United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part10 doc

... United States Government Accountability Office Accountability • Integrity • Reliability Highlights of GAO- 11-142, a report to the Secretary of the Treasury November 2010 FINANCIAL ... persist during fiscal year 2010. GAO will continue to monitor and report on IRS’s progress in implementing the 173 recommendations that remain open as of...

Ngày tải lên: 20/06/2014, 08:20

Ngày tải lên: 20/06/2014, 08:20

Ngày tải lên: 20/06/2014, 08:20

Ngày tải lên: 20/06/2014, 08:20

Ngày tải lên: 20/06/2014, 08:20

Ngày tải lên: 20/06/2014, 08:20

Ngày tải lên: 20/06/2014, 08:20

Ngày tải lên: 20/06/2014, 08:20

... reliability. Obtaining Copies of GAO Reports and Testimony The fastest and easiest way to obtain copies of GAO documents at no cost is through GAO& apos;s Web site (www .gao. gov). Each weekday afternoon, GAO posts ... GAO s Mission The Government Accountability Office, the audit, evaluation, and investigative arm of Congress, exists to support Congress in mee...

Ngày tải lên: 20/06/2014, 08:20

... Pursuant to the Accountability of Tax Dollars Act of 2002, the United States Securities and Exchange Commission (SEC) is required to prepare and submit to Congress and the Office of Management and ... United States Government Accountabilit y Office GAO Report to the Chairman, United States Securities and Exchange Commissi...

Ngày tải lên: 20/06/2014, 08:20

... short, the SEC continued to work toward becoming a more responsive and effective agency, committed to protecting investors and restoring con dence in the markets. Internal Reforms In the past ... audits of programs and operations of the SEC and investigations into allegations of misconduct by staff or contractors. The mission of OIG is to detect fraud, waste, and...

Ngày tải lên: 20/06/2014, 08:20

... component. The agencies also must work together to de ne other key terms. They are writing rules that address, among other issues, mandatory clearing, the end-user exception to mandatory clearing and ... order to enhance investor understanding of a fund’s asset mix and how the mix is expected to change as the investor’s retirement approaches and thereafter. Asset-...

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... increased to $25.70 for the second half of FY 2009 through the  rst quarter of FY 2010. The rate was then reduced to $12.70 on January 15, 2010, and then increased to $16.90 on April 1, 2010. The ... for federal entities and the formats prescribed by the Of ce of Management and Budget (OMB), the statements are in addition to the  nancial reports used...

Ngày tải lên: 20/06/2014, 08:20

... in the FY 2009 PAR, related to risk assessment and monitoring and the SEC’s FBWT. The agency’s efforts to remediate these two areas is described further below. Risk Assessment and Monitoring ... and on internal control over  nancial reporting and to report on tests of compliance with selected laws and regulations. The OIG conducted 13 audits and reviews duri...

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... are to be held on behalf of harmed investors or whether they are to be remitted to the Treasury General Fund. 87 FY 2010 PERFORMANCE AND ACCOUNTABILITY REPORT FINANCIAL SECTION Page 53 GAO- 11-202 ... structure: the Securities and Exchange Commission Investor Protection Fund (Investor Protection Fund) and the Securities and Exchange Commission Reserv...

Ngày tải lên: 20/06/2014, 08:20