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United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part1 pdf

United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part1 pdf

United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part1 pdf
... United States Government Accountability Office Accountability • Integrity • Reliability Highlights of GAO- 11-142, a report to the Secretary of the Treasury November 2010 FINANCIAL ... persist during fiscal year 2010. GAO will continue to monitor and report on IRS’s progress in implementing the 173 recommendations that remain open as of...
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United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part2 pot

United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part2 pot
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United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part4 pot

United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part4 pot
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United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part5 pptx

United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part5 pptx
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United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part6 docx

United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part6 docx
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United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part7 doc

United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part7 doc
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United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part8 pptx

United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part8 pptx
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United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part9 docx

United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part9 docx
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United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part10 doc

United States Government Accountability Office GAO November 2010 Report to the Secretary of the Treasury _part10 doc
... reliability. Obtaining Copies of GAO Reports and Testimony The fastest and easiest way to obtain copies of GAO documents at no cost is through GAO& apos;s Web site (www .gao. gov). Each weekday afternoon, GAO posts ... GAO s Mission The Government Accountability Office, the audit, evaluation, and investigative arm of Congress, exists to support Congress in mee...
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United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part1 pptx

United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part1 pptx
... Pursuant to the Accountability of Tax Dollars Act of 2002, the United States Securities and Exchange Commission (SEC) is required to prepare and submit to Congress and the Office of Management and ... United States Government Accountabilit y Office GAO Report to the Chairman, United States Securities and Exchange Commissi...
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United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part2 pdf

United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part2 pdf
... short, the SEC continued to work toward becoming a more responsive and effective agency, committed to protecting investors and restoring con dence in the markets. Internal Reforms In the past ... audits of programs and operations of the SEC and investigations into allegations of misconduct by staff or contractors. The mission of OIG is to detect fraud, waste, and...
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United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part3 pptx

United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part3 pptx
... component. The agencies also must work together to de ne other key terms. They are writing rules that address, among other issues, mandatory clearing, the end-user exception to mandatory clearing and ... order to enhance investor understanding of a fund’s asset mix and how the mix is expected to change as the investor’s retirement approaches and thereafter. Asset-...
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United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part4 potx

United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part4 potx
... increased to $25.70 for the second half of FY 2009 through the  rst quarter of FY 2010. The rate was then reduced to $12.70 on January 15, 2010, and then increased to $16.90 on April 1, 2010. The ... for federal entities and the formats prescribed by the Of ce of Management and Budget (OMB), the statements are in addition to the  nancial reports used...
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United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part5 potx

United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part5 potx
... in the FY 2009 PAR, related to risk assessment and monitoring and the SEC’s FBWT. The agency’s efforts to remediate these two areas is described further below. Risk Assessment and Monitoring ... and on internal control over  nancial reporting and to report on tests of compliance with selected laws and regulations. The OIG conducted 13 audits and reviews duri...
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United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part6 docx

United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part6 docx
... are to be held on behalf of harmed investors or whether they are to be remitted to the Treasury General Fund. 87 FY 2010 PERFORMANCE AND ACCOUNTABILITY REPORT FINANCIAL SECTION Page 53 GAO- 11-202 ... structure: the Securities and Exchange Commission Investor Protection Fund (Investor Protection Fund) and the Securities and Exchange Commission Reserv...
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