- and part-time resources in place to support compliance and ethics? Ar...
Ngày tải lên: 08/03/2014, 16:20
International public sector accounting standards (IPSAS) impact and compliance aspects
... ACCOUNTING STANDARDS (IPSAS) 4 Public Sector Accounting and Financial Reporting Standards Boards and Frameworks 5 The Development of IPSAS 6 Purpose and Content of IPSAS Basis and Applicability Development ... Sector Accounting Standards (IPSAS) Impacts and Compliance Aspects 11 International Public Sector Accounting Standards (IPSAS) OVERALL CONCLUSIONS OF THE STUDY BY SAP AN...
Ngày tải lên: 14/03/2014, 00:02
Key Differences Between National Bank Regulatory Requirements and Federal Savings Association Regulatory Requirements pptx
... check and deposit posting and sorting; computation and posting of interest and other credits and charges; preparation and mailing of checks, statements, notices, and similar items; or any other ... verification, and payment services; providing data processing for the bank or its affiliates; providing tax planning and preparation services; providing financial and transact...
Ngày tải lên: 15/03/2014, 10:20
THE DEGREE OF JUDICIAL ENFORCEMENT AND CREDIT MARKETS: EVIDENCE FROM JAPANESE HOUSEHOLD PANEL DATA ppt
... and X are economic and demographic household characteristics that affect loan supply and demand, and E are three dummy variables (1 st Enforcement Quartile, 2 nd Enforcement Quartile, and ... of financial assets (bank and postal deposits and investment securities) and the value of real assets (land and housing) (LWEALTH); (9) the logarithm of loans outstanding (LL...
Ngày tải lên: 22/03/2014, 20:20