United States Government Accountability Office GAO November 2008 Report to the Chairman, United States Securities and Exchange Commission part1 potx

United States Government Accountability Office GAO November 2008 Report to the Chairman, United States Securities and Exchange Commission_part1 potx

United States Government Accountability Office GAO November 2008 Report to the Chairman, United States Securities and Exchange Commission_part1 potx

... a GAO United States Government Accountability Office Report to the Chairman, United States Securities and Exchange Commission November 2008 FINANCIAL AUDIT Securities and Exchange Commission s ... 2008 FINANCIAL AUDIT Securities and Exchange Commission s Financial Statements for Fiscal Years 2008 and 2007 GAO- 09-173 This is trial ver...

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United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part1 pptx

United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part1 pptx

... United States Government Accountabilit y Office GAO Report to the Chairman, United States Securities and Exchange Commission FINANCIAL AUDIT Securities and Exchange Commission s Financial ... Pursuant to the Accountability of Tax Dollars Act of 2002, the United States Securities and Exchange Commission (SEC) is required to pre...

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United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part2 pdf

United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part2 pdf

... independent legal analysis and advice to the Chairman, Commissioners, and operating divisions on all aspects of the Commission s activities. The General Counsel also defends the Commission in federal ... short, the SEC continued to work toward becoming a more responsive and effective agency, committed to protecting investors and restoring con dence in the ma...

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United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part3 pptx

United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part3 pptx

... component. The agencies also must work together to de ne other key terms. They are writing rules that address, among other issues, mandatory clearing, the end-user exception to mandatory clearing and ... order to enhance investor understanding of a fund’s asset mix and how the mix is expected to change as the investor’s retirement approaches and thereafter. Asset-...

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United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part4 potx

United States Government Accountability Office GAO November 2010 Report to the Chairman, United States Securities and Exchange Commission|_part4 potx

... for federal entities and the formats prescribed by the Of ce of Management and Budget (OMB), the statements are in addition to the  nancial reports used to monitor and control budgetary ... prepared from the same books and records. The statements should be read with the understanding that they are for a component of the U.S. Government, a sovereign entity....

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