United States Government Accountability Office GAO November 2008 Report to the Chairman, United States Securities and Exchange Commission part6 docx
United States Government Accountability Office GAO November 2008 Report to the Chairman, United States Securities and Exchange Commission_part1 potx
... a
GAO
United States Government Accountability Office
Report to the Chairman, United States
Securities and Exchange Commission
November 2008
FINANCIAL AUDIT
Securities and
Exchange
Commission s ... 2008
FINANCIAL AUDIT
Securities and
Exchange
Commission s
Financial Statements
for Fiscal Years 2008
and 2007
GAO- 09-173
This is trial ver...
United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part1 pptx
...
United States Government Accountabilit
y
Office
GAO
Report to the Chairman, United States
Securities and Exchange Commission
FINANCIAL AUDIT
Securities and
Exchange
Commission s
Financial ...
Pursuant to the Accountability of Tax
Dollars Act of 2002, the United States
Securities and Exchange Commission
(SEC) is required to pre...
United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part2 pdf
... independent legal analysis and advice to the Chairman,
Commissioners, and operating divisions on all aspects of the
Commission s activities. The General Counsel also defends the
Commission in federal ... short, the SEC continued to work toward becoming a more
responsive and effective agency, committed to protecting
investors and restoring con dence in the ma...
United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part3 pptx
... component. The agencies
also must work together to de ne other key terms. They are
writing rules that address, among other issues, mandatory
clearing, the end-user exception to mandatory clearing and ... order to enhance
investor understanding of a fund’s asset mix and how the
mix is expected to change as the investor’s retirement
approaches and thereafter.
Asset-...
United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part4 potx
... for federal entities and the
formats prescribed by the Of ce of Management and Budget
(OMB), the statements are in addition to the nancial reports
used to monitor and control budgetary ...
prepared from the same books and records. The statements
should be read with the understanding that they are for a
component of the U.S. Government, a sovereign entity....
Từ khóa: